Miscellaneous
Miscellanies
FNTGX
1492 Small Cap Growth Fd
3
2
1
0.001
ALSZX
361 Long/Short Equity Fd Cl I
3
2
1
0.001
ALSQX
361 Long/Short Equity Fund- Investor Class
3
2
1
0.001
TDPAX
3D Printing and Technology Fund A Shares
3
2
1
0.001
TDPCX
3D Printing and Technology Fund C Shares
3
2
1
0.001
TDPIX
3D Printing and Technology Fund Institutional Shares
3
2
1
0.001
TDPNX
3D Printing Fund - Investor Shares
3
2
1
0.001
AHUAX
AAM/HIMCO Unconstrained Bond Fund - Class A
3
2
1
0.001
AHUCX
AAM/HIMCO Unconstrained Bond Fund - Class C
3
2
1
0.001
LTKKX
AB Blended Style Series, Inc. - AB 2030 Retirement Strategy - Class K
3
2
1
0.001
AILSX
AB Bond Fund, Inc. - AB Credit Long/Short Portfolio - Class I
3
2
1
0.001
ALKSX
AB Bond Fund, Inc. - AB Credit Long/Short Portfolio - Class K
3
2
1
0.001
ALRSX
AB Bond Fund, Inc. - AB Credit Long/Short Portfolio - Class R
3
2
1
0.001
ALZSX
AB Bond Fund, Inc. - AB Credit Long/Short Portfolio - Class Z
3
2
1
0.001
ECADX
AB BOND FUND, INC. - AB EMERGING MARKET CORPORATE DEBT PORTFOLIO - A
3
2
1
0.001
ECYDX
AB BOND FUND, INC. - AB EMERGING MARKET CORPORATE DEBT PORTFOLIO - ADV
3
2
1
0.001
ECCDX
AB BOND FUND, INC. - AB EMERGING MARKET CORPORATE DEBT PORTFOLIO - C
3
2
1
0.001
AGRXX
AB Bond Fund, Inc. - AB Government Reserves Portfolio - Class 1
3
2
1
0.001
MPARX
AB BOND FUND, INC. - AB MORTGAGE OPPORTUNITIES PORTFOLIO A
3
2
1
0.001
MPYRX
AB BOND FUND, INC. - AB MORTGAGE OPPORTUNITIES PORTFOLIO ADV
3
2
1
0.001
MPCRX
AB BOND FUND, INC. - AB MORTGAGE OPPORTUNITIES PORTFOLIO C
3
2
1
0.001
EMADX
AB BOND FUND, INC. - EMERGING MARKET DEBT PORTFOLIO A
3
2
1
0.001
EMYDX
AB BOND FUND, INC. - EMERGING MARKET DEBT PORTFOLIO ADV
3
2
1
0.001
EMCDX
AB BOND FUND, INC. - EMERGING MARKET DEBT PORTFOLIO C
3
2
1
0.001
MDACX
AB CAP FUND, INC - AB MID CAP GROWTH PORTFOLIO - A
3
2
1
0.001
MDYCX
AB CAP FUND, INC - AB MID CAP GROWTH PORTFOLIO - ADV
3
2
1
0.001
MDCCX
AB CAP FUND, INC - AB MID CAP GROWTH PORTFOLIO - C
3
2
1
0.001
ABAEX
AB Cap Fund, Inc. - AB Emerging Markets Multi-Asset Portfolio - Class A
3
2
1
0.001
LSAMX
AB Cap Fund, Inc. - AB Long/Short Multi- Manager Portfolio - Class A
3
2
1
0.001
TDCYX
AB Cap Fund, Inc. - AB Multi-Manager Select 2015 Fund - Advisor Class
3
2
1
0.001
TDJCX
AB Cap Fund, Inc. - AB Multi-Manager Select 2040 Fund - Class C
3
2
1
0.001
SCIVX
AB CAP FUND, INC. - AB SMALL CAP VALUE PORTFOLIO - I
3
2
1
0.001
SCKVX
AB CAP FUND, INC. - AB SMALL CAP VALUE PORTFOLIO - K
3
2
1
0.001
SCRVX
AB CAP FUND, INC. - AB SMALL CAP VALUE PORTFOLIO - R
3
2
1
0.001
SCZVX
AB CAP FUND, INC. - AB SMALL CAP VALUE PORTFOLIO - Z
3
2
1
0.001
SCYVX
AB Cap Fund, Inc. - AB Small Cap Value Portfolio - Advisor Class
3
2
1
0.001
SCAVX
AB Cap Fund, Inc. - AB Small Cap Value Portfolio - Class A
3
2
1
0.001
SCCVX
AB Cap Fund, Inc. - AB Small Cap Value Portfolio - Class C
3
2
1
0.001
WPSDX
AB CAP FUND, INC. - ALLIANCE BERNSTEIN CONCENTRATED GROWTH FUND 1
3
2
1
0.001
WPSFX
AB CAP FUND, INC. - ALLIANCE BERNSTEIN CONCENTRATED GROWTH FUND 2
3
2
1
0.001
TARRX
AB Corporate Shares - AB Tax-Aware Real Return Income Shares
3
2
1
0.001
CHCLX
AB Discovery Growth Fund, Inc. - Class A
3
2
1
0.001
AEYXX
AB Exchange Reserves - Advisor Class
3
2
1
0.001
AEAXX
AB Exchange Reserves - Class A
3
2
1
0.001
AEBXX
AB Exchange Reserves - Class B
3
2
1
0.001
AECXX
AB Exchange Reserves - Class C
3
2
1
0.001
AIEXX
AB Exchange Reserves - Class I
3
2
1
0.001
AEKXX
AB Exchange Reserves - Class K
3
2
1
0.001
AREXX
AB Exchange Reserves - Class R
3
2
1
0.001
AFCAX
AB FLOATING RATE STRATEGIES FUND A
3
2
1
0.001
AFCVX
AB FLOATING RATE STRATEGIES FUND ADV
3
2
1
0.001
AFCCX
AB FLOATING RATE STRATEGIES FUND C
3
2
1
0.001
AFCIX
AB FLOATING RATE STRATEGIES FUND I
3
2
1
0.001
AFCKX
AB FLOATING RATE STRATEGIES FUND K
3
2
1
0.001
AFCRX
AB FLOATING RATE STRATEGIES FUND R
3
2
1
0.001
AFCZX
AB FLOATING RATE STRATEGIES FUND Z
3
2
1
0.001
ATEBX
AB Global Thematic Growth Fund, Inc. - Class B
3
2
1
0.001
ABGHX
AB INTERNATIONAL BOND FUND CLASS A
3
2
1
0.001
ABGYX
AB Trust - AB Global Value Fund - Advisor Class Shares
3
2
1
0.001
ABAGX
AB Trust - AB Global Value Fund - Class A
3
2
1
0.001
ABBGX
AB Trust - AB Global Value Fund - Class B
3
2
1
0.001
ABCGX
AB Trust - AB Global Value Fund - Class C
3
2
1
0.001
ABGRX
AB Trust - AB Global Value Fund - Class R
3
2
1
0.001
CSABX
Aberdeen Asia Bond Fd Inst Cl
3
2
1
0.001
XFAPX
Aberdeen Asia-Pacific Income Fund, Inc. XASEFAX
3
2
1
0.001
XIAFX
Aberdeen Australia Equity Fund, Inc. XASEIAF
3
2
1
0.001
XXCHX
Aberdeen Chile Fund, Inc. XASECH
3
2
1
0.001
PCDFX
Aberdeen Core Income Fund Class A
3
2
1
0.001
PCDCX
Aberdeen Core Income Fund Class C
3
2
1
0.001
ACBHX
Aberdeen Core Income Fund Class R
3
2
1
0.001
PDIVX
Aberdeen Core Income Fund Inst Cl
3
2
1
0.001
ACBKX
Aberdeen Core Income Fund Inst Service Cl
3
2
1
0.001
XETFX
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. XASEETF
3
2
1
0.001
AGCRX
Aberdeen Global Fixed Income Fund Class R
3
2
1
0.001
XFCOX
Aberdeen Global Income Fd, Inc. XNYSFCO
3
2
1
0.001
XXIFX
Aberdeen Indonesia Fund Inc. XASEIF
3
2
1
0.001
XISLX
Aberdeen Israel Fund Inc. XASEISL
3
2
1
0.001
XJEQX
Aberdeen Japan Equity Fund, Inc. XNYSJEQ
3
2
1
0.001
XLAQX
Aberdeen Latin America Equity Fund, Inc XASELAQ
3
2
1
0.001
XSGFX
Aberdeen Singapore Fund, Inc. XNYSSGF
3
2
1
0.001
GGLIX
Aberdeen U.S. Equity Fund Institutional Class
3
2
1
0.001
AUYAX
Aberdeen U.S. High Yield Bond Fund Class A
3
2
1
0.001
AUYCX
Aberdeen U.S. High Yield Bond Fund Class C
3
2
1
0.001
AUYRX
Aberdeen U.S. High Yield Bond Fund Class R
3
2
1
0.001
AUYIX
Aberdeen U.S. High Yield Bond Fund Institutional Class
3
2
1
0.001
AUYSX
Aberdeen U.S. High Yield Bond Fund Institutional Service Class
3
2
1
0.001
AOFOX
Absolute Credit Opportunities Fund Institutional Class
3
2
1
0.001
XCAPX
ACAP Strategic Fund
3
2
1
0.001
XCWPX
ACAP Strategic Fund Class W Shares
3
2
1
0.001
AACXX
Active Assets California Tax-Free Trust
3
2
1
0.001
AAGXX
Active Assets Government Securities Trust
3
2
1
0.001
AISXX
Active Assets Institutional Government Securities Trust
3
2
1
0.001
AVIXX
Active Assets Institutional Money Trust
3
2
1
0.001
AAMXX
Active Assets Money Trust
3
2
1
0.001
AATXX
Active Assets Tax-Free Trust
3
2
1
0.001
CTEXX
Advantage California Tax Exempt Liquidity Fund
3
2
1
0.001
ADGXX
Advantage Government Liquidity Fd Shs of Dly Incm Fd US Government
3
2
1
0.001
ADMXX
Advantage Municipal Liquidity Fund Shs of Dly Incm Fd Municipal Ptf
3
2
1
0.001
ADLXX
Advantage Primary Liquidity Fund Shs of Dly Incm Fd Money Market Ptf
3
2
1
0.001
XAVKX
Advent Claymore Convertible Securities & Income Fund XNYSAVK
3
2
1
0.001
XLCMX
Advent/Claymore Enhanced Growth & Income Fund XNYSLCM
3
2
1
0.001
XAGCX
Advent/Claymore Global Convertible Securities and Income Fd XNYSAGC
3
2
1
0.001
AHYAX
Aegis High Yield Fd Cl A
3
2
1
0.001
AHYFX
Aegis High Yield Fund
3
2
1
0.001
AVALX
Aegis Value Fd Inc
3
2
1
0.001
AVFAX
Aegis Value Fund Class A
3
2
1
0.001
NRFBX
AEW Real Estate Fund Class B
3
2
1
0.001
SHKAX
Aftershock Strategies Fd Cl A
3
2
1
0.001
SHKCX
Aftershock Strategies Fd Cl C
3
2
1
0.001
SHKIX
Aftershock Strategies Fd Cl I
3
2
1
0.001
SHKNX
Aftershock Strategies Fd Cl N
3
2
1
0.001
SCAEX
Age-Based Option
3
2
1
0.001
SCAHX
3
2
1
0.001
SCAJX
3
2
1
0.001
SCAKX
3
2
1
0.001
SCAMX
3
2
1
0.001
SCANX
3
2
1
0.001
SCAOX
3
2
1
0.001
SCAQX
3
2
1
0.001
SCAWX
3
2
1
0.001
SCHEX
3
2
1
0.001
SCHFX
3
2
1
0.001
SCHGX
3
2
1
0.001
SCHHX
3
2
1
0.001
SCHIX
3
2
1
0.001
SCHJX
3
2
1
0.001
SCHKX
3
2
1
0.001
SCHMX
3
2
1
0.001
SCHNX
3
2
1
0.001
SCHPX
3
2
1
0.001
SCHQX
3
2
1
0.001
SCHRX
3
2
1
0.001
SCHTX
3
2
1
0.001
SCHUX
3
2
1
0.001
SCHVX
3
2
1
0.001
SCHWX
3
2
1
0.001
SCXJX
3
2
1
0.001
SCXKX
3
2
1
0.001
SCXLX
3
2
1
0.001
IPPXX
AIM Premier Portfolio - Institutional Class
3
2
1
0.001
PEIXX
AIM Premier Tax Exempt Portfolio - Institutional Class
3
2
1
0.001
IUGXX
AIM Premier U.S. Government Money Market Prft Insti Cl
3
2
1
0.001
AGPXX
AIM Short Term Invts Tr Government & Agency Port - Insti Cl
3
2
1
0.001
TSPXX
AIM Short Term Invts Tr Government TaxAdvantage Port - Insti Cl
3
2
1
0.001
LAPXX
AIM Short Term Invts Tr Liquid Assets Port - Insti Class
3
2
1
0.001
SRIXX
AIM Short Term Invts Tr STIC Prime Port - Insti Cl
3
2
1
0.001
TFPXX
AIM Short Term Invts Tr Tax-Free Cash Reserve - Insti Cl
3
2
1
0.001
TRPXX
AIM Short Term Invts Tr Treasury Port - Insti Cl
3
2
1
0.001
IMRXX
AIM Treasurers Ser Tr, Premier Portfolio
3
2
1
0.001
ITTXX
AIM Treasurers Ser Tr, Premier Tax-Exempt Portfolio
3
2
1
0.001
ABRXX
Alex Brown Cash Reserve Fund - Prime
3
2
1
0.001
ALMBX
Alger SMid Cap Growth Fund Class B
3
2
1
0.001
SCAZX
All Equity Option Class A
3
2
1
0.001
SCBEX
All Equity Option Class B
3
2
1
0.001
SCBGX
All Equity Option Class C
3
2
1
0.001
SCBHX
All Equity Option Class O
3
2
1
0.001
SCCKX
All Fixed Income Option Class A
3
2
1
0.001
SCEGX
All Fixed Income Option Class B
3
2
1
0.001
SCEEX
All Fixed Income Option Class C
3
2
1
0.001
SCEDX
All Fixed Income Option Class O
3
2
1
0.001
XAKPX
Alliance California Municipal Income Fund, Inc. XNYSAKP
3
2
1
0.001
XAYNX
Alliance New York Municipal Income Fund, Inc. XNYSAYN
3
2
1
0.001
XAWFX
AllianceBernstein Global High Income Fund, Inc. XNYSAWF
3
2
1
0.001
XACGX
AllianceBernstein Income Fund, Inc. XNYSACG
3
2
1
0.001
XAFBX
AllianceBernstein National Municipal Income Fund, Inc. XNYSAFB
3
2
1
0.001
AGOPX
Allianz Global Small-Cap Opportunities Portfolio
3
2
1
0.001
AUCEX
Allianz U.S. Unconstrained Equity Portfolio
3
2
1
0.001
PEIDX
AllianzGI NFJ Dividend Value Fund Class D
3
2
1
0.001
PNVDX
AllianzGI NFJ Small-Cap Value Fund Class D
3
2
1
0.001
AZFAX
AllianzGI Behavioral Advantage Large Cap Fd Cl A
3
2
1
0.001
AZFCX
AllianzGI Behavioral Advantage Large Cap Fd Cl C
3
2
1
0.001
AZFDX
AllianzGI Behavioral Advantage Large Cap Fd Cl D
3
2
1
0.001
AZFIX
AllianzGI Behavioral Advantage Large Cap Fd Cl I
3
2
1
0.001
AZFPX
AllianzGI Behavioral Advantage Large Cap Fd Cl P
3
2
1
0.001
ALQDX
AllianzGI China Equity Fund Class D
3
2
1
0.001
XNCVX
AllianzGI Convertible & Income Fd XNYSNCV
3
2
1
0.001
XNCZX
AllianzGI Convertible & Income Fund II XNYSNCZ
3
2
1
0.001
ANZDX
AllianzGI Convertible Fund Class D
3
2
1
0.001
AOTDX
AllianzGI Emerging Markets Opportunities Fund Class D
3
2
1
0.001
XNIEX
AllianzGI Equity & Convertible Income Fund XNYSNIE
3
2
1
0.001
PGRDX
AllianzGI Focused Growth Fund Class D
3
2
1
0.001
PALAX
AllianzGI Global Allocation Fund Class A
3
2
1
0.001
AGADX
AllianzGI Global Allocation Fund Class D
3
2
1
0.001
AGSDX
AllianzGI Global Dynamic Allocation Fund Class D
3
2
1
0.001
AZDDX
AllianzGI Global Fundamental Strategy Fund Cl D
3
2
1
0.001
AVYDX
AllianzGI Global Managed Volatility Fd Cl D
3
2
1
0.001
ARMDX
AllianzGI Global Natural Resources Fund Class D
3
2
1
0.001
DGSNX
AllianzGI Global Small Cap Fund Class D
3
2
1
0.001
AWTDX
AllianzGI Global Water Fund Class D
3
2
1
0.001
DGHCX
AllianzGI Health Sciences Fund Class D
3
2
1
0.001
AYBDX
AllianzGI High Yield Bond Fund Class D
3
2
1
0.001
AZNDX
AllianzGI Income Class and Growth Fund Class D
3
2
1
0.001
PNIDX
AllianzGI International Managed Volatility Fd Cl D
3
2
1
0.001
ALODX
AllianzGI International Small-Cap Fd Cl D
3
2
1
0.001
DMCNX
AllianzGI Mid Cap Fund Class D
3
2
1
0.001
ALRDX
AllianzGI Multi-Asset Real Return Fund D
3
2
1
0.001
PREDX
AllianzGI NFJ Mid-Cap Value Fund Class D
3
2
1
0.001
PNFDX
AllianzGI NFJ All-Cap Value Fund Class D
3
2
1
0.001
PNFIX
AllianzGI NFJ All-Cap Value Fund Institutional Class
3
2
1
0.001
XNFJX
AllianzGI NFJ Dividend, Interest & Premium Strategy Fund XNYSNFJ
3
2
1
0.001
AZMDX
AllianzGI NFJ Emerging Markets Value Fund Class D
3
2
1
0.001
ANUDX
AllianzGI NFJ Global Dividend Value Fund Class D
3
2
1
0.001
AJVDX
AllianzGI NFJ International Small Cap Value Fund Class D
3
2
1
0.001
AFJDX
AllianzGI NFJ International Value FundClass D
3
2
1
0.001
NFJDX
AllianzGI NFJ International Value II Fund Class D
3
2
1
0.001
PNBDX
AllianzGI NFJ Large-Cap Value Fund Class D
3
2
1
0.001
AZGDX
AllianzGI Retirement 2015 Fund Class D
3
2
1
0.001
AGLDX
AllianzGI Retirement 2020 Fund class D
3
2
1
0.001
ABDIX
AllianzGI Retirement 2030 Fund Class D
3
2
1
0.001
AVSDX
AllianzGI Retirement 2040 Fund Class D
3
2
1
0.001
ASNDX
AllianzGI Retirement 2050 Fund Class D
3
2
1
0.001
ARTDX
AllianzGI Retirement Income Fd Cl D
3
2
1
0.001
ASHDX
AllianzGI Short Duration High Income Fd Cl D
3
2
1
0.001
ASHIX
AllianzGI Short Duration High Income Fd Insti Cl
3
2
1
0.001
AZBDX
AllianzGI Small-Cap Blend Fund Cl D
3
2
1
0.001
AZIDX
AllianzGI Structured Return Fund Class D
3
2
1
0.001
DGTNX
AllianzGI Technology Fund Class D
3
2
1
0.001
AZUDX
AllianzGI U.S. Equity Hedged Fund Class D
3
2
1
0.001
AZUIX
AllianzGI U.S. Equity Hedged Fund Institutional Class
3
2
1
0.001
NGWDX
AllianzGI U.S. Managed Volatility Fund Class D
3
2
1
0.001
AEGDX
AllianzGI U.S. Small-Cap Growth Fund Cl D
3
2
1
0.001
ALGPX
AllianzGl Best Styles Global Equity Fund Class P
3
2
1
0.001
ASUAX
AllianzGl Global Sustainability Fund Class A
3
2
1
0.001
ROTAX
AlphaCentric Asset Rotation Fund Class A
3
2
1
0.001
SMRIX
AlphaCentric Smart Money Fund Class I
3
2
1
0.001
AMSCX
AlphaMark Small Cap Growth Fund
3
2
1
0.001
EUEYX
Alpine Cyclical Advantage Property Fund Class Y
3
2
1
0.001
ADABX
Alpine Equity Income Fund - Class A
3
2
1
0.001
ADBYX
Alpine Equity Income Fund - Institutional Class
3
2
1
0.001
XAGDX
Alpine Global Dynamic Dividend Fund XNYSAGD
3
2
1
0.001
XAWPX
Alpine Global Premier Properties Fund XNYSAWP
3
2
1
0.001
AMUXX
Alpine Municipal Money Market Fund
3
2
1
0.001
XAODX
Alpine Total Dynamic Dividend Fund XNYSAOD
3
2
1
0.001
ADATX
Alpine Transformations Fund - Class A
3
2
1
0.001
ADTRX
Alpine Transformations Fund - Institutional Class
3
2
1
0.001
REALX
ALPS Real Asset Income Fund Cl A
3
2
1
0.001
RAECX
ALPS Real Asset Income Fund Cl C
3
2
1
0.001
RAEIX
ALPS Real Asset Income Fund Cl I
3
2
1
0.001
ALEFX
ALPS/Alerian Energy Infrastructure Portfolio, Class III
3
2
1
0.001
INDIX
ALPS/Kotak India Growth Fund Class I
3
2
1
0.001
ALSPX
ALPS/Stadion Tactical Defensive Portfolio Class II
3
2
1
0.001
ELSYX
Altegris Equity Long Short Fund Class Y
3
2
1
0.001
EVOYX
Altegris Futures Evolution Strategy Fd Cl Y
3
2
1
0.001
MCRYX
Altegris Macro Strategy Fd Cl Y
3
2
1
0.001
MULCX
Altegris Multi-Strategy Alternatives Fund Cl C
3
2
1
0.001
RAACX
Altegris/AACA Real Estate Long Short Fund Class C
3
2
1
0.001
LTAFX
Alternative Strategies Fund Class A
3
2
1
0.001
LTCFX
Alternative Strategies Fund Class C
3
2
1
0.001
CMAVX
AM CENTURY MID CAP VALUE 529 PORT A
3
2
1
0.001
CMCVX
AM CENTURY MID CAP VALUE 529 PORT C
3
2
1
0.001
CMEVX
AM CENTURY MID CAP VALUE 529 PORT Z
3
2
1
0.001
ATPIX
American Beacon Treasury Inflation Protected Securities Fd Insti C
3
2
1
0.001
GBSCX
American Beacon Bahl & Gaynor Small Cap Growth Fund - C Class
3
2
1
0.001
ASRXX
American Beacon Money Market Select Fund
3
2
1
0.001
AAPAX
American Beacon Retirement Income & Appreciation Fund A Class
3
2
1
0.001
AANPX
American Beacon Retirement Income & Appreciation Fund Investor Class
3
2
1
0.001
ABACX
American Beacon Retirement Income and Appreciation Fund C Class
3
2
1
0.001
ACRYX
American Beacon Retirement Income Fund Y Class
3
2
1
0.001
AASSX
American Beacon Small Cap Value Fund Advisor Class
3
2
1
0.001
ABBAX
American Beacon Small Cap Value II Fd A Cl
3
2
1
0.001
ABBCX
American Beacon Small Cap Value II Fd C Cl
3
2
1
0.001
ABBIX
American Beacon Small Cap Value II Fd Instl Cl
3
2
1
0.001
ABBVX
American Beacon Small Cap Value II Fd Inv Cl
3
2
1
0.001
ABTPX
American Beacon Treasury Inflation Protected Securities Fd Inv Cl
3
2
1
0.001
AAOXX
American Beacon U.S. Government Money Market Select Fund
3
2
1
0.001
ALBVX
American Century Large Company Value - Class B
3
2
1
0.001
BCTXX
American Century California Tax Free Money Market Investor Class
3
2
1
0.001
CPFXX
American Century Capital Preservation Fund Investor Class
3
2
1
0.001
CDBBX
American Century Diversified Bond - Class B
3
2
1
0.001
AEYIX
American Century Equity Income - C Class
3
2
1
0.001
AEKBX
American Century Equity Income Fund B Class
3
2
1
0.001
AFDBX
American Century Fundamental Equity Class B
3
2
1
0.001
AGAVX
American Century Global Allocation Fd Inv Cl
3
2
1
0.001
ATHBX
American Century Heritage Fund B Class
3
2
1
0.001
AHYDX
American Century High-Yield Fund R6 Cl
3
2
1
0.001
AVVIX
American Century Large Company Value Fund Class 1
3
2
1
0.001
ACNKX
American Century NT Core Equity Plus Fd Instl
3
2
1
0.001
AFNCX
American Century One Choice 2015 Portfolio - C Class
3
2
1
0.001
ARFAX
American Century One Choice 2015 Portfolio A Cl
3
2
1
0.001
ARNIX
American Century One Choice 2015 Portfolio Institutional Class
3
2
1
0.001
ARFIX
American Century One Choice 2015 Portfolio Investor Class
3
2
1
0.001
ARFRX
American Century One Choice 2015 Portfolio R Class
3
2
1
0.001
TCRXX
American Century Premium Money Market Investor Class
3
2
1
0.001
ARCXX
American Century Prime Money Market - C Class
3
2
1
0.001
BPMXX
American Century Prime Money Market - Class B
3
2
1
0.001
ACAXX
American Century Prime Money Market Fd - A Class
3
2
1
0.001
BPRXX
American Century Prime Money Market Fund Investor Class
3
2
1
0.001
APOBX
American Century Short Duration Inflation Protection Bond Fund Class B
3
2
1
0.001
ANOBX
American Century Small Cap Growth Fund - Class B
3
2
1
0.001
ANONX
American Century Small Cap Growth Fund - Inst Cl
3
2
1
0.001
ACVBX
American Century Strategic Allocation
3
2
1
0.001
ASTBX
3
2
1
0.001
ALLBX
American Century Strategic Allocation Aggressive Class B
3
2
1
0.001
BNTXX
American Century Tax-Free Money Market Investor Class
3
2
1
0.001
ACBVX
American Century Value - Class B
3
2
1
0.001
AVBIX
American Century VP Balanced - Investor Class
3
2
1
0.001
AVCIX
American Century VP Capital Appreciation - Investor Class
3
2
1
0.001
AWRIX
American Century VP Growth Fd Cl I
3
2
1
0.001
AWREX
American Century VP Growth Fd Cl II
3
2
1
0.001
AVPGX
American Century VP Income & Growth - Class II
3
2
1
0.001
AVGIX
American Century VP Income & Growth - Investor Class
3
2
1
0.001
AIGTX
American Century VP Income & Growth Cl III
3
2
1
0.001
AIPTX
American Century VP Inflation Prot Cl II
3
2
1
0.001
APTIX
American Century VP Inflation Protection Fund Class I
3
2
1
0.001
ANVPX
American Century VP International - Class II
3
2
1
0.001
AIVPX
American Century VP International - Class III
3
2
1
0.001
AVIIX
American Century VP International - Investor Class
3
2
1
0.001
AVPLX
American Century VP International Fund Class IV
3
2
1
0.001
AVVTX
American Century VP Large Company Value Class II
3
2
1
0.001
AVMTX
American Century VP Mid Cap Value Class II
3
2
1
0.001
AVIPX
American Century VP Mid Cap Value Fund Class 1
3
2
1
0.001
AVUTX
American Century VP Ultra - Class III
3
2
1
0.001
AVPUX
American Century VP Ultra Fund - Class I
3
2
1
0.001
AVPSX
American Century VP Ultra Fund - Class II
3
2
1
0.001
AVPVX
American Century VP Value - Class II
3
2
1
0.001
AVPTX
American Century VP Value - Class III
3
2
1
0.001
AVPIX
American Century VP Value - Investor Class
3
2
1
0.001
ACTTX
American Century Zero Coupon 2015 - Advisor Class
3
2
1
0.001
BTFTX
American Century Zero Coupon 2015 Fd Investor Class
3
2
1
0.001
RADTX
American Fds 2025 Target Date Retirement Fd Cl R1
3
2
1
0.001
RBOEX
American Funds - Intermediate Bond Fund of America Class R-4 Shares
3
2
1
0.001
RICFX
American Funds - The Investment Company of America Class R-5 Shares
3
2
1
0.001
FBJTX
American Funds 2055 Target Date Retirement Fd Cl F-2
3
2
1
0.001
CFFAX
American Funds College Fd 2015 Cl 529-A
3
2
1
0.001
CFIBX
American Funds College Fd 2015 Cl 529-B
3
2
1
0.001
CFFCX
American Funds College Fd 2015 Cl 529-C
3
2
1
0.001
CFIEX
American Funds College Fd 2015 Cl 529-E
3
2
1
0.001
CFIFX
American Funds College Fd 2015 Cl 529-F-1
3
2
1
0.001
CTOBX
American Funds College Fd 2021 Cl 529-B
3
2
1
0.001
COBAX
American Funds Corporate Bond Fund - Class 529-A
3
2
1
0.001
COBBX
American Funds Corporate Bond Fund - Class 529-B
3
2
1
0.001
COBCX
American Funds Corporate Bond Fund - Class 529-C
3
2
1
0.001
COBEX
American Funds Corporate Bond Fund - Class 529-E
3
2
1
0.001
BFCBX
American Funds Corporate Bond Fund - Class B
3
2
1
0.001
BFCCX
American Funds Corporate Bond Fund - Class C
3
2
1
0.001
BFCFX
American Funds Corporate Bond Fund - Class F-1
3
2
1
0.001
BFCGX
American Funds Corporate Bond Fund - Class F-2
3
2
1
0.001
RCBAX
American Funds Corporate Bond Fund - Class R-1
3
2
1
0.001
RCBBX
American Funds Corporate Bond Fund - Class R-2
3
2
1
0.001
RCBCX
American Funds Corporate Bond Fund - Class R-3
3
2
1
0.001
RCBDX
American Funds Corporate Bond Fund - Class R-4
3
2
1
0.001
RCBEX
American Funds Corporate Bond Fund - Class R-5
3
2
1
0.001
RCBFX
American Funds Corporate Bond Fund - Class R-6
3
2
1
0.001
RCBGX
American Funds Corporate Bond Fund - Class R2E
3
2
1
0.001
COBFX
American Funds Corporate Bond Fund Class 529-F
3
2
1
0.001
BFCAX
American Funds Corporate Bond Fund Class A
3
2
1
0.001
CHFAX
American Funds Global High-Income Opportunities Fund - Class 529-A
3
2
1
0.001
CHFBX
American funds Global High-Income Opportunities Fund - Class 529-B
3
2
1
0.001
CHFEX
American Funds Global High-Income Opportunities Fund - Class 529-E
3
2
1
0.001
CHFFX
American Funds Global High-Income Opportunities Fund - Class 529-F
3
2
1
0.001
GHIBX
American Funds Global High-Income Opportunities Fund - Class B
3
2
1
0.001
GHICX
American Funds Global High-Income Opportunities Fund - Class C
3
2
1
0.001
GHIFX
American Funds Global High-Income Opportunities Fund - Class F-1
3
2
1
0.001
GHIGX
American Funds Global High-Income Opportunities Fund - Class F-2
3
2
1
0.001
RGHAX
American Funds Global High-Income Opportunities Fund - CLass R-1
3
2
1
0.001
RGHBX
American Funds Global High-Income Opportunities Fund - Class R-2
3
2
1
0.001
RGHCX
American Funds Global High-Income Opportunities Fund - Class R-3
3
2
1
0.001
RGHDX
American Funds Global High-Income Opportunities Fund - Class R-4
3
2
1
0.001
RGHEX
American Funds Global High-Income Opportunities Fund - Class R-5
3
2
1
0.001
RGHFX
American Funds Global High-Income Opportunities Fund - Class R-6
3
2
1
0.001
RGHGX
American Funds Global High-Income Opportunities Fund - Class R2E
3
2
1
0.001
CHFCX
American Funds Global High-Income Opportunities Fund Class 529-C
3
2
1
0.001
GHIAX
American Funds Global High-Income Opportunities Fund Class A
3
2
1
0.001
RBEXX
American Funds Money Market Fund - Class R2E
3
2
1
0.001
AAFXX
American Funds Money Market Fund Cl 529-A
3
2
1
0.001
BAFXX
American Funds Money Market Fund Cl 529-B
3
2
1
0.001
CCFXX
American Funds Money Market Fund Cl 529-C
3
2
1
0.001
EAFXX
American Funds Money Market Fund Cl 529-E
3
2
1
0.001
FARXX
American Funds Money Market Fund Cl 529-F-1
3
2
1
0.001
AFAXX
American Funds Money Market Fund Cl A
3
2
1
0.001
AFBXX
American Funds Money Market Fund Cl B
3
2
1
0.001
AFCXX
American Funds Money Market Fund Cl C
3
2
1
0.001
AFFXX
American Funds Money Market Fund Cl F-1
3
2
1
0.001
AFGXX
American Funds Money Market Fund Cl F-2
3
2
1
0.001
RAAXX
American Funds Money Market Fund Cl R-1
3
2
1
0.001
RABXX
American Funds Money Market Fund Cl R-2
3
2
1
0.001
RACXX
American Funds Money Market Fund Cl R-3
3
2
1
0.001
RADXX
American Funds Money Market Fund Cl R-4
3
2
1
0.001
RAEXX
American Funds Money Market Fund Cl R-5
3
2
1
0.001
RAFXX
American Funds Money Market Fund Cl R-6
3
2
1
0.001
SCWBX
American Funds SMALLCAP World B
3
2
1
0.001
CITEX
American High-Income Trust, Class 529-E Shares
3
2
1
0.001
ISFSX
American Independence Fds Tr, Stock Fd Cl C
3
2
1
0.001
ISISX
American Independence Funds Stock Fd Service Class
3
2
1
0.001
LDGCX
American Independence Laffer Dividend Growth Fd - Cl. C
3
2
1
0.001
AGZAX
American Independence MAR Tactical Aggressive Growth Fund - Class A
3
2
1
0.001
AGZCX
American Independence MAR Tactical Aggressive Growth Fund - Class C
3
2
1
0.001
AGZRX
American Independence MAR Tactical Aggressive Growth Fund - Class R
3
2
1
0.001
AGZIX
American Independence MAR Tactical Aggressive Growth Fund - Institutional Class
3
2
1
0.001
TCMAX
American Independence MAR Tactical Conservative Growth Fd Cl A
3
2
1
0.001
TCMCX
American Independence MAR Tactical Conservative Growth Fd Cl C
3
2
1
0.001
TCMRX
American Independence MAR Tactical Conservative Growth Fd Cl R
3
2
1
0.001
TCMNX
American Independence MAR Tactical Conservative Growth Fd Inst Cl
3
2
1
0.001
MGMRX
American Independence MAR Tactical Growth Fd Cl R
3
2
1
0.001
MGZRX
American Independence MAR Tactical Moderate Growth Fund - Class R
3
2
1
0.001
ACIXX
American Performance Institutional Cash Management Fund
3
2
1
0.001
AIUXX
American Performance Institutional U.S. Treasury Fund
3
2
1
0.001
AREIX
American Real Estate Income Fund
3
2
1
0.001
ASCPX
AMF Intermediate Mortgage Fund
3
2
1
0.001
AULTX
AMF Ultra Short Fund
3
2
1
0.001
MFDSX
AMG GW&K Enhanced Core Bond Fund Service Class
3
2
1
0.001
SSECX
AMG SouthernSun U.S. Equity Fund C Class
3
2
1
0.001
TSCPX
AMG TimesSquare Small Cap Growth Fund Premier Class
3
2
1
0.001
TLGIX
AMG Trilogy Global Equity Fund Institutional Class
3
2
1
0.001
AMILX
AMI Large Cap Growth Fund
3
2
1
0.001
ATMBX
Anchor Tactical Municipal Fund
3
2
1
0.001
ANQCX
Ancora Equity Fund Class C
3
2
1
0.001
ANQIX
Ancora Equity Fund Class I
3
2
1
0.001
AFLMX
Anfield Universal Fixed Income Fd Cl A1
3
2
1
0.001
AFLRX
Anfield Universal Fixed Income Fd Cl R
3
2
1
0.001
APSGX
APEXcm Small/Mid Cap Growth Fund
3
2
1
0.001
APMAX
API Master Allocation Fund Institutional Share Class
3
2
1
0.001
XAFTX
Apollo Senior Floating Rate Fund Inc. XNYSAFT
3
2
1
0.001
XAIFX
Apollo Tactical Income Fund Inc. XNYSAIF
3
2
1
0.001
AQIYX
AQR International Equity Fund Class Y
3
2
1
0.001
QCERX
AQR Large Cap Multi-Style Fund - Class R6
3
2
1
0.001
AQVIX
AQR Risk-Balanced Commodities Strategy LV Fd Cl I
3
2
1
0.001
AQVNX
AQR Risk-Balanced Commodities Strategy LV Fd Cl N
3
2
1
0.001
ATPYX
Aquila Three Peaks High Income Fund Class Y
3
2
1
0.001
DIVVX
AR Capital Dividend and Value Fund Advisor Class
3
2
1
0.001
DIVAX
AR Capital Dividend and Value Fund Class A
3
2
1
0.001
DIVCX
AR Capital Dividend and Value Fund Class C
3
2
1
0.001
ARDNX
Arden Alternative Strategies Fund Class I
3
2
1
0.001
ARETX
Arden Alternative Strategies II Fund - Class A
3
2
1
0.001
AINSX
Arden Variable Alternative Strategies II Fund Cl 1
3
2
1
0.001
AINBX
Arden Variable Alternative Strategies II Fund Cl 2
3
2
1
0.001
AINCX
Arden Variable Alternative Strategies II Fund Cl 3
3
2
1
0.001
XADCX
Ares Dynamic Credit Allocation Fund, Inc. XNYSARDC
3
2
1
0.001
XAMFX
Ares Multi-Strategy Credit Fund, Inc. XNYSARMF
3
2
1
0.001
AVOWX
Arin Large Cap Theta Fund Wirehouse Class
3
2
1
0.001
CSFNX
Arrow Commodity Strategy Fd Inst Shs
3
2
1
0.001
DBRPX
Arrow Risk Premia Fund - Class D Shares
3
2
1
0.001
APHVX
Artisan Small Cap Value Fd Inst Shs
3
2
1
0.001
ARTVX
Artisan Small Cap Value Inv Shs
3
2
1
0.001
USMAX
ASG Tactical U.S. Market Fund Class A
3
2
1
0.001
ECYAX
Ashmore Emerging Markets Currency Fd Cl A
3
2
1
0.001
ECYCX
Ashmore Emerging Markets Currency Fd Cl C
3
2
1
0.001
ECYIX
Ashmore Emerging Markets Currency Fd Insti Cl
3
2
1
0.001
ESFCX
Ashmore Emerging Markets Short Duration Fund - Class C
3
2
1
0.001
XAPBX
Asia Pacific Fund, Inc. XNYSAPB
3
2
1
0.001
RMEIX
Aspiriant Risk-Managed Global Equity Fd Inv Shs
3
2
1
0.001
ACWIX
Aston Small Cap Growth Fd Cl I
3
2
1
0.001
ARIVX
Aston/River Road Independent Value Fd Cl N
3
2
1
0.001
ARVIX
Aston/River Road Independent Value Fund Cl I Shs
3
2
1
0.001
ATDEX
Aston/TAMRO Diversified Equity Fd Cl I Shs
3
2
1
0.001
ATLVX
Aston/TAMRO Diversified Equity Fund Cl N
3
2
1
0.001
ATRWX
ASTON/TAMRO International Small Cap Fund Class I
3
2
1
0.001
AROWX
ASTON/TAMRO International Small Cap Fund Class N
3
2
1
0.001
ASTRX
Astor Long/Short ETF Fund Class R
3
2
1
0.001
ASTMX
Astor Macro Alternative Fund Class A
3
2
1
0.001
ASTGX
Astor Macro Alternative Fund Class C
3
2
1
0.001
AWEVX
AT Disciplined Equity Fund Investor Class
3
2
1
0.001
AWIVX
AT Income Opportunities Fund Investor Class
3
2
1
0.001
AWMVX
AT Mid Cap Equity Fund Investor Class
3
2
1
0.001
XACPX
Avenue Income Credit Strategies Fund XNYSACP
3
2
1
0.001
BRDRX
B.Riley Diversified Equity Fund Investor Cl
3
2
1
0.001
XBGHX
Babson Capital Growth Short Duration High Yield Fund XNYSBGH
3
2
1
0.001
BLTIX
Baird Long-Term Credit Bond Fund- Institutional Class
3
2
1
0.001
BLTSX
Baird Long-Term Credit Bond Fund- Investor Class
3
2
1
0.001
SCBTX
Balanced 50/50 Option Class A
3
2
1
0.001
SCBVX
Balanced 50/50 Option Class B
3
2
1
0.001
SCBWX
Balanced 50/50 Option Class C
3
2
1
0.001
SCBYX
Balanced 50/50 Option Class O
3
2
1
0.001
BEQRX
Balter Long/Short Equity Fund - Investor Class
3
2
1
0.001
XBCVX
Bancroft Fund Ltd. XNYSBCV
3
2
1
0.001
BALAX
Barrow All-Cap Core Fund - Investor Class
3
2
1
0.001
BFLSX
Barrow All-Cap Long/Short Fund - Investor Class
3
2
1
0.001
BBCIX
BBH Core Bond Fund - Class I
3
2
1
0.001
BBCNX
BBH Core Bond Fund - Class N
3
2
1
0.001
BBIRX
BBH Intermediate Municipal Bond Fund - Retail Class
3
2
1
0.001
BBMXX
BBH Money Market Fund
3
2
1
0.001
BBSXX
BBH Money Market Fund Insti Shs
3
2
1
0.001
CMLXX
BIF CA Municipal Money Fund
3
2
1
0.001
MCOXX
BIF CT Municipal Money Fund
3
2
1
0.001
CMGXX
BIF Government Securities Fund
3
2
1
0.001
CMHXX
BIF MA Municipal Money Fund
3
2
1
0.001
MICXX
BIF MI Municipal Money Fund
3
2
1
0.001
CMEXX
BIF Money Fund
3
2
1
0.001
CMJXX
BIF NJ Municipal Money Fund
3
2
1
0.001
CMYXX
BIF NY Municipal Money Fund
3
2
1
0.001
MSOXX
BIF OH Municipal Money Fund
3
2
1
0.001
CPNXX
BIF PA Municipal Money Fund
3
2
1
0.001
CMAXX
BIF Tax-Exempt Fund
3
2
1
0.001
CMTXX
BIF Treasury Fund
3
2
1
0.001
FOURX
Big 4 Onefund Institutional Class
3
2
1
0.001
FOUIX
Big 4 Onefund Investor Class
3
2
1
0.001
BSTXX
Bishop Street Treasury Money Market Fund
3
2
1
0.001
MBDCX
BlackRock Emerging Markets Fund Class B
3
2
1
0.001
BDOAX
BlackRock ACWI ex-US Index Fund Investor A Shares
3
2
1
0.001
BCAPX
BlackRock Aggressive Prepared Ptf Investor C
3
2
1
0.001
XBIAX
BlackRock All Asset Income Trust XNYSBIA
3
2
1
0.001
XBBNX
BlackRock Build America Bond Trust XNYSBBN
3
2
1
0.001
XBJZX
BlackRock California Municipal 2018 Term Trust XNYSBJZ
3
2
1
0.001
XBFZX
BlackRock California Municipal Income Trust XNYSBFZ
3
2
1
0.001
MBCMX
BlackRock California Municipal Opportunities Fund - B
3
2
1
0.001
BFGBX
BlackRock Capital Appreciation Fund Inc. BlackRock
3
2
1
0.001
BCGXX
BlackRock Cash Fds, Government Capital Shares
3
2
1
0.001
BVIXX
BlackRock Cash Fds, Government Institutional Shares
3
2
1
0.001
BVPXX
BlackRock Cash Fds, Government Premium Shares
3
2
1
0.001
BVSXX
BlackRock Cash Fds, Government Select Shares
3
2
1
0.001
BVTXX
BlackRock Cash Fds, Government Trust Shares
3
2
1
0.001
AOCXX
BlackRock Cash Fds, Institutional Aon Captives Shares
3
2
1
0.001
BCIXX
BlackRock Cash Fds, Institutional Capital Shares
3
2
1
0.001
BGIXX
BlackRock Cash Fds, Institutional Institutional Shs
3
2
1
0.001
BSSXX
BlackRock Cash Fds, Institutional Premium Shs
3
2
1
0.001
BGLXX
BlackRock Cash Fds, Institutional Select Shs
3
2
1
0.001
BGTXX
BlackRock Cash Fds, Institutional Trust Shs
3
2
1
0.001
BCPXX
BlackRock Cash Fds, Prime Capital Shares
3
2
1
0.001
BPIXX
BlackRock Cash Fds, Prime Institutional Shares
3
2
1
0.001
BPSXX
BlackRock Cash Fds, Prime Premium Shares
3
2
1
0.001
BPLXX
BlackRock Cash Fds, Prime Select Shares
3
2
1
0.001
BPEXX
BlackRock Cash Fds, Prime Trust Shares
3
2
1
0.001
BCYXX
BlackRock Cash Fds, Treasury Capital Shares
3
2
1
0.001
BRIXX
BlackRock Cash Fds, Treasury Institutional Shares
3
2
1
0.001
BSPXX
BlackRock Cash Fds, Treasury Premium Shares
3
2
1
0.001
BRSXX
BlackRock Cash Fds, Treasury Select Shares
3
2
1
0.001
BYTXX
BlackRock Cash Fds, Treasury Trust Shares
3
2
1
0.001
BISXX
BlackRock Cash Funds Institutional Class SL Agency
3
2
1
0.001
BIPXX
BlackRock Cash Funds Prime Class SL Agency
3
2
1
0.001
BCIBX
BlackRock Core Bond Port B
3
2
1
0.001
XBHKX
BlackRock Core Bond Trust XNYSBHK
3
2
1
0.001
XHYTX
BlackRock Corporate High Yield Fund VI, Inc. XNYSHYT
3
2
1
0.001
XBTZX
BlackRock Credit Allocation Income Trust, Inc. XNYSBTZ
3
2
1
0.001
XDSUX
BlackRock Debt Strategies Fd , Inc. XNYSDSU
3
2
1
0.001
XBHLX
BlackRock Defined Opportunity Credit Trust XNYSBHL
3
2
1
0.001
XBQRX
BlackRock Eco Solutions Investment Trust XNYSBQR
3
2
1
0.001
XBGRX
BlackRock Energy and Resources Trust XNYSBGR
3
2
1
0.001
XCIIX
BlackRock Enhanced Capital and Income Fd XNYSCII
3
2
1
0.001
XBDJX
BlackRock Enhanced Dividend Achievers Trust XNYSBDJ
3
2
1
0.001
XEGFX
BlackRock Enhanced Government Fd, Inc. XNYSEGF
3
2
1
0.001
BRGKX
BlackRock Fds III, BlackRock Russell 1000 Index Fd Class K Shs
3
2
1
0.001
SSRGX
BlackRock Fds, Energy & Resources Portfolio Service Class
3
2
1
0.001
XFIVX
BlackRock Fixed Income Value Opportunities XXXX
3
2
1
0.001
XFRAX
BlackRock Floating Rate Income Strategies Fd, Inc. XNYSFRA
3
2
1
0.001
XBGTX
BlackRock Floating Rate Income Trust, Inc. XNYSBGT
3
2
1
0.001
XBFOX
BlackRock Florida Municipal 2020 Term Trust XNYSBFO
3
2
1
0.001
BMSAX
BlackRock Funds II, Secured Credit Portfolio Class A
3
2
1
0.001
PNIXX
BlackRock Funds Money Market Portfolio Institutional Class
3
2
1
0.001
CIBXX
BlackRock Funds Money Market Portfolio Investor B
3
2
1
0.001
PINXX
BlackRock Funds Money Market Portfolio Investor Class
3
2
1
0.001
PNPXX
BlackRock Funds Money Market Portfolio Service Class
3
2
1
0.001
PNMXX
BlackRock Funds Municipal Money Market Portfolio Institutional Class
3
2
1
0.001
CPAXX
BlackRock Funds Municipal Money Market Portfolio Investor A Class
3
2
1
0.001
PNTXX
BlackRock Funds Municipal Money Market Portfolio Service Class
3
2
1
0.001
CMFXX
BlackRock Funds New Jersey Municipal Money Fund
3
2
1
0.001
CNJXX
BlackRock Funds New Jersey Municipal Money Market Portfolio Investor A
3
2
1
0.001
PNCXX
BlackRock Funds North Carolina Muni MM Institutional Class
3
2
1
0.001
CNCXX
BlackRock Funds North Carolina Muni Money Market Service Shares
3
2
1
0.001
CNAXX
BlackRock Funds North Carolina Municipal M M Portfolio Investor A Class
3
2
1
0.001
COHXX
BlackRock Funds Ohio Municipal MM Portfolio Investor A
3
2
1
0.001
COIXX
BlackRock Funds Ohio Municipal Money Market Portfolio Institutional Sh
3
2
1
0.001
POSXX
BlackRock Funds Ohio Municipal Money Market Portfolio Service Class
3
2
1
0.001
PPIXX
BlackRock Funds Pennsylvania Municipal Money Market Portfolio Institut
3
2
1
0.001
PENXX
BlackRock Funds Pennsylvania Municipal Money Market Portfolio Invest C
3
2
1
0.001
PNSXX
BlackRock Funds Pennsylvania Municipal Money Market Portfolio Service
3
2
1
0.001
CSGBX
BlackRock Funds Small Cap Growth Equity Portfolio Investor B
3
2
1
0.001
CUAXX
BlackRock Funds U.S. Treasury Money Market Portfolio Investor A
3
2
1
0.001
PGIXX
BlackRock Funds U.S. Treasury Portfo Institutional Class
3
2
1
0.001
PNGXX
BlackRock Funds U.S. Treasury Portfolio Service Class
3
2
1
0.001
PVIXX
BlackRock Funds VA Municipal Money Market Portfolio Institutional Class
3
2
1
0.001
XBOEX
BlackRock Global Opportunities Equity Trust XNYSBOE
3
2
1
0.001
BROBX
BlackRock Global Opportunities Portfolio Investor B Class
3
2
1
0.001
BGPBX
BlackRock GNMA Portfolio Investor B Cl
3
2
1
0.001
XBMEX
BlackRock Health Sciences Trust XNYSBME
3
2
1
0.001
XBNAX
BlackRock Income Opportunity Trust XNYSBNA
3
2
1
0.001
XBKTX
BlackRock Income Trust, Inc. XNYSBKT
3
2
1
0.001
BPIBX
BlackRock Inflation Protected Bond Portfolio Investor B Class
3
2
1
0.001
BIAXX
BlackRock Institutional Funds MuniFund Ptf - Admin Class
3
2
1
0.001
XBGYX
BlackRock International Growth and Income Trust XNYSBGY
3
2
1
0.001
BREAX
BlackRock International Opportunities Portf Investor A CL
3
2
1
0.001
XBKNX
BlackRock Investment Quality Municipal Trust XNYSBKN
3
2
1
0.001
BVASX
BlackRock iShares Alternative Strategies V.I. Fund Class I
3
2
1
0.001
BASVX
BlackRock iShares Alternative Strategies V.I. Fund Class III
3
2
1
0.001
BVDAX
BlackRock iShares Dynamic Allocation V.I Fund Class I
3
2
1
0.001
BDAVX
BlackRock iShares Dynamic Allocation V.I. Fund Class III
3
2
1
0.001
BVDFX
BlackRock iShares Dynamic Fixed Income V.I. Fund Class I
3
2
1
0.001
BDFVX
BlackRock iShares Dynamic Fixed Income V.I. Fund Class III
3
2
1
0.001
BVEAX
BlackRock iShares Equity Appreciation V.I. Fund Class I
3
2
1
0.001
BEAVX
BlackRock iShares Equity Appreciation V.I. Fund Class III
3
2
1
0.001
XBLWX
BlackRock Limited Duration Income Trust XNYSBLW
3
2
1
0.001
BCAXX
BlackRock Liquidity Fds CA Muni Fd Ptf Priv Client Shs
3
2
1
0.001
BUPXX
BlackRock Liquidity Fds Fed Fd Ptf Premier Shares
3
2
1
0.001
BRPXX
BlackRock Liquidity Fds Fed Fd Ptf Priv Client Shs
3
2
1
0.001
BFTXX
BlackRock Liquidity Fds Fed Trust Fd Administration Shs
3
2
1
0.001
BMPXX
BlackRock Liquidity Fds Muni Fd Ptf Priv Client Shs
3
2
1
0.001
BNBXX
BlackRock Liquidity Fds NY Money Fd Ptf Premier Shares
3
2
1
0.001
BYPXX
BlackRock Liquidity Fds NY Money Fd Ptf Priv Client Shs
3
2
1
0.001
BIBXX
BlackRock Liquidity Fds NY Money Fund Ptf Select Shares
3
2
1
0.001
BCHXX
BlackRock Liquidity Fds T-Fund Ptf Premier Choice Shs
3
2
1
0.001
BEMXX
BlackRock Liquidity Fds T-Fund Ptf Premier Shs
3
2
1
0.001
BSLXX
BlackRock Liquidity Fds T-Fund Ptf Select Shs
3
2
1
0.001
BTVXX
BlackRock Liquidity Fds Temp Fd Priv Client Shs
3
2
1
0.001
BFPXX
BlackRock Liquidity Fds Temp Fd Ptf Premier Shares
3
2
1
0.001
BCFXX
BlackRock Liquidity Fds, California Money Fd Cash Reserves Shs
3
2
1
0.001
BFDXX
BlackRock Liquidity Fds, Federal Trust Fd Cash Reserves Shs
3
2
1
0.001
BFFXX
BlackRock Liquidity Fds, FedFund Cash Management Shs
3
2
1
0.001
BMAXX
BlackRock Liquidity Fds, MuniCash Admin Shs
3
2
1
0.001
BMRXX
BlackRock Liquidity Fds, MuniCash Cash Reserve Shs
3
2
1
0.001
BNRXX
BlackRock Liquidity Fds, New York Money Fd Cash Reserve Shs
3
2
1
0.001
BTRXX
BlackRock Liquidity Fds, T-Fund Cash Reserve Shs
3
2
1
0.001
BLAXX
BlackRock Liquidity Fds, TempCash Admin Sh
3
2
1
0.001
BLMXX
BlackRock Liquidity Fds, TempCash Cash Mgmt Shs
3
2
1
0.001
BLRXX
BlackRock Liquidity Fds, TempCash Cash Reserve Shs
3
2
1
0.001
BTFXX
BlackRock Liquidity Fds, Treasury Tr Fd Cash Reserve Shs
3
2
1
0.001
BLBXX
BlackRock Liquidity Fnds CA Muni Fd Ptf Premier Shs
3
2
1
0.001
BMFXX
BlackRock Liquidity Fund MuniFund Cash Reserve
3
2
1
0.001
BCBXX
BlackRock Liquidity Funds CA Money Fd Ptf - Select Shares
3
2
1
0.001
BLCXX
BlackRock Liquidity Funds California Money Fund Ptf Administration Cl
3
2
1
0.001
MUDXX
BlackRock Liquidity Funds California Money Fund Ptf Dollar Cl
3
2
1
0.001
MUCXX
BlackRock Liquidity Funds California Money Fund Ptf Insti Cl
3
2
1
0.001
BFBXX
BlackRock Liquidity Funds Fed Fund Portfolio Select Shs
3
2
1
0.001
TSDXX
BlackRock Liquidity Funds Federal Trust Fund Ptf Dollar Cl
3
2
1
0.001
TFFXX
BlackRock Liquidity Funds Federal Trust Fund Ptf Insti Cl
3
2
1
0.001
BLFXX
BlackRock Liquidity Funds FedFund Portfolio
3
2
1
0.001
BFRXX
BlackRock Liquidity Funds FedFund Portfolio Csh Reserve Cl
3
2
1
0.001
TDDXX
BlackRock Liquidity Funds FedFund Portfolio Dollar Cl
3
2
1
0.001
TFDXX
BlackRock Liquidity Funds FedFund Portfolio Insti Cl
3
2
1
0.001
MFTXX
BlackRock Liquidity Funds MkuniFund Portfolio Insti Cl
3
2
1
0.001
MCDXX
BlackRock Liquidity Funds MuniCash Portfolio Dollar Cl
3
2
1
0.001
MCSXX
BlackRock Liquidity Funds MuniCash Portfolio Insti Cl
3
2
1
0.001
BCMXX
BlackRock Liquidity Funds MuniFund Portfolio Csh Mgmt Cl
3
2
1
0.001
MFDXX
BlackRock Liquidity Funds MuniFund Portfolio Dollar Cl
3
2
1
0.001
BLSXX
BlackRock Liquidity Funds MuniFund Ptf Prem Shs
3
2
1
0.001
BMBXX
BlackRock Liquidity Funds MuniFund Ptf Select Shs
3
2
1
0.001
BLYXX
BlackRock Liquidity Funds New York Money Fd Ptf Csh Management Cl
3
2
1
0.001
BPDXX
BlackRock Liquidity Funds New York Money Fund Ptf Dollar Cl
3
2
1
0.001
BLNXX
BlackRock Liquidity Funds New York Money Fund Ptf Administration Cl
3
2
1
0.001
BTAXX
BlackRock Liquidity Funds T-Fund Portfolio Administration Cl
3
2
1
0.001
BPTXX
BlackRock Liquidity Funds T-Fund Portfolio Csh Mgmt Cl
3
2
1
0.001
TFEXX
BlackRock Liquidity Funds T-Fund Portfolio Dollar Cl
3
2
1
0.001
TSTXX
BlackRock Liquidity Funds T-Fund Portfolio Insti Cl
3
2
1
0.001
TCDXX
BlackRock Liquidity Funds TempCash Portfolio Dollar Cl
3
2
1
0.001
TMCXX
BlackRock Liquidity Funds TempCash Portfolio Insti Cl
3
2
1
0.001
BRRXX
BlackRock Liquidity Funds TempFund Cash Reserve
3
2
1
0.001
BTMXX
BlackRock Liquidity Funds TempFund Portfolio Admin Cl
3
2
1
0.001
BRTXX
BlackRock Liquidity Funds TempFund Portfolio Cash Mgmt
3
2
1
0.001
TMPXX
BlackRock Liquidity Funds TempFund Portfolio Insti Cl
3
2
1
0.001
BTBXX
BlackRock Liquidity Funds TempFund Ptf Select Shares
3
2
1
0.001
BTCXX
BlackRock Liquidity Funds Treasury Trust Fd Ptf Csh Mgmt
3
2
1
0.001
BITXX
BlackRock Liquidity Funds Treasury Trust Fund Portfolio Admin Cl
3
2
1
0.001
TTDXX
BlackRock Liquidity Funds Treasury Trust Fund Ptf Dollar Cl
3
2
1
0.001
TTTXX
BlackRock Liquidity Funds Treasury Trust Fund Ptf Insti Cl
3
2
1
0.001
TSLXX
BlackRock Liquidity Funds Treasury Trust Fund Select Class
3
2
1
0.001
MUNXX
BlackRock Liquidity Funds, New York Money Fund Ptf Insti Cl
3
2
1
0.001
TDOXX
BlackRock Liquidity FundsTempFund Portfolio Dollar Cl
3
2
1
0.001
MREGX
BlackRock Long-Horizon Equity Fund - Investor R
3
2
1
0.001
XBTAX
BlackRock Long-Term Municipal Advantage Trust XNYSBTA
3
2
1
0.001
BLDGX
BlackRock Low Duration Bond Portfolio Investor B3 Shares
3
2
1
0.001
BLDBX
BlackRock Low Duration Investor B Class
3
2
1
0.001
XBZMX
BlackRock Maryland Municipal Bond Trust XASEBZM
3
2
1
0.001
MBRFX
BlackRock MdCap Val Opp B
3
2
1
0.001
BRMPX
BlackRock Moderate Prepared Ptf Investor R
3
2
1
0.001
BMCXX
BlackRock Money Market Portfolio Investor C Class
3
2
1
0.001
XBITX
BlackRock Multi-Sector Income Trust XNYSBIT
3
2
1
0.001
XMUIX
BlackRock Muni Intermediate Duration Fd, Inc. XNYSMUI
3
2
1
0.001
XMNEX
BlackRock Muni New York Intermediate Duration Fd, Inc. XNYSMNE
3
2
1
0.001
XMUAX
BlackRock MuniAssets Fund, Inc. XNYSMUA
3
2
1
0.001
XBPKX
BlackRock Municipal 2018 Term Trust XNYSBPK
3
2
1
0.001
XBKKX
BlackRock Municipal 2020 Term Trust XNYSBKK
3
2
1
0.001
XBIEX
BlackRock Municipal Bond Investment Trust XNYSBIE
3
2
1
0.001
XBBKX
BlackRock Municipal Bond Trust XNYSBBK
3
2
1
0.001
XBAFX
BlackRock Municipal Income Investment Quality Trust Fund XNYSBAF
3
2
1
0.001
XBBFX
BlackRock Municipal Income Investment Trust XNYSBBF
3
2
1
0.001
XBYMX
BlackRock Municipal Income Quality Trust XNYSBYM
3
2
1
0.001
XBFKX
BlackRock Municipal Income Trust XNYSBFK
3
2
1
0.001
XBLEX
BlackRock Municipal Income Trust II XASEBLE
3
2
1
0.001
XBTTX
BlackRock Municipal Target Term Trust XNYSBTT
3
2
1
0.001
XMENX
BlackRock MuniEnhanced Fd, Inc. XNYSMEN
3
2
1
0.001
XMUCX
BlackRock MuniHoldings CA Quality Fd Inc. XNYSMUC
3
2
1
0.001
XMHDX
BlackRock MuniHoldings Fd, Inc. XNYSMHD
3
2
1
0.001
XMUHX
BlackRock MuniHoldings Fund II, Inc. XNYSMUH
3
2
1
0.001
XMFLX
BlackRock MuniHoldings Investment Quality Fund XNYSMFL
3
2
1
0.001
XMUJX
BlackRock MuniHoldings New Jersey Quality Fd, Inc. XNYSMUJ
3
2
1
0.001
XMHNX
BlackRock MuniHoldings NY Quality Fd Inc. XNYSMHN
3
2
1
0.001
XMUEX
BlackRock MuniHoldings Quality Fund II, Inc. XNYSMUE
3
2
1
0.001
XMUSX
BlackRock MuniHoldings Quality Fund, Inc. XNYSMUS
3
2
1
0.001
XMVTX
BlackRock MuniVest Fund II, Inc. XNYSMVT
3
2
1
0.001
XMVFX
BlackRock MuniVest Fund, Inc. XASEMVF
3
2
1
0.001
XMFTX
BlackRock MuniYield Investment Quality Fund XNYSMFT
3
2
1
0.001
XMZAX
BlackRock MuniYield Arizona Fd, Inc. XASEMZA
3
2
1
0.001
XMYCX
BlackRock MuniYield California Fd, Inc. XNYSMYC
3
2
1
0.001
XMCAX
BlackRock MuniYield California Quality Fd, Inc. XNYSMCA
3
2
1
0.001
XMYDX
BlackRock MuniYield Fund, Inc. XNYSMYD
3
2
1
0.001
XMYFX
BlackRock MuniYield Investment Fund XNYSMYF
3
2
1
0.001
XMIYX
BlackRock MuniYield MI Quality Fd, Inc. XNYSMIY
3
2
1
0.001
XMYMX
BlackRock MuniYield Michigan Quality Fd II, Inc. XNYSMYM
3
2
1
0.001
XMYJX
BlackRock MuniYield New Jersey Fd, Inc. XNYSMYJ
3
2
1
0.001
XMYNX
BlackRock MuniYield New York Quality Fd Inc. XNYSMYN
3
2
1
0.001
XMJIX
BlackRock MuniYield NJ Quality Fd, Inc. XNYSMJI
3
2
1
0.001
XMPAX
BlackRock MuniYield Pennsylvania Quality Fd XNYSMPA
3
2
1
0.001
XMYIX
BlackRock MuniYield Quality Fund III, Inc. XNYSMYI
3
2
1
0.001
XMQTX
BlackRock MuniYield Quality Fund II, Inc. XNYSMQT
3
2
1
0.001
XMQYX
BlackRock MuniYield Quality Fund, Inc. XNYSMQY
3
2
1
0.001
XBLJX
BlackRock New Jersey Municipal Bond Trust XASEBLJ
3
2
1
0.001
XBNJX
BlackRock New Jersey Municipal Income Trust XNYSBNJ
3
2
1
0.001
BNJXX
BlackRock New Jersey Municipal Money Market Portfolio Institutional Cl
3
2
1
0.001
XBSEX
BlackRock New York Municipal Income Quality Trust XNYSBSE
3
2
1
0.001
XBLHX
BlackRock New York Municipal 2018 Term Trust XNYSBLH
3
2
1
0.001
XBQHX
BlackRock New York Municipal Bond Trust XNYSBQH
3
2
1
0.001
XBNYX
BlackRock New York Municipal Income Trust XNYSBNY
3
2
1
0.001
XBFYX
BlackRock New York Municipal Income Trust II XASEBFY
3
2
1
0.001
MBPCX
BlackRock Pacific Fund B
3
2
1
0.001
XBPSX
BlackRock Pennsylvania Strategic Municipal Trust XASEBPS
3
2
1
0.001
XBCFX
BlackRock Real Asset Equity Trust XNYSBCF
3
2
1
0.001
XBCRX
BlackRock Resources & Commodities Strategy Trust XNYSBCX
3
2
1
0.001
BGSBX
BlackRock Science and Technology Opportunities Portf Investor B
3
2
1
0.001
XBSTX
BlackRock Science and Technology Trust XNYSBST
3
2
1
0.001
BISTX
BlackRock Short-Term Treasury Fund of BlackRock Funds Institutional Shares
3
2
1
0.001
MBSWX
BlackRock Sm Cap Gr II B
3
2
1
0.001
XBSDX
BlackRock Strategic Municipal Trust XNYSBSD
3
2
1
0.001
MSAXX
BlackRock Summit Cash Reserves Fund Cl A
3
2
1
0.001
MSBXX
BlackRock Summit Cash Reserves Fund Class B
3
2
1
0.001
MGHQX
BlackRock Total Return Fund Class B1
3
2
1
0.001
MCHQX
BlackRock Total Return Fund Class C1
3
2
1
0.001
BIGBX
BlackRock US Government Bond Port B
3
2
1
0.001
XBUIX
BlackRock Utility and Infrastructure Trust XNYSBUI
3
2
1
0.001
VASXX
BlackRock VA Municipal MM Ptf Svs Shs
3
2
1
0.001
XBHVX
BlackRock Virginia Municipal Bond Trust XASEBHV
3
2
1
0.001
MBWIX
BlackRock World Inc B
3
2
1
0.001
BXMRX
Blackstone Alternative Multi-Strategy Fund Class R
3
2
1
0.001
XXBGX
BlackStone/GSO Long-Short Credit Income Fd XNYSBGX
3
2
1
0.001
XBSLX
BlackStone/GSO Senior Floating Rate Term Fund XNYSBSL
3
2
1
0.001
XBGBX
Blackstone/GSO Strategic Credit Fd XNYSBGB
3
2
1
0.001
BPTAX
Bluepoint Trust Class A
3
2
1
0.001
BPTCX
Bluepoint Trust Class C
3
2
1
0.001
BPINX
Bluepoint Trust Class I
3
2
1
0.001
BPTWX
Bluepoint Trust Class W
3
2
1
0.001
BDVIX
BMO Conservative Allocation Fund - I
3
2
1
0.001
BGLVX
BMO Global Low Volatility Equity Fd Cl Y
3
2
1
0.001
MGNXX
BMO Government Money Market Fund I Shares
3
2
1
0.001
MGYXX
BMO Government Money Market Fund Y Shares
3
2
1
0.001
MEMYX
BMO LGM Emerging Markets Equity Fund - Y
3
2
1
0.001
BLGFX
BMO LGM Frontier Markets Equity Fund - Y
3
2
1
0.001
MLVYX
BMO Low Volatility Equity Fd Cl Y
3
2
1
0.001
BMACX
BMO Micro Cap Fd Cl A
3
2
1
0.001
BMMIX
BMO Micro Cap Fd Cl I
3
2
1
0.001
BMMYX
BMO Micro Cap Fd Cl Y
3
2
1
0.001
BMBQX
BMO Moderate Allocation Fund - R3
3
2
1
0.001
MAIXX
BMO Prime Money Market Fund Class I
3
2
1
0.001
MARXX
BMO Prime Money Market Fund Class Y
3
2
1
0.001
BGEYX
BMO Pyrford Global Equity Fund - Class Y
3
2
1
0.001
MTFYX
BMO Short Tax-Free Fd Cl Y
3
2
1
0.001
MSINX
BMO Short-Term Income Fund Class Y
3
2
1
0.001
MTFXX
BMO Tax Free Money Market Fd Cl Y Shs
3
2
1
0.001
MFIXX
BMO Tax-Free Money Market Fund Class I
3
2
1
0.001
MEBYX
BMO TCH Emerging Markets Bond Fd Cl Y
3
2
1
0.001
MAIBX
BMO TCH Intermediate Income Fund Class Y
3
2
1
0.001
MTSMX
BNY Mellon Fds Tr, BNY Mellon Tax-Sensitive Lrg Cp Multi-Strat Cl M Sh
3
2
1
0.001
MLMXX
BNY Mellon Money Market Fund Class M Shares
3
2
1
0.001
MLOXX
BNY Mellon Money Market Fund Investor Shares
3
2
1
0.001
MPNIX
BNY Mellon National Intermediate Municipal Bd Fd Class M Shares
3
2
1
0.001
MNTXX
BNY Mellon National Municipal Money Market Fund Investor Shares
3
2
1
0.001
MOMXX
BNY Mellon National Municipal Money Market Fund Class M Shares
3
2
1
0.001
NMOXX
BofA Fds Srs Tr, BofA Cash Reserves Marsico Shs
3
2
1
0.001
NGAXX
BofA Fds Srs Tr, BofA Government Reserves Inv II
3
2
1
0.001
CCLXX
BofA California Tax Exempt Reserves Liquidity Class
3
2
1
0.001
CPMXX
BofA Cash Reserve Fund Capital Class
3
2
1
0.001
BOIXX
BofA Cash Reserves Institutional Capital
3
2
1
0.001
NPRXX
BofA Cash Reserves Investor II Class
3
2
1
0.001
BOCXX
BofA Connecticut Municipal Reserve Capital
3
2
1
0.001
BCRXX
BofA Connecticut Municipal Reserves - Trust
3
2
1
0.001
BONXX
BofA Connecticut Municipal Reserves Investor
3
2
1
0.001
NGOXX
BofA Fds Srs Tr, BofA Government Reserves Trust Share
3
2
1
0.001
NRIXX
BofA Fds Srs Tr, BofA Money Market Reserves Insti Shs
3
2
1
0.001
NMSXX
BofA Fds Srs Tr, BofA Municipal Reserves Trust Share
3
2
1
0.001
CFTXX
BofA Fds Srs Tr, BofA California T-E Reserved Investor Cl
3
2
1
0.001
NARXX
BofA Fds Srs Tr, BofA California Tax Exempt Reserves Adviser Cl
3
2
1
0.001
NCAXX
BofA Fds Srs Tr, BofA California Tax Exempt Reserves Capital Class
3
2
1
0.001
NADXX
BofA Fds Srs Tr, BofA California Tax Exempt Reserves Daily Sha
3
2
1
0.001
NCTXX
BofA Fds Srs Tr, BofA California Tax Exempt Reserves Instituti
3
2
1
0.001
NATXX
BofA Fds Srs Tr, BofA California Tax-Exempt Reserves Tr
3
2
1
0.001
NCIXX
BofA Fds Srs Tr, BofA Cash Reserve Inst Shs
3
2
1
0.001
NCRXX
BofA Fds Srs Tr, BofA Cash Reserves Advisor Class
3
2
1
0.001
NSHXX
BofA Fds Srs Tr, BofA Cash Reserves Daily
3
2
1
0.001
NCLXX
BofA Fds Srs Tr, BofA Cash Reserves Fund Liquidity Shs
3
2
1
0.001
PCMXX
BofA Fds Srs Tr, BofA Cash Reserves Investor Shs
3
2
1
0.001
NRSXX
BofA Fds Srs Tr, BofA Cash Reserves Trust Shares
3
2
1
0.001
PGHXX
BofA Fds Srs Tr, BofA Gov Reserves Investor Shares
3
2
1
0.001
NRDXX
BofA Fds Srs Tr, BofA Government Reserves Daily Shs
3
2
1
0.001
NGRXX
BofA Fds Srs Tr, BofA Government Reserves Fund Advisor Class
3
2
1
0.001
CGCXX
BofA Fds Srs Tr, BofA Government Reserves Fund Capital Shares
3
2
1
0.001
NGLXX
BofA Fds Srs Tr, BofA Government Reserves Liquidity
3
2
1
0.001
NVIXX
BofA Fds Srs Tr, BofA Govt Reserves Insti Sh Class
3
2
1
0.001
NRAXX
BofA Fds Srs Tr, BofA Money Market Reserves Advisor Cl
3
2
1
0.001
NMCXX
BofA Fds Srs Tr, BofA Money Market Reserves Capital
3
2
1
0.001
NRLXX
BofA Fds Srs Tr, BofA Money Market Reserves Liquidity Shs
3
2
1
0.001
NRTXX
BofA Fds Srs Tr, BofA Money Market ReservesTrust
3
2
1
0.001
NMDXX
BofA Fds Srs Tr, BofA Municipal Reserves Daily Share
3
2
1
0.001
NMRXX
BofA Fds Srs Tr, BofA Municipal Reserves Fund Advisor Class
3
2
1
0.001
CAFXX
BofA Fds Srs Tr, BofA Municipal Reserves Fund Capital Class
3
2
1
0.001
NMIXX
BofA Fds Srs Tr, BofA Municipal Reserves Insti Cl
3
2
1
0.001
PHPXX
BofA Fds Srs Tr, BofA Municipal Reserves Investor Shares
3
2
1
0.001
NMLXX
BofA Fds Srs Tr, BofA Municipal Reserves Liquidity Class
3
2
1
0.001
NNYXX
BofA Fds Srs Tr, BofA New York Tax Exempt Reserves Capital Cl
3
2
1
0.001
NYIXX
BofA Fds Srs Tr, BofA New York Tax Exempt Reserves Insti
3
2
1
0.001
NYRXX
BofA Fds Srs Tr, BofA New York Tax Exempt Reserves Trust Class
3
2
1
0.001
NTAXX
BofA Fds Srs Tr, BofA Tax Exempt Reserves Adviser Class
3
2
1
0.001
NRCXX
BofA Fds Srs Tr, BofA Tax Exempt Reserves Capital Class
3
2
1
0.001
NEIXX
BofA Fds Srs Tr, BofA Tax Exempt Reserves Institutional Class
3
2
1
0.001
NECXX
BofA Fds Srs Tr, BofA Tax Exempt Reserves Investor Cl Shs
3
2
1
0.001
NELXX
BofA Fds Srs Tr, BofA Tax Exempt Reserves Liquidity Share Cl
3
2
1
0.001
NEDXX
BofA Fds Srs Tr, BofA Tax-Exempt Reserves Daily Cl Shs
3
2
1
0.001
NDLXX
BofA Fds Srs Tr, BofA Treasury Reserves Daily Share
3
2
1
0.001
CPLXX
BofA Fds Srs Tr, BofA Treasury Reserves Fund Capital Class
3
2
1
0.001
PHGXX
BofA Fds Srs Tr, BofA Treasury Reserves Investor Shares
3
2
1
0.001
NTLXX
BofA Fds Srs Tr, Bofa Treasury Reserves Liquidity Class
3
2
1
0.001
NTRXX
BofA Fds Srs Tr, BofA Treasury Reserves Money Market Fd Adviser
3
2
1
0.001
NTTXX
BofA Fds Srs Tr, BofA Treasury Reserves Trust Shares
3
2
1
0.001
BOTXX
BofA Government Plus Reserves Daily
3
2
1
0.001
GGCXX
BofA Government Plus Reserves Fund Adviser Class
3
2
1
0.001
GIGXX
BofA Government Plus Reserves Fund Capital Class
3
2
1
0.001
CVIXX
BofA Government Plus Reserves Institutional
3
2
1
0.001
CVTXX
BofA Government Plus Reserves Institutional Capital Class
3
2
1
0.001
BOPXX
BofA Government Plus Reserves Investor Class
3
2
1
0.001
BOGXX
BofA Government Plus Reserves Investor II Class
3
2
1
0.001
CLQXX
BofA Government Plus Reserves Liquidity
3
2
1
0.001
CGPXX
BofA Government Plus Reserves Trust Cl
3
2
1
0.001
CGGXX
BofA Government Reserves Fund Inst Capital
3
2
1
0.001
BMMXX
BofA Massachusetts Municipal Reserves - Trust
3
2
1
0.001
BOMXX
BofA Massachusetts Municipal Reserves Capital
3
2
1
0.001
BOSXX
BofA Massachusetts Municipal Reserves Investor
3
2
1
0.001
CVGXX
BofA Money Market Reserves Fund Inst Capital
3
2
1
0.001
BORXX
BofA Municipal Reserves Institutional Capital
3
2
1
0.001
BOYXX
BofA New York Tax Exempt Reserves Investor
3
2
1
0.001
CXGXX
BofA Tax Exempt Reserves Fund Inst Capital
3
2
1
0.001
NTXXX
BofA Tax Exempt Reserves Trust Cl Shs
3
2
1
0.001
BOUXX
BofA Treasury Reserves Institutional Capital
3
2
1
0.001
NTIXX
BofA Treasury Reserves Instl Share Class
3
2
1
0.001
NTSXX
BofA Treasury Reserves Investor II Class
3
2
1
0.001
BPGRX
Boston Partners Global Equity Fd Inv Cl
3
2
1
0.001
BDEAX
Bradesco Latin American Equity Fund Cl A
3
2
1
0.001
BDECX
Bradesco Latin American Equity Fund Cl C
3
2
1
0.001
BHCAX
Bradesco Latin American Hard Currency Bond Fund- Class A
3
2
1
0.001
BHCCX
Bradesco Latin American Hard Currency Bond Fund- Class C
3
2
1
0.001
BRCFX
BRC Large Cap Focus Equity Fd Cl A
3
2
1
0.001
BRCDX
BRC Mid Cap Diversified Equity Fund - Advisor Class
3
2
1
0.001
BRCMX
BRC Mid Cap Diversified Equity Fund - Instl Class
3
2
1
0.001
BRHAX
Breithorn Long/Short Fund Class A
3
2
1
0.001
XINFX
Brookfield Global Listed Infrastructure Income Fund Inc. XNYSINF
3
2
1
0.001
XBOIX
Brookfield Mortgage Opportunity Income Fund Inc. XNYSBOI
3
2
1
0.001
BIAOX
Brown Advisory Opportunity Investor Shares
3
2
1
0.001
BUFCX
Buffalo China Fund
3
2
1
0.001
BUNRX
Bullfinch Unrestricted Series
3
2
1
0.001
BWNYX
Bullfinch Western New York Series
3
2
1
0.001
BUREX
Burnham Energy Income & MLP Fund - Class A
3
2
1
0.001
BURDX
Burnham Energy Income & MLP Fund - Class C
3
2
1
0.001
BURZX
Burnham Energy Income & MLP Fund - Class I
3
2
1
0.001
TGIFX
C Tactical Dynamic Fund - Institutional Class
3
2
1
0.001
XCHYX
Calamos Convertible and High Income Fund XNYSCHY
3
2
1
0.001
XCHIX
Calamos Convertible Opportunities & Income Fd XNYSCHI
3
2
1
0.001
XCHWX
Calamos Global Dynamic Income Fd XNYSCHW
3
2
1
0.001
XCGOX
Calamos Global Total Return Fund XNYSCGO
3
2
1
0.001
XCSQX
Calamos Strategic Total Return Fund XNYSCSQ
3
2
1
0.001
CTXBX
Calamos Total Return Bond Fd - Cl B
3
2
1
0.001
CFDXX
California Daily Tax Free Income Fund, Inc. Class A
3
2
1
0.001
CDTXX
California Daily Tax-Free Income Fd, Inc. Class B
3
2
1
0.001
PCTXX
California Tax-Free Money Fund (T. Rowe Price)
3
2
1
0.001
CVGIX
Calvert Government Fd Cl I
3
2
1
0.001
CGVAX
Calvert Government Fund Class A
3
2
1
0.001
CGVCX
Calvert Government Fund Class C
3
2
1
0.001
CGYFX
Calvert Green Bond Fund Class Y
3
2
1
0.001
CWVCX
Calvert World Values International Equity Fund Class C
3
2
1
0.001
CAMTX
Cambiar Global Select Fund- Institutional Class
3
2
1
0.001
CEXAX
Camelot Excalibur Small Cap Income Fund Class A
3
2
1
0.001
CEXCX
Camelot Excalibur Small Cap Income Fund Class C
3
2
1
0.001
XCBFX
Capstone Church Bond Fund XXXX
3
2
1
0.001
CCFIX
Carlyle Enhanced Commodity Real Return Fund Class I
3
2
1
0.001
CCFNX
Carlyle Enhanced Commodity Real Return Fund Class N
3
2
1
0.001
CDGXX
Cash Account Tr Government & Agency Portf Davidson Cash Equivalent Shs
3
2
1
0.001
SCIXX
Cash Account Tr Tax Exempt Portf Scudder Tax-Exempt Cash Institutional
3
2
1
0.001
DCMXX
Cash Account Tr, Government & Agency Sec Ptf DWS Govt Cash Managed Shs
3
2
1
0.001
DBBXX
Cash Account Tr, Government & Agency Sec Ptf, DWS Govt Cash Insti Shs
3
2
1
0.001
CHSXX
Cash Account Trust
3
2
1
0.001
CAGXX
Cash Account Trust - Government Securities Portfolio (Kemper)
3
2
1
0.001
TXMXX
Cash Account Trust Tax-Exempt Cash Managed Shares
3
2
1
0.001
DTBXX
Cash Acct Tr
3
2
1
0.001
DTCXX
3
2
1
0.001
DTDXX
3
2
1
0.001
DTGXX
3
2
1
0.001
SCDZX
Cash Reserve Option Class A
3
2
1
0.001
SCDWX
Cash Reserve Option Class B
3
2
1
0.001
SCDTX
Cash Reserve Option Class C
3
2
1
0.001
SCDRX
Cash Reserve Option Class O
3
2
1
0.001
ABMXX
Cash Reserves Fd-Prime Srs-Managed Srs
3
2
1
0.001
ABPXX
Cash Reserves Fd, Inc., Prime Institutional Shares
3
2
1
0.001
EVNTX
Castlerigg Equity Event and Arbitrage Fund- Institutional Shares
3
2
1
0.001
EVNIX
Castlerigg Equity Event and Arbitrage Fund- Investor Shares
3
2
1
0.001
CEAAX
Catalyst Event Arbitrage Fd Cl A
3
2
1
0.001
CEACX
Catalyst Event Arbitrage Fd Cl C
3
2
1
0.001
CEAIX
Catalyst Event Arbitrage Fd Cl I
3
2
1
0.001
CROAX
Catalyst/Princeton Credit Opportunity Fund Class A
3
2
1
0.001
CROCX
Catalyst/Princeton Credit Opportunity Fund Class C
3
2
1
0.001
CROIX
Catalyst/Princeton Credit Opportunity Fund Class I
3
2
1
0.001
APCXX
Cavanal Hill Cash Management Fund Administrative Shs
3
2
1
0.001
APHXX
Cavanal Hill Cash Management Fund Insti Shs
3
2
1
0.001
APFXX
Cavanal Hill Cash Management Fund Service Shs
3
2
1
0.001
ACPXX
Cavanal Hill Fd Tax Free Money Market Premier Shs
3
2
1
0.001
APPXX
Cavanal Hill Funds Cash Management Premier Shs
3
2
1
0.001
AIFXX
Cavanal Hill Inst Tax-Free Money Mkt Fd Select
3
2
1
0.001
APBXX
Cavanal Hill Tax Free Money Market Fund Administrative Shs
3
2
1
0.001
APDXX
Cavanal Hill Tax Free Money Market Fund Service Shs
3
2
1
0.001
APEXX
Cavanal Hill Tax Free Money Market Insti Shs
3
2
1
0.001
APGXX
Cavanal Hill U.S. Treasury Fund Administrative Shs
3
2
1
0.001
APKXX
Cavanal Hill U.S. Treasury Fund Insti Shs
3
2
1
0.001
APJXX
Cavanal Hill U.S. Treasury Fund Service Shs
3
2
1
0.001
XCENX
Center Coast MLP & Infrastructure Fund XNYSCEN
3
2
1
0.001
NEBGX
CGM Advisor Targeted Equity Fd Cl B
3
2
1
0.001
NEGYX
CGM Advisor Targeted Equity Fd Cl Y
3
2
1
0.001
CHNTX
Chestnut Street Exchange Fund
3
2
1
0.001
CFTYX
Citi Market Pilot 2030 Fund Class I
3
2
1
0.001
CFTWX
Citi Market Pilot 2040 Fund Class I
3
2
1
0.001
CZDXX
CitizensSelect Funds - CitizensSelect Prime Money Market Fund Cl D
3
2
1
0.001
CEDXX
CitizensSelect Funds - CitizensSelect Treasury Money Market Fund Cl D
3
2
1
0.001
CZAXX
CitizensSelect Prime Money Market Fund Class A
3
2
1
0.001
CZBXX
CitizensSelect Prime Money Market Fund Class B
3
2
1
0.001
CZCXX
CitizensSelect Prime Money Market Fund Class C
3
2
1
0.001
CEAXX
CitizensSelect Treasury Money Market Fund Class A
3
2
1
0.001
CEBXX
CitizensSelect Treasury Money Market Fund Class B
3
2
1
0.001
CECXX
CitizensSelect Treasury Money Market Fund Class C
3
2
1
0.001
CNEXX
City National Rochdale California Tax-Exempt Money Market Fund
3
2
1
0.001
CEMXX
City National Rochdale California Tax-Exempt Money Market Fund Class S
3
2
1
0.001
CNTXX
City National Rochdale California Tax-Exempt Money Market Fund Servicing Class
3
2
1
0.001
CNGXX
City National Rochdale Government Money Market Fund Class N
3
2
1
0.001
CNFXX
City National Rochdale Government Money Market Fund Class S
3
2
1
0.001
CNIXX
City National Rochdale Government Money Market Fund Servicing Class
3
2
1
0.001
CNIMX
City National Rochdale Multi-Asset Fund Institutional Class
3
2
1
0.001
CNPXX
City National Rochdale Prime Money Market Fund Class N
3
2
1
0.001
CNSXX
City National Rochdale Prime Money Market Fund Class S
3
2
1
0.001
CNRXX
City National Rochdale Prime Money Market Fund Institutional Class
3
2
1
0.001
CNMXX
City National Rochdale Prime Money Market Fund Servicing Class
3
2
1
0.001
AHRAX
City National Rochdale Socially Responsible Equity Fund Class N
3
2
1
0.001
AHSRX
City National Rochdale Socially Responsible Equity Fund Institutional Class
3
2
1
0.001
XGOFX
Claymore/Guggenheim Strategic Opportunities Fund XNYSGOF
3
2
1
0.001
SFVBX
ClearBridge All Cap Value Fd Class B
3
2
1
0.001
LSISX
ClearBridge All Cap Value Fund Class IS
3
2
1
0.001
XCBAX
ClearBridge American Energy MLP Fund Inc. XNYSCBA
3
2
1
0.001
LAPRX
ClearBridge Appreciation Fund R1
3
2
1
0.001
XCEMX
Clearbridge Energy MLP Fund Inc. XNYSCEM
3
2
1
0.001
LCIFX
ClearBridge Energy MLP Infrastructure Fd FI
3
2
1
0.001
XEMOX
ClearBridge Energy MLP Opportunity Fund Inc. XNYSEMO
3
2
1
0.001
XCTRX
ClearBridge Energy MLP Total Return Fund Inc. XNYSCTR
3
2
1
0.001
SBICX
ClearBridge International Value Fund Class C
3
2
1
0.001
LMPGX
ClearBridge Large Cap Growth Fd FI
3
2
1
0.001
SMCPX
ClearBridge Mid Cap Core Fd Cl 1
3
2
1
0.001
LSIRX
ClearBridge Mid Cap Core Fund Class IS
3
2
1
0.001
LMPSX
ClearBridge Small Cap Growth Fd Cl FI
3
2
1
0.001
LSMGX
ClearBridge Small Cap Growth Fund R1
3
2
1
0.001
LGASX
ClearBridge Special Investment Cl FI
3
2
1
0.001
QWVPX
Clearwater Core Equity Fund
3
2
1
0.001
QCVAX
Clearwater International Fd
3
2
1
0.001
QWVOX
Clearwater Small Companies Fund
3
2
1
0.001
QWVQX
Clearwater Tax Exempt Bond Fd
3
2
1
0.001
WKCAX
Clinton Long Short Equity Fund, Class A
3
2
1
0.001
WKCCX
Clinton Long Short Equity Fund, Class C
3
2
1
0.001
WKCSX
Clinton Long Short Equity Fund, Class S
3
2
1
0.001
WKCIX
Clinton Long Short Equity Fund, Institutional Class
3
2
1
0.001
CCPLX
Cloud Capital Strategic All Cap Fund- Class A Shares
3
2
1
0.001
XGLVX
Clough Global Allocation Fund XASEGLV
3
2
1
0.001
XGLQX
Clough Global Equity Fund XASEGLQ
3
2
1
0.001
XGLOX
Clough Global Opportunities Fund XASEGLO
3
2
1
0.001
CMOVX
CM Advisors Small Cap Value Fund Cl I
3
2
1
0.001
XFOFX
Cohen & Steers Closed-End Opportunity Fund XNYSFOF
3
2
1
0.001
XINBX
Cohen & Steers Global Income Builder, Inc XNYSINB
3
2
1
0.001
CSUBX
Cohen & Steers Global Infrastructure Fd Inc Class B
3
2
1
0.001
XGPFX
Cohen & Steers Global Limited Duration Preferred and Income Fund, Inc. XNYSGPF
3
2
1
0.001
CSFBX
Cohen & Steers Global Realty Shares, Inc Class B
3
2
1
0.001
XUTFX
Cohen & Steers Infrastructure Fund, Inc. XNYSUTF
3
2
1
0.001
XLDPX
Cohen & Steers Limited Duration Preferred and Income Fd, Inc. XNYSLDP
3
2
1
0.001
XMIEX
Cohen & Steers MLP Income & Energy Opportunity Fd, Inc. XNYSMIE
3
2
1
0.001
XRQIX
Cohen & Steers Quality Income Realty Fund, Inc. XNYSRQI
3
2
1
0.001
CSBIX
Cohen & Steers Real Estate Securities Fund, Inc. Class B
3
2
1
0.001
XRNPX
Cohen & Steers REIT and Preferred Incm Fd, Inc. XNYSRNP
3
2
1
0.001
XPSFX
Cohen & Steers Select Preferred and Income Fund, Inc. XNYSPSF
3
2
1
0.001
XRFIX
Cohen & Steers Total Return Realty Fund, Inc. XNYSRFI
3
2
1
0.001
UMBIX
Columbia Value and Restructuring Fund Class Z
3
2
1
0.001
CMMIX
Columbia Absolute Return Emerging Markets Macro Fd Cl I
3
2
1
0.001
CRMCX
Columbia Absolute Return Multi-Strategy Fd Cl C
3
2
1
0.001
CACAX
COLUMBIA ACORN 529 PORT A
3
2
1
0.001
CACBX
COLUMBIA ACORN 529 PORT C
3
2
1
0.001
CACEX
COLUMBIA ACORN 529 PORT Z
3
2
1
0.001
CSSRX
Columbia Acorn Select Cl R4
3
2
1
0.001
ACFFX
Columbia Acorn Tr, Acorn International Select Fd Cl Z
3
2
1
0.001
LAUAX
Columbia Acorn Tr, Acorn USA Fd Cl A
3
2
1
0.001
CAAGX
COLUMBIA AGGRESSIVE GROWTH 529 PORT A- STATIC
3
2
1
0.001
CACGX
COLUMBIA AGGRESSIVE GROWTH 529 PORT C - STATIC
3
2
1
0.001
CAEGX
COLUMBIA AGGRESSIVE GROWTH 529 PORT Z - STATIC
3
2
1
0.001
CAGGX
COLUMBIA AGGRESSIVE GROWTH A AGGR TRAC
3
2
1
0.001
CCGGX
COLUMBIA AGGRESSIVE GROWTH C AGGR TRAC
3
2
1
0.001
CEGGX
COLUMBIA AGGRESSIVE GROWTH Z AGGR TRAC
3
2
1
0.001
NCMAX
Columbia AMT-Free California Intermediate Muni Bond Fund R5
3
2
1
0.001
NGITX
Columbia AMT-Free Georgia Intermediate Muni Bond Fund B
3
2
1
0.001
CBDAX
COLUMBIA BANK DEPOSIT 529 PORT A
3
2
1
0.001
CBDCX
COLUMBIA BANK DEPOSIT 529 PORT C
3
2
1
0.001
CBDEX
COLUMBIA BANK DEPOSIT 529 PORT Z
3
2
1
0.001
CLGAX
COLUMBIA COLLEGE A - MODERATE TRACK
3
2
1
0.001
CLGCX
COLUMBIA COLLEGE C - MODERATE TRACK
3
2
1
0.001
CLGBX
COLUMBIA COLLEGE 529 PORT A - STATIC
3
2
1
0.001
CLCGX
COLUMBIA COLLEGE 529 PORT C - STATIC
3
2
1
0.001
CLEGX
COLUMBIA COLLEGE 529 PORT Z - STATIC
3
2
1
0.001
CLAGX
COLUMBIA COLLEGE A -CONSERVATIVE TRACK
3
2
1
0.001
CGCLX
COLUMBIA COLLEGE C -CONSERVATIVE TRACK
3
2
1
0.001
CGELX
COLUMBIA COLLEGE Z - MODERATE TRACK
3
2
1
0.001
CGLCX
COLUMBIA COLLEGE Z -CONSERVATIVE TRACK
3
2
1
0.001
CNTAX
COLUMBIA CONSERVATIVE A - CONS TRACK
3
2
1
0.001
CNTCX
COLUMBIA CONSERVATIVE C - CONS TRACK
3
2
1
0.001
CNTEX
COLUMBIA CONSERVATIVE Z - CONS TRACK
3
2
1
0.001
CNATX
COLUMBIA CONSERVATIVE 529 A AGGR TRAC
3
2
1
0.001
CNBTX
COLUMBIA CONSERVATIVE 529 C AGGR TRACK
3
2
1
0.001
CNASX
COLUMBIA CONSERVATIVE 529 PORT A - STATIC
3
2
1
0.001
CNCSX
COLUMBIA CONSERVATIVE 529 PORT C - STATIC
3
2
1
0.001
CNESX
COLUMBIA CONSERVATIVE 529 PORT Z - STATIC
3
2
1
0.001
CNETX
COLUMBIA CONSERVATIVE 529 Z AGGR TRACK
3
2
1
0.001
CMDAX
COLUMBIA CONSERVATIVE A - MOD TRACK
3
2
1
0.001
CMDBX
COLUMBIA CONSERVATIVE C - MOD TRACK
3
2
1
0.001
CMDEX
COLUMBIA CONSERVATIVE Z - MOD TRACK
3
2
1
0.001
CCRAX
COLUMBIA CONTRARIAN CORE 529 PORT A
3
2
1
0.001
CCRCX
COLUMBIA CONTRARIAN CORE 529 PORT C
3
2
1
0.001
CCREX
COLUMBIA CONTRARIAN CORE 529 PORT Z
3
2
1
0.001
CDVAX
COLUMBIA DIVIDEND INCOME 529 PORT A
3
2
1
0.001
CDVCX
COLUMBIA DIVIDEND INCOME 529 PORT C
3
2
1
0.001
CDVEX
COLUMBIA DIVIDEND INCOME 529 PORT Z
3
2
1
0.001
CDDRX
Columbia Dividend Income Fd Cl R5
3
2
1
0.001
CEBSX
Columbia Emerging Markets Bond Fund Class R4
3
2
1
0.001
REMWX
Columbia Emerging Markets Bond Fund Class W
3
2
1
0.001
CEKMX
Columbia Emerging Markets fund Class K
3
2
1
0.001
CMGUX
Columbia Fds Insti Tr, CMG Ultra Short Term Bond Fund
3
2
1
0.001
NMIAX
Columbia Fds Srs Tr., Columbia LargeCap Enhanced Core Fund Class A
3
2
1
0.001
CFLRX
Columbia Floating Rate Fund Class R4
3
2
1
0.001
REVCX
Columbia Global Equity Value Fund C
3
2
1
0.001
CLBGX
Columbia Global Inflation Linked Bond Plus Fund W
3
2
1
0.001
CGNIX
Columbia Global Inflation-Linked Bond Plus Fund Class I
3
2
1
0.001
CGNZX
Columbia Global Inflation-Linked Bond Plus Fund Class Z
3
2
1
0.001
CGAGX
COLUMBIA GROWTH 529 A AGGRESSIVE TRACK
3
2
1
0.001
CGCGX
COLUMBIA GROWTH 529 C AGGRESSIVE TRACK
3
2
1
0.001
CGSAX
COLUMBIA GROWTH 529 PORT A - STATIC
3
2
1
0.001
CGSCX
COLUMBIA GROWTH 529 PORT C - STATIC
3
2
1
0.001
CGSEX
COLUMBIA GROWTH 529 PORT Z - STATIC
3
2
1
0.001
CGAAX
COLUMBIA GROWTH 529 PORT Z AGGR TRACK
3
2
1
0.001
CGMAX
COLUMBIA GROWTH PORT A-MODERATE TRACK
3
2
1
0.001
CGCMX
COLUMBIA GROWTH PORT C-MODERATE TRACK
3
2
1
0.001
CROEX
COLUMBIA GROWTH PORT Z-MODERATE TRACK
3
2
1
0.001
RBBAX
Columbia Income Builder Fund Class A
3
2
1
0.001
CEPRX
Columbia Income Opportunities Fd Cl R5
3
2
1
0.001
CINAX
COLUMBIA INCOME OPPORTUNITIES PORT A
3
2
1
0.001
CICNX
COLUMBIA INCOME OPPORTUNITIES PORT C
3
2
1
0.001
CINEX
COLUMBIA INCOME OPPORTUNITIES PORT Z
3
2
1
0.001
CBADX
COLUMBIA INTERMEDIATE BOND 529 PORT A
3
2
1
0.001
CBCDX
COLUMBIA INTERMEDIATE BOND 529 PORT C
3
2
1
0.001
CEDBX
COLUMBIA INTERMEDIATE BOND 529 PORT Z
3
2
1
0.001
CIMIX
Columbia Intermediate Bond Fund Class I
3
2
1
0.001
CLBWX
Columbia International Bond Fd Cl W
3
2
1
0.001
CNBAX
Columbia International Bond Fund Class A
3
2
1
0.001
CNBCX
Columbia International Bond Fund Class C
3
2
1
0.001
CIBIX
Columbia International Bond Fund Class I
3
2
1
0.001
CNBZX
Columbia International Bond Fund Class Z
3
2
1
0.001
CLWFX
Columbia Large Cap Growth Fund Class R5
3
2
1
0.001
CACPX
COLUMBIA LEG CAPTL PRESERVATION PORT A
3
2
1
0.001
CCCPX
COLUMBIA LEG CAPTL PRESERVATION PORT C
3
2
1
0.001
CECPX
COLUMBIA LEG CAPTL PRESERVATION PORT Z
3
2
1
0.001
CMRAX
COLUMBIA MARSICO GROWTH 529 PORT A
3
2
1
0.001
CMRCX
COLUMBIA MARSICO GROWTH 529 PORT C
3
2
1
0.001
CMREX
COLUMBIA MARSICO GROWTH 529 PORT Z
3
2
1
0.001
CMWRX
Columbia Marsico Growth Fund Class R
3
2
1
0.001
CMADX
COLUMBIA MOD CONSERV PORT A -MOD TRACK
3
2
1
0.001
CMDCX
COLUMBIA MOD CONSERV PORT C -MOD TRACK
3
2
1
0.001
CMEDX
COLUMBIA MOD CONSERV PORT Z -MOD TRACK
3
2
1
0.001
CCONX
COLUMBIA MOD CONSERVATIVE A-CONS TRACK
3
2
1
0.001
CMCDX
COLUMBIA MOD CONSERVATIVE C-CONS TRACK
3
2
1
0.001
CDEMX
COLUMBIA MOD CONSERVATIVE Z-CONS TRACK
3
2
1
0.001
CMTDX
COLUMBIA MODERATE A - CONS TRACK
3
2
1
0.001
CMODX
COLUMBIA MODERATE A - MODERATE TRACK
3
2
1
0.001
CCMDX
COLUMBIA MODERATE C - CONS TRACK
3
2
1
0.001
CMDQX
COLUMBIA MODERATE C - MODERATE TRACK
3
2
1
0.001
CCECX
COLUMBIA MODERATE Z - CONS TRACK
3
2
1
0.001
CDMEX
COLUMBIA MODERATE Z - MODERATE TRACK
3
2
1
0.001
CMAGX
COLUMBIA MODERATE 529 A AGGR TRACK
3
2
1
0.001
CMCGX
COLUMBIA MODERATE 529 C AGGR TRACK
3
2
1
0.001
CSATX
COLUMBIA MODERATE 529 PORT A - STATIC
3
2
1
0.001
CSCTX
COLUMBIA MODERATE 529 PORT C - STATIC
3
2
1
0.001
CSETX
COLUMBIA MODERATE 529 PORT Z - STATIC
3
2
1
0.001
CMEGX
COLUMBIA MODERATE 529 Z AGGR TRACK
3
2
1
0.001
CMSGX
COLUMBIA MODERATE GROWTH 529 PORT A - STATIC
3
2
1
0.001
CMCSX
COLUMBIA MODERATE GROWTH 529 PORT C - STATIC
3
2
1
0.001
CMCEX
COLUMBIA MODERATE GROWTH 529 PORT Z - STATIC
3
2
1
0.001
CRAMX
COLUMBIA MODERATE GROWTH A -CONS TRACK
3
2
1
0.001
CGAMX
COLUMBIA MODERATE GROWTH A AGGR TRACK
3
2
1
0.001
CMATX
COLUMBIA MODERATE GROWTH A-MOD TRACK
3
2
1
0.001
CTCMX
COLUMBIA MODERATE GROWTH C -CONS TRACK
3
2
1
0.001
CMCTX
COLUMBIA MODERATE GROWTH C AGGR TRACK
3
2
1
0.001
CTEMX
COLUMBIA MODERATE GROWTH C-MOD TRACK
3
2
1
0.001
CMETX
COLUMBIA MODERATE GROWTH Z -CONS TRACK
3
2
1
0.001
CMGEX
COLUMBIA MODERATE GROWTH Z AGGR TRACK
3
2
1
0.001
CGMLX
COLUMBIA MODERATE GROWTH Z-MOD TRACK
3
2
1
0.001
CMVAX
COLUMBIA MODERATELY CONSERV 529 PORT A - STATIC
3
2
1
0.001
CMVCX
COLUMBIA MODERATELY CONSERV 529 PORT C - STATIC
3
2
1
0.001
CMVEX
COLUMBIA MODERATELY CONSERV 529 PORT Z - STATIC
3
2
1
0.001
MDOCX
COLUMBIA MODERATELY CONSERV A AGGRTRAC
3
2
1
0.001
CMCNX
COLUMBIA MODERATELY CONSERV C AGG TRAC
3
2
1
0.001
CEGMX
COLUMBIA MODERATELY CONSERV Z AGG TRAC
3
2
1
0.001
CLNXX
Columbia Money Market Fund - Commissionable Class A
3
2
1
0.001
IDSXX
Columbia Money Market Fund Class A
3
2
1
0.001
ACBXX
Columbia Money Market Fund Class B
3
2
1
0.001
RCCXX
Columbia Money Market Fund Class C
3
2
1
0.001
RCIXX
Columbia Money Market Fund Class I
3
2
1
0.001
RVRXX
Columbia Money Market Fund Class R
3
2
1
0.001
CMRXX
Columbia Money Market Fund Class R5
3
2
1
0.001
RCWXX
Columbia Money Market Fund Class W
3
2
1
0.001
IDYXX
Columbia Money Market Fund Class Z
3
2
1
0.001
XSTKX
Columbia Premium Technology Growth Fund, Inc. XNYSSTK
3
2
1
0.001
CGEZX
Columbia Select Global Equity Fund Class Z
3
2
1
0.001
CSLAX
COLUMBIA SELECT LARGE CAP GRWTH PORT A
3
2
1
0.001
CSLCX
COLUMBIA SELECT LARGE CAP GRWTH PORT C
3
2
1
0.001
CSLEX
COLUMBIA SELECT LARGE CAP GRWTH PORT Z
3
2
1
0.001
CSBAX
COLUMBIA SHORT TERM BOND 529 PORT A
3
2
1
0.001
CSDCX
COLUMBIA SHORT TERM BOND 529 PORT C
3
2
1
0.001
CSBEX
COLUMBIA SHORT TERM BOND 529 PORT Z
3
2
1
0.001
CAGMX
COLUMBIA US GOVERNMENT MORTGAGE PORT A
3
2
1
0.001
CGCBX
COLUMBIA US GOVERNMENT MORTGAGE PORT C
3
2
1
0.001
CEGDX
COLUMBIA US GOVERNMENT MORTGAGE PORT Z
3
2
1
0.001
CAITX
Compass EMP Alternative Asset Fund Class T
3
2
1
0.001
CCNTX
Compass EMP Commodity Strategies Enhanced Volatility Weighted Fund Class T
3
2
1
0.001
CCOTX
Compass EMP Commodity Strategies Volatility Weighted Fd Cl T
3
2
1
0.001
CMKTX
Compass EMP Emerging Market 500 Volatility Weighted Fd Cl T
3
2
1
0.001
CEBTX
Compass EMP Enhanced Fixed Income Fd Cl T
3
2
1
0.001
CVHTX
Compass EMP International 500 Enhanced Volatility Weighted Fund Cl T
3
2
1
0.001
CTITX
Compass EMP International 500 Volatility Weighted Fd Cl T
3
2
1
0.001
CHLTX
Compass EMP Long/Short Strategies Fund Cl T
3
2
1
0.001
CBHCX
Compass EMP Market Neutral Income Fund - Cl C
3
2
1
0.001
CBHTX
Compass EMP Market Neutral Income Fund - Cl T
3
2
1
0.001
CTMTX
Compass EMP Multi-Asset Balanced Fund Class T
3
2
1
0.001
LTGTX
Compass EMP Multi-Asset Growth Fund Class T
3
2
1
0.001
CWRTX
Compass EMP REC Enhanced Volatility Weighted Fund Cl T
3
2
1
0.001
CUHTX
Compass EMP U.S. 500 Enhanced Volatility Weighted Fund Cl T
3
2
1
0.001
CFLTX
Compass EMP U.S. 500 Volatility Weighted Fund Cl T
3
2
1
0.001
CHSIX
Compass EMP US Small Cap 500 Volatility Weighted Fd Cl I
3
2
1
0.001
CHSTX
Compass EMP US Small Cap 500 Volatility Weighted Fd Cl T
3
2
1
0.001
CCASX
Conestoga Small Cap Fund
3
2
1
0.001
TGMXX
Consulting Group Capital Markets Government Money Investments Portfoli
3
2
1
0.001
CALTX
Context Alternative Strategies Fund
3
2
1
0.001
CMOAX
Context Macro Opportunities Fund - Advisory Shares
3
2
1
0.001
CMOTX
Context Macro Opportunities Fund - Institutional Shares
3
2
1
0.001
CIPVX
Convergence Opportunities Fund - Investment Class
3
2
1
0.001
XCFPX
Cornerstone Progressive Return Fund XASECFP
3
2
1
0.001
XCLMX
Cornerstone Strategic Value Fund, Inc. XASECLM
3
2
1
0.001
XCRFX
Cornerstone Total Return Fund, Inc. XASECRF
3
2
1
0.001
CPOPX
Corsair Opportunity Fund - Class A
3
2
1
0.001
COPPX
Corsair Opportunity Fund - Class I
3
2
1
0.001
COZAX
Cozad Small Cap Value Fund - Class A
3
2
1
0.001
COZIX
Cozad Small Cap Value Fund - Class I
3
2
1
0.001
COZNX
Cozad Small Cap Value Fund - Class N
3
2
1
0.001
XCIKX
Credit Suisse Asset Management Income Fd Inc XASECIK
3
2
1
0.001
XCCSX
Credit Suisse Corporate Credit Solutions, Inc. XXXX
3
2
1
0.001
CSAUX
Credit Suisse Gold & Income Strategy Fund Inst Cl
3
2
1
0.001
XDHYX
Credit Suisse High Yield Bond Fund XASEDHY
3
2
1
0.001
CSQIX
Credit Suisse Multialternative Strategy Fd Cl I
3
2
1
0.001
GCAMX
Crescent Mid Cap Macro Fund Advisor Class
3
2
1
0.001
GCMIX
Crescent Mid Cap Macro Fund Insti Class
3
2
1
0.001
XDSCX
Cross Shore Discovery Fund XXXX
3
2
1
0.001
CGHRX
Crow Point Defined Risk Global Equity Income Fund CL R
3
2
1
0.001
CUSCX
Cullen Small Cap Value Fund Class C
3
2
1
0.001
XSRFX
Cushing Royalty & Income Fund XNYSSRF
3
2
1
0.001
CWBNX
Cutwater Investment Grade Bond Fund Class A
3
2
1
0.001
CIGTX
Cutwater Investment Grade Bond Fund Class C
3
2
1
0.001
CVRVX
CVR DYNAMIC ALLOCATION FUND - INVESTOR SHARES
3
2
1
0.001
DAFXX
Daily Assets Fund Institutional
3
2
1
0.001
RTGXX
Daily Income Fd Government Ptf Inst Cl
3
2
1
0.001
DSMXX
Daily Income Fd Money Market Ptf Investor Service Class Shares
3
2
1
0.001
DNVXX
Daily Income Fd Money Market Ptf Investor Shs
3
2
1
0.001
DSIXX
Daily Income Fd Municipal Ptf Investor Service Class Shares
3
2
1
0.001
DMTXX
Daily Income Fd Municipal Ptf Retail Shs
3
2
1
0.001
DGFXX
Daily Income Fd US Government Port Fiduciary Cl
3
2
1
0.001
DREXX
Daily Income Fd US Government Ptf Retail Shs
3
2
1
0.001
DUVXX
Daily Income Fd US Treasury Ptf Investor shs
3
2
1
0.001
DFDXX
Daily Income Fund Money Market Port Fiduciary Cl
3
2
1
0.001
DISXX
Daily Income Fund Money Market Port Investor Select Cl
3
2
1
0.001
IMAXX
Daily Income Fund Money Market Portfolio Institutional Service
3
2
1
0.001
IMBXX
Daily Income Fund Money Market Portfolio Institutional Shs
3
2
1
0.001
DRTXX
Daily Income Fund Money Market Ptf Retail Class
3
2
1
0.001
IDAXX
Daily Income Fund U.S. Treasury Portfolio Institutional Service Shs
3
2
1
0.001
ITBXX
Daily Income Fund U.S. Treasury Portfolio Institutional Shares
3
2
1
0.001
DRIXX
Daily Income Fund U.S. Treasury Ptf, Investor Class Shares
3
2
1
0.001
DGIXX
Daily Income Fund US Government Port Investor Select Cl
3
2
1
0.001
DFCXX
Daily Income Fund US Treasury Port Fiduciary Cl
3
2
1
0.001
TNVXX
Daily Income Fund US Treasury Portfolio Investor Select Cl
3
2
1
0.001
RPGXX
Davis Government Money Market Fund Class A
3
2
1
0.001
DREBX
Davis Real Estate Fund, Inc. Class B
3
2
1
0.001
DRFAX
Davis Reseach Fund, Class A
3
2
1
0.001
DHACX
Day Hagan Tactical Allocation Fund of EFT Class C
3
2
1
0.001
DASCX
Dean Small Cap Value Fund No-Load
3
2
1
0.001
DCRXX
Delaware Cash Reserve A Class
3
2
1
0.001
DCCXX
Delaware Cash Reserve Class C
3
2
1
0.001
DCSXX
Delaware Cash Reserve Consultant Class
3
2
1
0.001
XVCFX
Delaware Colorado Municipal Income XASEVCF
3
2
1
0.001
DGCRX
Delaware Corporate Bond Fd Cl R
3
2
1
0.001
XDDFX
Delaware Dividend & Income Fund XNYSDDF
3
2
1
0.001
XDEWX
Delaware Enhanced Global Dividend & Income XNYSDEX
3
2
1
0.001
DIPAX
Delaware Inflation Protected Bond Fund Class A
3
2
1
0.001
DIPCX
Delaware Inflation Protected Bond Fund Class C
3
2
1
0.001
DIPIX
Delaware Inflation Protected Bond Fund Insti Class
3
2
1
0.001
XVMMX
Delaware Minnesota Municipal Income Fund II XASEVMM
3
2
1
0.001
XVFLX
Delaware National Municipal Income Fund XASEVFL
3
2
1
0.001
DMTFX
Delaware Tax-Free USA Fund A Class
3
2
1
0.001
KCTBX
Deutsche California Tax-Free Income Fund Class B
3
2
1
0.001
SDGBX
Deutsche Capital Growth Fund Class B
3
2
1
0.001
FTEBX
Deutsche Communications Fund Class B
3
2
1
0.001
SUWBX
Deutsche Core Equity Fund Class B
3
2
1
0.001
SFXBX
Deutsche Core Fixed Income Fund Class B
3
2
1
0.001
SZIBX
Deutsche Core Plus Income Fund Class B
3
2
1
0.001
SUIBX
Deutsche CROCI International Fund - Class B
3
2
1
0.001
SEKBX
Deutsche Emerging Markets Equity Fund Class B
3
2
1
0.001
SKBRX
Deutsche Enhanced Commodity Strategy Fund Class B
3
2
1
0.001
SZEBX
Deutsche Enhanced Emerging Markets Fixed Income Fund Class B
3
2
1
0.001
SZGBX
Deutsche Enhanced Global Bond Fund Class B
3
2
1
0.001
KDHBX
Deutsche Equity Dividend Fund Class B
3
2
1
0.001
DBIBX
Deutsche Global Equity Fund Class B
3
2
1
0.001
SGQBX
Deutsche Global Growth Fund Class B
3
2
1
0.001
SGHBX
Deutsche Global High Income Fund Class B
3
2
1
0.001
XLBFX
Deutsche Global High Income Fund, Inc. XNYSLBF
3
2
1
0.001
KTRBX
Deutsche Global Income Builder Fund Class B
3
2
1
0.001
KTRIX
Deutsche Global Income Builder Fund Class Institutional
3
2
1
0.001
TIPTX
Deutsche Global Inflation Fund Class B
3
2
1
0.001
KGDAX
Deutsche Global Small Cap Fund Class A
3
2
1
0.001
KGDBX
Deutsche Global Small Cap Fund Class B
3
2
1
0.001
SGDBX
Deutsche Gold & Precious Metals Fund Class B
3
2
1
0.001
SGDIX
Deutsche Gold & Precious Metals Fund Fd - Insti
3
2
1
0.001
SUHBX
Deutsche Health and Wellness Fund Class B
3
2
1
0.001
KHYBX
Deutsche High Income Fund Class B
3
2
1
0.001
XDHGX
Deutsche High Income Opportunities Fund, Inc. XNYSDHG
3
2
1
0.001
XKHIX
Deutsche High Income Trust XNYSKHI
3
2
1
0.001
SZMBX
Deutsche Intermediate Tax/AMT Free Fund Class B
3
2
1
0.001
SGGBX
Deutsche Large Cap Focus Growth Fund Class B
3
2
1
0.001
KDCBX
Deutsche Large Cap Value Fund Class B
3
2
1
0.001
SLAOX
Deutsche Latin America Equity Fund Class B
3
2
1
0.001
SLARX
Deutsche Latin American Equity Fund - Class Inst
3
2
1
0.001
SPDBX
Deutsche LifeCompass 2015 Fund Class B
3
2
1
0.001
SUPBX
Deutsche LifeCompass 2020 Fund Class B
3
2
1
0.001
PLSBX
Deutsche LifeCompass 2030 Fund Class B
3
2
1
0.001
TGTAX
Deutsche LifeCompass 2040 Fund Class A
3
2
1
0.001
TGTCX
Deutsche LifeCompass 2040 Fund Class C
3
2
1
0.001
TGTSX
Deutsche LifeCompass 2040 Fund Class S
3
2
1
0.001
SUCAX
Deutsche LifeCompass Retirement Fund Class A
3
2
1
0.001
SUCBX
Deutsche LifeCompass Retirement Fund Class B
3
2
1
0.001
SUCCX
Deutsche LifeCompass Retirement Fund Class C
3
2
1
0.001
SCPCX
Deutsche LifeCompass Retirement Fund Class S
3
2
1
0.001
SMLBX
Deutsche Managed Municipal Bond Fund Class B
3
2
1
0.001
SMCBX
Deutsche Mid Cap Growth Fund Class B
3
2
1
0.001
MIDYX
Deutsche Mid Cap Value Fund Class B
3
2
1
0.001
KMMXX
Deutsche Money Fds, Deutsche Money Market Prime Series
3
2
1
0.001
DOBXX
Deutsche Money Market Prime Series , Deutsche Cash Investment Trust B
3
2
1
0.001
DOCXX
Deutsche Money Market Prime Series , Deutsche Cash Investment Trust C
3
2
1
0.001
DOAXX
Deutsche Money Market Prime Series, Deutsche Cash Investment Trust A
3
2
1
0.001
DOSXX
Deutsche Money Market Prime Series, Deutsche Cash Investment Trust S
3
2
1
0.001
XKMMX
Deutsche Multi-Market Income Trust XNYSKMM
3
2
1
0.001
XKTFX
Deutsche Municipal Income Trust XNYSKTF
3
2
1
0.001
KNTBX
Deutsche New York Tax-Free Income Fund Fund Class B
3
2
1
0.001
RRRBX
Deutsche Real Estate Securities Fund Class B
3
2
1
0.001
SXPBX
Deutsche S&P 500 Index Fund Class B
3
2
1
0.001
KTCBX
Deutsche Science and Technology Fund Class B
3
2
1
0.001
PPLBX
Deutsche Short Duration Fund Class B
3
2
1
0.001
SRMBX
Deutsche Short-Term Municipal Bond Fund Class B
3
2
1
0.001
SZCBX
Deutsche Small Cap Core Fund Class B
3
2
1
0.001
SSDBX
Deutsche Small Cap Growth Fund Class B
3
2
1
0.001
KDSBX
Deutsche Small Cap Value Fund Class B
3
2
1
0.001
KDSCX
Deutsche Small Cap Value Fund Class C
3
2
1
0.001
KUSBX
Deutsche Strategic Government Securities Fund Class B
3
2
1
0.001
NOTBX
Deutsche Strategic High Yield Tax-Free Fund Class B
3
2
1
0.001
XKSTX
Deutsche Strategic Income Trust XNYSKST
3
2
1
0.001
XKSMX
Deutsche Strategic Municipal Income Trust XNYSKSM
3
2
1
0.001
BONDX
Deutsche U.S. Bond Index Fund Class A
3
2
1
0.001
SDUBX
Deutsche Ultra-Short Duration Fund Class B
3
2
1
0.001
KSTBX
Deutsche Unconstrained Income Fund Class B
3
2
1
0.001
SERBX
Deutsche World Dividend Fund Class B
3
2
1
0.001
DFESX
DFA Emerging Markets Social Core Equity Portfolio
3
2
1
0.001
DFGEX
DFA Global Real Estate Securities Ptf
3
2
1
0.001
DICAX
DFA INTL CORE EQUITY 529 PORT A
3
2
1
0.001
DICCX
DFA INTL CORE EQUITY 529 PORT C
3
2
1
0.001
DICEX
DFA INTL CORE EQUITY 529 PORT Z
3
2
1
0.001
DRFIX
Dimensional Retirement Fixed Income Fd II Inst Cl
3
2
1
0.001
DRFVX
Dimensional Retirement Fixed Income Fund IV Institutional
3
2
1
0.001
DXWCX
Direxion Wilshire/Dynamic Fund Class C Shares
3
2
1
0.001
DXDWX
Direxion/Wilshire Dynamic Fund Cl A
3
2
1
0.001
DXDIX
Direxion/Wilshire Dynamic Fund Institutional Class
3
2
1
0.001
XDRAX
Diversified Real Asset Income Fund XNYSDRA
3
2
1
0.001
DRPCX
Diversified Risk Parity Fd Cl C
3
2
1
0.001
XDNIX
Dividend and Income Fd, Inc. XNYSDNI
3
2
1
0.001
DBABX
DMS Baltic Index Fund Cl A
3
2
1
0.001
DIPLX
DMS Poland Large Cap Index Fund Cl I
3
2
1
0.001
DTSAX
DMS Thailand Select 33 Index Fund Class A
3
2
1
0.001
DTSIX
DMS Thailand Select 33 Index Fund Class I
3
2
1
0.001
DDEGX
DoubleLine Equities Growth Fund - Class A
3
2
1
0.001
DBEGX
DoubleLine Equities Growth Fund - Class I
3
2
1
0.001
DLEGX
DoubleLine Equities Growth Fund - Class N
3
2
1
0.001
XDSLX
DoubleLine Income Solutions Fund XNYSDSL
3
2
1
0.001
DELNX
DoubleLine Low Duration Emerging Markets Fixed Income Fund Class N
3
2
1
0.001
DMLCX
Doubleline Multi-Asset Growth Fund Class C
3
2
1
0.001
DMLNX
Doubleline Multi-Asset Growth Fund Class N
3
2
1
0.001
XDBLX
DoubleLine Opportunistic Credit Fd XNYSDBL
3
2
1
0.001
XDPOX
Dow 30 Enhanced Premium & Income Fund Inc. XNYSDPO
3
2
1
0.001
XDPDX
Dow 30 Premium & Dividend Income Fund XNYSDPD
3
2
1
0.001
DUSXX
Dreyfus 100% U.S. Treasury Money Market Fund, LP
3
2
1
0.001
DBAXX
Dreyfus BASIC Money Market Fund, Inc.
3
2
1
0.001
DNIXX
Dreyfus BASIC New York Money Market Fund
3
2
1
0.001
DMCXX
Dreyfus Cash Management - Agency Shs
3
2
1
0.001
DACXX
Dreyfus Cash Mgmt Administrative Shs
3
2
1
0.001
DICXX
Dreyfus Cash Mgmt Inst Shs
3
2
1
0.001
DVCXX
Dreyfus Cash Mgmt Investor Shs
3
2
1
0.001
DPCXX
Dreyfus Cash Mgmt Participant Shs
3
2
1
0.001
GTAXX
Dreyfus General Treasury Prime Money Market Fund Class A
3
2
1
0.001
DRPXX
Dreyfus Gov Cash Mgmt Fd -Dreyfus Gov Prime Cash Mgmt - Agency Shs
3
2
1
0.001
DAGXX
Dreyfus Govt Cash Mgmt Administrative Shs
3
2
1
0.001
DGMXX
Dreyfus Govt Cash Mgmt Fd-Dreyfus Gov Cash Mgmt Agency Shs
3
2
1
0.001
DGCXX
Dreyfus Govt Cash Mgmt Inst Shs
3
2
1
0.001
DGVXX
Dreyfus Govt Cash Mgmt Investor Shs
3
2
1
0.001
DPGXX
Dreyfus Govt Cash Mgmt Participant Shs
3
2
1
0.001
DAPXX
Dreyfus Govt Prime Cash Mgmt Administrative Shs
3
2
1
0.001
DIPXX
Dreyfus Govt Prime Cash Mgmt Inst Shs
3
2
1
0.001
DVPXX
Dreyfus Govt Prime Cash Mgmt Investor Shs
3
2
1
0.001
DGPXX
Dreyfus Govt Prime Cash Mgmt Participant Shs
3
2
1
0.001
DPCAX
Dreyfus Greater China Fund Class A
3
2
1
0.001
DPCCX
Dreyfus Greater China Fund Class C
3
2
1
0.001
DPCRX
Dreyfus Greater China Fund Class I
3
2
1
0.001
XDHFX
Dreyfus High Yield Strategies Fund XNYSDHF
3
2
1
0.001
DRSXX
Dreyfus Inst Pref Money Market Fd-Dreyfus Inst Pref MM - Reserve
3
2
1
0.001
DIVXX
Dreyfus Insti Csh Adv Fd, Investor Advantage Shares
3
2
1
0.001
DDTXX
Dreyfus Insti Csh Adv Fds, Administrative Advantage Shares
3
2
1
0.001
DADXX
Dreyfus Insti Csh Adv Fds, Institutional Advantage Shares
3
2
1
0.001
DPTXX
Dreyfus Insti Csh Adv Fds, Participant Advantage Shares
3
2
1
0.001
DRGXX
Dreyfus Institutional Reserves Money Fund Agency Shs
3
2
1
0.001
DLSXX
Dreyfus Institutional Reserves Money Fund Classic Shares
3
2
1
0.001
DSHXX
Dreyfus Institutional Reserves Money Fund Hamilton Shares
3
2
1
0.001
DSVXX
Dreyfus Institutional Reserves Money Fund Insti Shs
3
2
1
0.001
DERXX
Dreyfus Institutional Reserves Money Fund Premier Shares
3
2
1
0.001
DGYXX
Dreyfus Institutional Reserves Treasury Fund Agency Shs
3
2
1
0.001
DSSXX
Dreyfus Institutional Reserves Treasury Fund Classic Shares
3
2
1
0.001
DHLXX
Dreyfus Institutional Reserves Treasury Fund Hamilton Shares
3
2
1
0.001
DNSXX
Dreyfus Institutional Reserves Treasury Fund Insti Shs
3
2
1
0.001
DRRXX
Dreyfus Institutional Reserves Treasury Fund Premier Shares
3
2
1
0.001
DHMXX
Dreyfus Institutional Reserves Treasury Prime Fd Hamilton Shs
3
2
1
0.001
DMEXX
Dreyfus Institutional Reserves Treasury Prime Fd Premier Shs
3
2
1
0.001
DUPXX
Dreyfus Institutional Reserves Treasury Prime Fund Insti Shs
3
2
1
0.001
DVLAX
Dreyfus International Value Fd Class A
3
2
1
0.001
DICVX
Dreyfus International Value Fund Class C
3
2
1
0.001
DIRVX
Dreyfus International Value Fund Class I
3
2
1
0.001
DLAXX
Dreyfus Liquid Assets Class 1
3
2
1
0.001
DLATX
Dreyfus Liquid Assets, Inc. Class 2
3
2
1
0.001
DRAXX
Dreyfus Muni Cash Mgmt Plus - Agency Shs
3
2
1
0.001
DBMXX
Dreyfus Muni Fds, Inc. - Dreyfus BASIC Muni Money Market Fd
3
2
1
0.001
XDMBX
Dreyfus Municipal Bond Infrastructure Fund, Inc. XNYSDMB
3
2
1
0.001
DAMXX
Dreyfus Municipal Cash Mgmt Plus Administrative Shs
3
2
1
0.001
DIMXX
Dreyfus Municipal Cash Mgmt Plus Inst Shs
3
2
1
0.001
DVMXX
Dreyfus Municipal Cash Mgmt Plus Investor Shs
3
2
1
0.001
DMPXX
Dreyfus Municipal Cash Mgmt Plus Participant Shs
3
2
1
0.001
XDMFX
Dreyfus Municipal Income Inc. XASEDMF
3
2
1
0.001
DTEXX
Dreyfus Municipal Money Market Fund
3
2
1
0.001
DLTXX
Dreyfus Municipal Reserves Investor Shares
3
2
1
0.001
DNJXX
Dreyfus New Jersey Municipal Money Market Fund
3
2
1
0.001
DNYYX
Dreyfus New York AMT-Free Municipal Bond Fund Class Y
3
2
1
0.001
DLCXX
Dreyfus New York AMT-Free Municipal Cash Management Classic Shs
3
2
1
0.001
DYIXX
Dreyfus New York AMT-Free Municipal Cash Management Insti Shs
3
2
1
0.001
DYVXX
Dreyfus New York AMT-Free Municipal Cash Management Investor Shs
3
2
1
0.001
DDVXX
Dreyfus New York AMT-Free Municipal Csh Management Administrative Shs
3
2
1
0.001
DAYXX
Dreyfus New York Municipal Cash Mgmt Administrative Shs
3
2
1
0.001
DIYXX
Dreyfus New York Municipal Cash Mgmt Inst Shs
3
2
1
0.001
DVYXX
Dreyfus New York Municipal Cash Mgmt Investor Shs
3
2
1
0.001
DPYXX
Dreyfus New York Municipal Cash Mgmt Participant Shs
3
2
1
0.001
DNYXX
Dreyfus New York Tax Exempt Money Market Fund
3
2
1
0.001
DSIDX
Dreyfus Short Duration Bond Fund- Class I
3
2
1
0.001
XDSMX
Dreyfus Strategic Municipal Bond Fund Inc. XNYSDSM
3
2
1
0.001
XLEOX
Dreyfus Strategic Municipals Inc. XNYSLEO
3
2
1
0.001
DEPXX
Dreyfus Tax Exempt Cash Mgmt Fds - Dreyfus Tax Exempt Cash Mgmt Part
3
2
1
0.001
DEIXX
Dreyfus Tax Exempt Cash Mgmt Fds -Dreyfus Tax Exempt Cash Mgmt Inst
3
2
1
0.001
DEAXX
Dreyfus Tax Exempt Cash Mgmt Fds-Dreyfus Tax Exempt Cash Mgmt Admin
3
2
1
0.001
DEVXX
Dreyfus Tax Exempt Cash Mgmt Fds-Dreyfus Tax Exempt Cash Mgmt Inv
3
2
1
0.001
DIIXX
Dreyfus Tax Exempt Cash Mgmt,Dreyfus CA AMT Tax-Free Cash Mgmt Insti
3
2
1
0.001
DFAXX
Dreyfus Tax Exempt Cash Mgmt,Dreyfus CA AMT Tax-Free Cash Mgmt-Admin
3
2
1
0.001
DFPXX
Dreyfus Tax Exempt Cash Mgmt,Dreyfus CA AMT Tax-Free Cash Mgmt-Prtcp
3
2
1
0.001
DAIXX
Dreyfus Tax Expemt Cash Mgmt,Dreyfus CA AMT Tax-Free Cash Mgmt Inv
3
2
1
0.001
DSDCX
Dreyfus Tax Sensitive Total Return Bond Fund- Class C
3
2
1
0.001
DTGAX
Dreyfus TOBAM Global Equity Fund- Class A
3
2
1
0.001
DTGEX
Dreyfus TOBAM Global Equity Fund- Class C
3
2
1
0.001
DTGIX
Dreyfus TOBAM Global Equity Fund- Class I
3
2
1
0.001
DTGYX
Dreyfus TOBAM Global Equity Fund- Class Y
3
2
1
0.001
DTEAX
Dreyfus TOBAM U.S. Equity Fund- Class A
3
2
1
0.001
DTUCX
Dreyfus TOBAM U.S. Equity Fund- Class C
3
2
1
0.001
DTUIX
Dreyfus TOBAM U.S. Equity Fund- Class I
3
2
1
0.001
DTUYX
Dreyfus TOBAM U.S. Equity Fund- Class Y
3
2
1
0.001
DTSXX
Dreyfus Treasury Cash Management - Select Shares
3
2
1
0.001
DSRXX
Dreyfus Treasury Cash Managment - Service Shares
3
2
1
0.001
DYAXX
Dreyfus Treasury Cash Mgmt - Agency Shs
3
2
1
0.001
DTAXX
Dreyfus Treasury Cash Mgmt Administrative Shs
3
2
1
0.001
DTRXX
Dreyfus Treasury Cash Mgmt Inst Shs
3
2
1
0.001
DTVXX
Dreyfus Treasury Cash Mgmt Investor Shs
3
2
1
0.001
DTPXX
Dreyfus Treasury Cash Mgmt Participant Shs
3
2
1
0.001
DYPXX
Dreyfus Treasury Cash Mgmt- Premier Shs
3
2
1
0.001
DARXX
Dreyfus Treasury Prime Cash Mgmt Administrative Shs
3
2
1
0.001
DIRXX
Dreyfus Treasury Prime Cash Mgmt Inst Shs
3
2
1
0.001
DVRXX
Dreyfus Treasury Prime Cash Mgmt Investor Shs
3
2
1
0.001
DPRXX
Dreyfus Treasury Prime Cash Mgmt Participant Shs
3
2
1
0.001
DSAXX
Dreyfus Treasury Prime Cash Mgmt-Agency Shs
3
2
1
0.001
DUIXX
Dreyfus U.S. Treasury Investor
3
2
1
0.001
DUTXX
Dreyfus U.S. Treasury Money Market Class R (Dreyfus/Laurel Fds Inc.)
3
2
1
0.001
DWDXX
Dreyfus Worldwide Dollar Money Market Fund, Inc.
3
2
1
0.001
DPOXX
Dreyfus/Laurel Funds Inc. Dreyfus Money Market Class R
3
2
1
0.001
DTMXX
Dreyfus/Laurel Funds Inc. Dreyfus Municipal Reserves Class R
3
2
1
0.001
DPIXX
Dreyfus/Laurel Funds, Inc. - Dreyfus Money Market Reserve Investor Shs
3
2
1
0.001
RUDAX
Dreyfus/The Boston Company Small Cap Value Fund- Class A
3
2
1
0.001
DRIDX
Driehaus International Discovery Fund
3
2
1
0.001
DSMKX
DSM Global Growth & Income Fund Retail Cl
3
2
1
0.001
DSMWX
DSM Global Growth Fd Retail Cl
3
2
1
0.001
DSMPX
DSM Large Cap Growth Fund Retail Class
3
2
1
0.001
DSMQX
DSM Small Mid Cap Growth Fd Retail Cl
3
2
1
0.001
XDTFX
DTF Tax Free Income Inc. XNYSDTF
3
2
1
0.001
XDPGX
Duff & Phelps Global Utility Income Fd Inc. XNYSDPG
3
2
1
0.001
XDSEX
Duff & Phelps Select Energy MLP Fund, Inc. XNYSDSE
3
2
1
0.001
XDUCX
Duff & Phelps Utility and Corporate Bd Trust XNYSDUC
3
2
1
0.001
DNEMX
Dunham Emerging Markets Stock Fund Class N
3
2
1
0.001
ICAXX
DWS Money Market Tr, DWS Money Market Srs
3
2
1
0.001
BNYXX
DWS Advisor Fds, New York Tax Free Money Fund Investment
3
2
1
0.001
BTXXX
DWS Advisor Fds, Tax Free Money Fund Investment Premier Shs
3
2
1
0.001
BICXX
DWS Institutional Fds, Cash Management Fund Institutional
3
2
1
0.001
BIRXX
DWS Institutional Fds, Cash Reserves Fund Institutional
3
2
1
0.001
MCAXX
DWS Money Market Tr, DWS Money Market Series
3
2
1
0.001
VNVXX
DWS Variable NAV Money Fund- Capital Shares
3
2
1
0.001
VNIXX
DWS Variable NAV Money Fund- Institutional Shares
3
2
1
0.001
DYNAX
Dynamic Total Return Fund Class A
3
2
1
0.001
DYNIX
Dynamic Total Return Fund Class I
3
2
1
0.001
EGBLX
Eagle Series Trust, Eagle Investment Grade Bond Fund Class I
3
2
1
0.001
EVASX
Eaton Vance Asian Small Companies Fund - Class A
3
2
1
0.001
XEVMX
Eaton Vance California Municipal Bond Fund XASEEVM
3
2
1
0.001
XEIAX
Eaton Vance California Municipal Bond Fund II XASEEIA
3
2
1
0.001
XCEVX
Eaton Vance California Municipal Income Trust XASECEV
3
2
1
0.001
EMTMX
Eaton Vance Dividend Builder Fd Cl B
3
2
1
0.001
ECMCX
Eaton Vance Eaton Vance Atlanta Capital Horizon Growth Fd Cl C
3
2
1
0.001
XEOIX
Eaton Vance Enhanced Equity Income Fund XNYSEOI
3
2
1
0.001
XEOSX
Eaton Vance Enhanced Equity Income Fund II XNYSEOS
3
2
1
0.001
XEFFX
Eaton Vance Floating-Rate Income Plus Fund XASEEFF
3
2
1
0.001
XEFTX
Eaton Vance Floating-Rate Income Trust XNYSEFT
3
2
1
0.001
ENRAX
Eaton Vance Global Natural Resources Fund Class A
3
2
1
0.001
ENRIX
Eaton Vance Global Natural Resources Fund Class I
3
2
1
0.001
EHUAX
Eaton Vance Hexavest U.S. Equity Fd Cl A
3
2
1
0.001
EHUIX
Eaton Vance Hexavest U.S. Equity Fd Cl I
3
2
1
0.001
EIBRX
Eaton Vance Income Fund of Boston - Class R6
3
2
1
0.001
XEVVX
Eaton Vance Limited Duration Income Fund XASEEVV
3
2
1
0.001
XMABX
Eaton Vance Massachusetts Municipal Bond Fund XASEMAB
3
2
1
0.001
XMMVX
Eaton Vance Massachusetts Municipal Income Trust XASEMMV
3
2
1
0.001
XMIWX
Eaton Vance Michigan Municipal Bond Fund XASEMIW
3
2
1
0.001
XEMIX
Eaton Vance Michigan Municipal Income Trust XASEEMI
3
2
1
0.001
XEIMX
Eaton Vance Municipal Bond Fund XASEEIM
3
2
1
0.001
XEIVX
Eaton Vance Municipal Bond Fund II XASEEIV
3
2
1
0.001
XETTX
Eaton Vance Municipal Income 2028 Term Trust XASEETX
3
2
1
0.001
XEVNX
Eaton Vance Municipal Income Trust XNYSEVN
3
2
1
0.001
XEOTX
Eaton Vance National Municipal Opportunities Trust XASEEOT
3
2
1
0.001
XEMJX
Eaton Vance New Jersey Municipal Bond Fund XASEEMJ
3
2
1
0.001
XEVJX
Eaton Vance New Jersey Municipal Income Trust XASEEVJ
3
2
1
0.001
ELNYX
Eaton Vance New York Limited Maturity Municipal Income Fund Class B
3
2
1
0.001
XENWX
Eaton Vance New York Municipal Bond Fund XASEENX
3
2
1
0.001
XNYHX
Eaton Vance New York Municipal Bond Fund II XASENYH
3
2
1
0.001
XEVYX
Eaton Vance New York Municipal Income Trust XASEEVY
3
2
1
0.001
XEIOX
Eaton Vance Ohio Municipal Bond Fund XASEEIO
3
2
1
0.001
XEVOX
Eaton Vance Ohio Municipal Income Trust XASEEVO
3
2
1
0.001
XEIPX
Eaton Vance Pennsylvania Municipal Bond Fund XASEEIP
3
2
1
0.001
XEVPX
Eaton Vance Pennsylvania Municipal Income Trust XASEEVP
3
2
1
0.001
XETJX
Eaton Vance Risk-Managed Diversified Equity Income Fund XNYSETJ
3
2
1
0.001
XEFRX
Eaton Vance Senior Floating Rate Trust XNYSEFR
3
2
1
0.001
XEVFX
Eaton Vance Senior Income Trust XNYSEVF
3
2
1
0.001
XEVGX
Eaton Vance Short Duration Diversified Income XNYSEVG
3
2
1
0.001
XETYX
Eaton Vance Tax Managed Diversified Equity Income Fund XNYSETY
3
2
1
0.001
XEXDX
Eaton Vance Tax-Advantage Bond and Option Strat Fd XNYSEXD
3
2
1
0.001
XEVTX
Eaton Vance Tax-Advantaged Dividend Income Fund XNYSEVT
3
2
1
0.001
XETGX
Eaton Vance Tax-Advantaged Global Dividend Income Fund XNYSETG
3
2
1
0.001
XETOX
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund XNYSETO
3
2
1
0.001
XETBX
Eaton Vance Tax-Managed Buy-Write Income Fund XNYSETB
3
2
1
0.001
XETVX
Eaton Vance Tax-Managed Buy-Write Opportunities Fund XNYSETV
3
2
1
0.001
XETWX
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund XNYSETW
3
2
1
0.001
XEXGX
Eaton Vance Tax-Managed Global Diversified Equity Income Fund XNYSEXG
3
2
1
0.001
EBHXX
Eaton Vance U.S. Government Money Market Fund Class B
3
2
1
0.001
ECHXX
Eaton Vance U.S. Government Money Market Fund Class C
3
2
1
0.001
EHCXX
Eaton Vance U.S.Government Money Market Fund Class A
3
2
1
0.001
JNSXX
Edward Jones Money Market Fund
3
2
1
0.001
JRSXX
Edward Jones Money Market Fund - Retirement Shares
3
2
1
0.001
EICRX
EIC Value Fd Retail Cl
3
2
1
0.001
ELMXX
Elfun Government Money Market Fund
3
2
1
0.001
XECFX
Ellsworth Fund Ltd XNYSECF
3
2
1
0.001
ENCPX
Encompass Fund
3
2
1
0.001
ENTIX
EntrepreneurShares Global Fund Insti Class
3
2
1
0.001
ENTRX
EntrepreneurShares Global Fund Retail Class
3
2
1
0.001
EFAMX
Epicurus Mexico Fixed Income Local Currency Fund A Shares
3
2
1
0.001
EFCMX
Epicurus Mexico Fixed Income Local Currency Fund C Shares
3
2
1
0.001
EFIMX
Epicurus Mexico Fixed Income Local Currency Fund I Shares
3
2
1
0.001
EFRMX
Epicurus Mexico Fixed Income Local Currency Fund R Shares
3
2
1
0.001
EPVAX
Epiphany FFV Fund Class A
3
2
1
0.001
ELANX
Epiphany FFV Latin America Fund Class N
3
2
1
0.001
EPINX
Epiphany FFV Strategic Income Class N
3
2
1
0.001
SCBJX
Equity 80% Investment Option Class A
3
2
1
0.001
SCBKX
Equity 80% Investment Option Class B
3
2
1
0.001
SCBMX
Equity 80% Investment Option Class C
3
2
1
0.001
SCBQX
Equity 80% Investment Option Class O
3
2
1
0.001
PMPAX
ESG Managers Balanced Portfolio Cl A
3
2
1
0.001
PWPCX
ESG Managers Balanced Portfolio Cl C
3
2
1
0.001
PWPIX
ESG Managers Balanced Portfolio Inst CL
3
2
1
0.001
PAGCX
ESG Managers Growth Portfolio Cl C
3
2
1
0.001
PAGAX
ESG Managers Growth Portfolio Class A
3
2
1
0.001
PAGIX
ESG Managers Growth Portfolio Inst Cl
3
2
1
0.001
EEFAX
Estabrook Investment Grade Fixed Income Fund Class A
3
2
1
0.001
EEFCX
Estabrook Investment Grade Fixed Income Fund Class C
3
2
1
0.001
EEFRX
Estabrook Investment Grade Fixed Income Fund Class R
3
2
1
0.001
EBSZX
Eubel Brady & Suttman Income and Appreciation Fund
3
2
1
0.001
EBSFX
Eubel Brady & Suttman Income Fund
3
2
1
0.001
ETCGX
Eventide Gilead Fund Class C
3
2
1
0.001
ENHIX
Exceed Structured Enhanced Index Strategy Fund - Institutional Shares
3
2
1
0.001
ENHAX
Exceed Structured Enhanced Index Strategy Fund - Investor Shares
3
2
1
0.001
HEDIX
Exceed Structured Hedged Index Strategy Fund - Institutional Shares
3
2
1
0.001
HEDGX
Exceed Structured Hedged Index Strategy Fund - Investor Shares
3
2
1
0.001
FFAGX
FA 529 AGGRESSIVE GROWTH PORT
3
2
1
0.001
FFCGX
3
2
1
0.001
FFOGX
3
2
1
0.001
FFPGX
3
2
1
0.001
FFRGX
3
2
1
0.001
FSPAX
FA SMALL CAP 529 PORT A
3
2
1
0.001
FCPSX
FA SMALL CAP 529 PORT C
3
2
1
0.001
FSPEX
FA SMALL CAP 529 PORT Z
3
2
1
0.001
FIANX
FA STRATEGIC INCOME 529 PORT A
3
2
1
0.001
FICKX
FA STRATEGIC INCOME 529 PORT C
3
2
1
0.001
FEIMX
FA STRATEGIC INCOME 529 PORT Z
3
2
1
0.001
FAVLX
Fallen Angels Value Fund
3
2
1
0.001
ACMXX
Federated Automated Cash Management Tr Svc Shs
3
2
1
0.001
ACCXX
Federated Automated Cash Management Trust Cash Series II Shares
3
2
1
0.001
ACKXX
Federated Automated Cash Management Trust R Shs
3
2
1
0.001
AGSXX
Federated Automated Government Cash Reserves Svc Shs
3
2
1
0.001
CCCXX
Federated California Municipal Cash Tr Fd Cap Shs
3
2
1
0.001
CALXX
Federated California Municipal Cash Trust Cash II Shs
3
2
1
0.001
CCSXX
Federated California Municipal Cash Trust Fd CS Shs
3
2
1
0.001
CAIXX
Federated California Municipal Cash Trust Institutional Shares
3
2
1
0.001
CACXX
Federated California Municipal Cash Trust Svc Shs
3
2
1
0.001
FRFXX
Federated Capital Reserves Fund
3
2
1
0.001
FCTXX
Federated Connecticut Muni Cash Tr Svc Shs
3
2
1
0.001
CTCXX
Federated Connecticut Municipal Cash Trust Fd CS Shs
3
2
1
0.001
XFTTX
Federated Enhanced Treasury Income Fund Com Shs XNYSFTT
3
2
1
0.001
FRSAX
Federated Floating Rate Strategic Income Fd Cl A
3
2
1
0.001
FLSXX
Federated Florida Municipal Cash Tr Fd CS Shs
3
2
1
0.001
FLMXX
Federated Florida Municipal Cash Tr Instl Shs
3
2
1
0.001
FLCXX
Federated Florida Municipal Cash Trust Cash II Shares
3
2
1
0.001
GAMXX
Federated Georgia Municipal Cash Trust
3
2
1
0.001
CTGXX
Federated Government Cash Series
3
2
1
0.001
GOTXX
Federated Government Obligationas Tax Managed Fund Class IS
3
2
1
0.001
GTSXX
Federated Government Obligationas Tax Managed Svc Shs
3
2
1
0.001
GOCXX
Federated Government Obligations Fd Cap Shs
3
2
1
0.001
GOSXX
Federated Government Obligations Fd Svc Shs
3
2
1
0.001
GORXX
Federated Government Obligations Fund Trust Shs
3
2
1
0.001
GOFXX
Federated Government Obligations Fund - Premier Shares
3
2
1
0.001
GOIXX
Federated Government Obligations Fund IS Shares
3
2
1
0.001
GRFXX
Federated Government Reserves Fund
3
2
1
0.001
FHBBX
Federated High Income Bond Fund Class B
3
2
1
0.001
LIBXX
Federated Liberty U.S. Government Money Market Fund Class B Shs
3
2
1
0.001
LUGXX
Federated Liberty U.S. Government Money Market Trust A Shs
3
2
1
0.001
LUCXX
Federated Liberty U.S. Government Money Market Trust C Shs
3
2
1
0.001
LUFXX
Federated Liberty U.S. Government Money Market Trust F Shs
3
2
1
0.001
MMCXX
Federated Massachusetts Muni Cash Tr Svc Shs
3
2
1
0.001
FMCXX
Federated Massachusetts Municipal Cash Trust Fd CS Shs
3
2
1
0.001
FMTXX
Federated Master Trust
3
2
1
0.001
FMXKX
Federated Max Cap Index Fund Class R
3
2
1
0.001
QISCX
Federated MDT Small Cap Core Fund Institutional Class
3
2
1
0.001
MINXX
Federated Michigan Municipal Cash Trust Institutional Shares
3
2
1
0.001
MIMXX
Federated Michigan Municipal Cash Trust Svc Shs
3
2
1
0.001
MNMXX
Federated Minnesota Muni Cash Tr Cash Shs
3
2
1
0.001
FEMXX
Federated Minnesota Muni Csh Tr Instit Shs
3
2
1
0.001
MMLXX
Federated Money Market Management Capital Shares
3
2
1
0.001
MMMXX
Federated Money Market Management Eagle Class
3
2
1
0.001
MMPXX
Federated Money Market Management IS Shares
3
2
1
0.001
MMSXX
Federated Money Market Management Service Shares
3
2
1
0.001
CMSXX
Federated Municipal Cash Series
3
2
1
0.001
MFCXX
Federated Municipal Obligations Fd Cap Shs
3
2
1
0.001
MOSXX
Federated Municipal Obligations Fd Svc Shs
3
2
1
0.001
MOFXX
Federated Municipal Obligations Fund Insti Shs
3
2
1
0.001
MUTXX
Federated Municipal Trust Fund
3
2
1
0.001
NJMXX
Federated New Jersey Muni Cash Tr Insti Shs
3
2
1
0.001
NJCXX
Federated New Jersey Municipal Cash Trust Fd CS Shs
3
2
1
0.001
NJSXX
Federated New Jersey Municipal Cash Trust Svc Shs
3
2
1
0.001
FNTXX
Federated New York Muni Cash Tr Svc Shs
3
2
1
0.001
NYCXX
Federated New York Municipal Cash Trust Cash II Shs
3
2
1
0.001
FNCXX
Federated New York Municipal Cash Trust Fd CS Shs
3
2
1
0.001
NISXX
Federated New York Municipal Cash Trust Fd Insti Shs
3
2
1
0.001
NCMXX
Federated North Carolina Municipal Cash Trust
3
2
1
0.001
FOHXX
Federated Ohio Muni Cash Tr Cash II Shs
3
2
1
0.001
OHTXX
Federated Ohio Municipal Cash Tr Svc Shs
3
2
1
0.001
OHIXX
Federated Ohio Municipal Cash Trust Insti Shs
3
2
1
0.001
FPAXX
Federated Pennsylvania Muni Cash Tr Svc Shs
3
2
1
0.001
PACXX
Federated Pennsylvania Municipal Cash Tr CS Shs
3
2
1
0.001
PAMXX
Federated Pennsylvania Municipal Cash Trust Institutional Shares
3
2
1
0.001
XFPTX
Federated Premier Intermediate Municipal Income Fund XNYSFPT
3
2
1
0.001
XFMNX
Federated Premier Municipal Income Fund XNYSFMN
3
2
1
0.001
PCOXX
Federated Prime Cash Obligation Fund Institutional Shares
3
2
1
0.001
PCCXX
Federated Prime Cash Obligations Fd Cap Shs
3
2
1
0.001
PRCXX
Federated Prime Cash Obligations Fd Svc Shs
3
2
1
0.001
CTPXX
Federated Prime Cash Series
3
2
1
0.001
POPXX
Federated Prime Obligations Fd CAP Shs
3
2
1
0.001
PRSXX
Federated Prime Obligations Fd Svc Shs
3
2
1
0.001
POIXX
Federated Prime Obligations Fund Insti Shares
3
2
1
0.001
POLXX
Federated Prime Obligations Fund Trust Shs
3
2
1
0.001
PBAXX
Federated Prime Obligations Fund- AS Class
3
2
1
0.001
PVCXX
Federated Prime Value Obligations Fd Cap Shs
3
2
1
0.001
PVSXX
Federated Prime Value Obligations Fd Svc Shs
3
2
1
0.001
PVOXX
Federated Prime Value Obligations Fund Institutional Shares
3
2
1
0.001
TBSXX
Federated Tax-Free Obligations Fd Svc Shs
3
2
1
0.001
TBIXX
Federated Tax-Free Obligations Fund Insti Shs
3
2
1
0.001
FTFXX
Federated Tax-Free Trust Fund
3
2
1
0.001
FTRGX
Federated Total Return Government Bond Fund Institutional Shs
3
2
1
0.001
CTTXX
Federated Treasury Cash Series
3
2
1
0.001
TOCXX
Federated Treasury Obligations Fd Cap Shs
3
2
1
0.001
TOSXX
Federated Treasury Obligations Fd Svc Shs
3
2
1
0.001
TOIXX
Federated Treasury Obligations Fund Insti Shs
3
2
1
0.001
TOTXX
Federated Treasury Obligations Fund Trust Shs
3
2
1
0.001
TOAXX
Federated Treasury Obligations Fund- AS Shares
3
2
1
0.001
TTOXX
Federated Trust for U.S. Treasury Obligations
3
2
1
0.001
TISXX
Federated U.S. Treasury Cash Reserves Svc Shares
3
2
1
0.001
UTIXX
Federated U.S.Treasury Cash Reserves Institutional Shares
3
2
1
0.001
FUNAX
Federated Unconstrained Bond Fd Cl A
3
2
1
0.001
FUBDX
Federated Unconstrained Bond Fd Insti Shs
3
2
1
0.001
VCSXX
Federated Virginia Municipal Cash Trust Fd CS Shs
3
2
1
0.001
VAIXX
Federated Virginia Municipal Cash Trust Insti Shs
3
2
1
0.001
VACXX
Federated Virginia Municipal Cash Trust Svc Shs
3
2
1
0.001
MLGXX
FFI Government Fund
3
2
1
0.001
MLIXX
FFI Institutional Fund
3
2
1
0.001
MLEXX
FFI Institutional Tax-Exempt Fund
3
2
1
0.001
MLPXX
FFI Premier Institutional Fund
3
2
1
0.001
MLSXX
FFI Select Institutional Fund
3
2
1
0.001
MLTXX
FFI Treasury Fund
3
2
1
0.001
SPRXX
Fidelity Money Market Fund
3
2
1
0.001
FCBAX
Fidelity Advisor Corporate Bond Fund Class A
3
2
1
0.001
FDIAX
Fidelity Advisor Limited Term Bond Fund
3
2
1
0.001
FAERX
Fidelity Advisor Overseas Fund T Shares
3
2
1
0.001
FCVAX
Fidelity Advisor Small Cap Value Fd Cl A
3
2
1
0.001
FCVIX
Fidelity Advisor Small Cap Value Fd Cl I
3
2
1
0.001
FIMXX
Fidelity AMT Tax-Free Money Fund
3
2
1
0.001
FSAXX
Fidelity Arizona Municipal Money Market Fund
3
2
1
0.001
FSPXX
Fidelity California AMT Tax-Free Money Market Fund
3
2
1
0.001
FSBXX
Fidelity California AMT Tax-Free Money Market Fund Insti Cl
3
2
1
0.001
FSSXX
Fidelity California AMT Tax-Free Money Market Fund Service Cl
3
2
1
0.001
FCFXX
Fidelity California Municipal Fund Money Market Pt
3
2
1
0.001
FDRXX
Fidelity Cash Reserves
3
2
1
0.001
FCMXX
Fidelity Connecticut Municipal Money Market Fund
3
2
1
0.001
FDUXX
Fidelity Daily Fund U.S. Treasury Portfolio
3
2
1
0.001
FDAXX
Fidelity Daily Money Fund Money Market Portfolio
3
2
1
0.001
FDIXX
Fidelity Domestic Portfolio - Select Class
3
2
1
0.001
SPAXX
Fidelity Government Money Market Fund
3
2
1
0.001
FGEXX
Fidelity Government Portfolio - Select Class
3
2
1
0.001
FNSXX
Fidelity Insti Money Market Funds Money Market Port - Inst Cl
3
2
1
0.001
FDVXX
Fidelity Insti Money Market Funds Prime Money Market Port - Cl IV
3
2
1
0.001
FIPXX
Fidelity Insti Money Market Funds Prime Money Market Port - Inst Cl
3
2
1
0.001
FOPXX
Fidelity Insti Money Market Funds Treasury Only Portfolio - Cl IV
3
2
1
0.001
FTVXX
Fidelity Insti Money Market Funds Treasury Portfolio - Cl IV
3
2
1
0.001
FIGXX
Fidelity Institutional Money Market Fds
3
2
1
0.001
FCDXX
Fidelity Institutional Money Market Funds
3
2
1
0.001
FCEXX
3
2
1
0.001
FCGXX
3
2
1
0.001
FCIXX
3
2
1
0.001
FCOXX
3
2
1
0.001
FCSXX
3
2
1
0.001
FCVXX
3
2
1
0.001
FDOXX
3
2
1
0.001
FETXX
3
2
1
0.001
FEXXX
3
2
1
0.001
FIDXX
3
2
1
0.001
FISXX
3
2
1
0.001
FMPXX
3
2
1
0.001
FOIXX
3
2
1
0.001
FOXXX
3
2
1
0.001
FSIXX
3
2
1
0.001
FTCXX
3
2
1
0.001
FMMXX
Fidelity Institutional Money Market Portfolio Cl F
3
2
1
0.001
FMAXX
Fidelity Massachusetts AMT Tax-Free Money Market Fund Insti Cl
3
2
1
0.001
FMHXX
Fidelity Massachusetts AMT-Free Money Market Fund Service Cl
3
2
1
0.001
FMSXX
Fidelity Massachusetts AMT-Tax-Free Money Market Fund
3
2
1
0.001
FDMXX
Fidelity Massachusetts Tax Free Money Market
3
2
1
0.001
FMIXX
Fidelity Michigan Municipal Money Market Portfolio
3
2
1
0.001
FMYXX
Fidelity Money Market Portfolio - Select Class
3
2
1
0.001
FGMXX
Fidelity Money Market Trust Retirement Government MM
3
2
1
0.001
FRTXX
Fidelity Money Market Trust Retirement Money Market Pt.
3
2
1
0.001
FTEXX
Fidelity Municipal Money Market Fund
3
2
1
0.001
FSJXX
Fidelity New Jersey AMT Tax-Free Money Market Fund
3
2
1
0.001
FSKXX
Fidelity New Jersey AMT Tax-Free Money Market Fund Insti Cl
3
2
1
0.001
FNNXX
Fidelity New Jersey AMT Tax-Free Money Market Fund Service Cl
3
2
1
0.001
FNJXX
Fidelity New Jersey Tax Free Fund Money Market Port.
3
2
1
0.001
FSNXX
Fidelity New York AMT Tax-Free Money Market Fund
3
2
1
0.001
FNKXX
Fidelity New York AMT Tax-Free Money Market Fund Insti Cl
3
2
1
0.001
FNOXX
Fidelity New York AMT Tax-Free Money Market Fund Service Cl
3
2
1
0.001
FNYXX
Fidelity New York Municipal Money Market Fund
3
2
1
0.001
FOMXX
Fidelity Ohio Municipal Money Market Fund
3
2
1
0.001
FPTXX
Fidelity Pennsylvania Municipal Money Market Fund
3
2
1
0.001
FPRXX
Fidelity Prime Fund Capital Reserve Class
3
2
1
0.001
FSLXX
Fidelity Select Portfolios Money Market Portfolio
3
2
1
0.001
FSBFX
Fidelity Short Term Bond Fund Cl F
3
2
1
0.001
FCPVX
Fidelity Small Cap Value Fund
3
2
1
0.001
FFSMX
Fidelity Spartan Total Market Index Fd Cl F
3
2
1
0.001
FSXXX
Fidelity Tax Exempt Portfolio - Select Class
3
2
1
0.001
FERXX
Fidelity Tax-Exempt Fund Capital Reserve Class
3
2
1
0.001
FDEXX
Fidelity Tax-Exempt Fund-Daily Money Class
3
2
1
0.001
FMOXX
Fidelity Tax-Free Money Market
3
2
1
0.001
FDBXX
Fidelity Treasury Fund Advisor B Class
3
2
1
0.001
FDCXX
Fidelity Treasury Fund Advisor C Class
3
2
1
0.001
FSRXX
Fidelity Treasury Fund Capital Reserve Class
3
2
1
0.001
FLTXX
Fidelity Treasury Money Market Fund
3
2
1
0.001
FDLXX
Fidelity Treasury Only Money Markey Fund
3
2
1
0.001
FTYXX
Fidelity Treasury Only Portfolio - Select Class
3
2
1
0.001
FTUXX
Fidelity Treasury Portfolio - Select Class
3
2
1
0.001
FGRXX
Fidelity U.S. Government Reserves
3
2
1
0.001
XFMOX
Fiduciary/Claymore MLP Opportunity Fund XNYSFMO
3
2
1
0.001
FRGXX
FIMM Government Portfolio
3
2
1
0.001
FRSXX
FIMM Treasury Only Portfolio
3
2
1
0.001
FRBXX
FIMM Treasury Portfolio
3
2
1
0.001
FEDXX
Financial Square Federal Fund FST Shares
3
2
1
0.001
FGTXX
Financial Square Government Fund FST Shares
3
2
1
0.001
FSMXX
Financial Square Money Market Fund FST Shares
3
2
1
0.001
FPOXX
Financial Square Prime Obligations Fund FST Shares
3
2
1
0.001
FTXXX
Financial Square Tax-Free Money Market Fund
3
2
1
0.001
FTIXX
Financial Square Treasury Instruments Fd - FST Shares
3
2
1
0.001
FTOXX
Financial Square Treasury Obligations Fund FST Shares
3
2
1
0.001
FAIXX
First American Funds - Institutional Money Fund
3
2
1
0.001
FGVXX
First American Funds Institutional Government Fund
3
2
1
0.001
FGZXX
First American Government Obligations Fund Class Z
3
2
1
0.001
FVIXX
First American Government Obligations Fund Insti Investor Shs
3
2
1
0.001
FAAXX
First American Government Obligations Fund Retail Class A
3
2
1
0.001
FTAXX
First American Investment Fund Tax-Free Obligation Fund Class A
3
2
1
0.001
FIVXX
First American Investment Funds Money Fund
3
2
1
0.001
FGDXX
First American MM Fds Gv Obligations Corp Tr Cl D
3
2
1
0.001
FTDXX
First American MM Fds Treas Obligations Corp Tr Cl D
3
2
1
0.001
FOCXX
First American Money Market Fund Treasury Obligations Institutional Y
3
2
1
0.001
FPDXX
First American Prime Obligation Class D
3
2
1
0.001
FAVXX
First American Prime Obligations Fd Cl C
3
2
1
0.001
FPZXX
First American Prime Obligations Fund Class Z
3
2
1
0.001
FPIXX
First American Prime Obligations Fund Insti Investor Shs
3
2
1
0.001
FPBXX
First American Prime Obligations Fund Retail Class B
3
2
1
0.001
FIUXX
First American Prime Obligations Fund-Class I
3
2
1
0.001
FFCXX
First American Tax Free Obligations Fund Class Y
3
2
1
0.001
FTZXX
First American Tax Free Obligations Fund Class Z
3
2
1
0.001
FFDXX
First American Tax Free Obligations Fund Corporate Trust Class D
3
2
1
0.001
FHIXX
First American Tax Free Obligations Fund Insti Investor Shs
3
2
1
0.001
FATXX
First American Treasury Obligations Fund Class A
3
2
1
0.001
FUZXX
First American Treasury Obligations Fund Class Z
3
2
1
0.001
FLIXX
First American Treasury Obligations Fund Insti Investor Shs
3
2
1
0.001
STSXX
First American Treasury Obligations Fund Reserve Shs
3
2
1
0.001
FOEXX
First American U.S. Treasury Money Market Fund Class A
3
2
1
0.001
FODXX
First American U.S. Treasury Money Market Fund Class D
3
2
1
0.001
FOYXX
First American U.S. Treasury Money Market Fund Class Y
3
2
1
0.001
FOZXX
First American U.S. Treasury Money Market Fund Class Z
3
2
1
0.001
FUIXX
First American U.S. Treasury Money Market Fund Insti Investor Shs
3
2
1
0.001
FEXAX
First Eagle Absolute Return Fund A
3
2
1
0.001
FEXCX
First Eagle Absolute Return Fund C
3
2
1
0.001
FEXIX
First Eagle Absolute Return Fund I
3
2
1
0.001
SGGDX
First Eagle Gold Fund
3
2
1
0.001
FEOVX
First Eagle Overseas Variable Fund
3
2
1
0.001
FIEXX
First Investors Cash Management Fd Adv Cl
3
2
1
0.001
FIFXX
First Investors Cash Management Fd Inst Cl
3
2
1
0.001
FICXX
First Investors Cash Management Fund
3
2
1
0.001
FIBXX
First Investors Cash Management Fund Class B
3
2
1
0.001
XFAVX
First Trust Dividend and Income Fund XNYSFAV
3
2
1
0.001
XFENX
First Trust Energy Income and Growth Fund XASEFEN
3
2
1
0.001
XFIFX
First Trust Energy Infrastructure Fund XNYSFIF
3
2
1
0.001
XFFAX
First Trust Enhanced Equity Income Fund XNYSFFA
3
2
1
0.001
ZFGMX
First Trust GNMA Reinvestment Income Trust (GRIT) Srs 79
3
2
1
0.001
XFSDX
First Trust High Income Long/Short Fund XNYSFSD
3
2
1
0.001
XFPFX
First Trust Intermediate Duration Preferred & Income Fd XNYSFPF
3
2
1
0.001
XFEIX
First Trust MLP and Energy Income Fund XNYSFEI
3
2
1
0.001
XFPLX
First Trust New Opportunities MLP & Energy Fund XNYSFPL
3
2
1
0.001
XFGBX
First Trust Specialty Finance and Financial Opportunities Fd XNYSFGB
3
2
1
0.001
XFHYX
First Trust Strategic High Income Fund II XNYSFHY
3
2
1
0.001
XFAMX
First Trust/Aberdeen Global Opportunity Income Fund XNYSFAM
3
2
1
0.001
XFEOX
First Trust/Aberdern Emerging Opportunity Fund XNYSFEO
3
2
1
0.001
XFMYX
First Trust/FIDAC Mortgage Income Fund XNYSFMY
3
2
1
0.001
XFCTX
First Trust/Four Corners Senior Floating Rate Income Fund II XNYSFCT
3
2
1
0.001
XSVCX
Firsthand Technology Value Fd, Inc. XNASSVVC
3
2
1
0.001
SCCDX
Fixed Income 80% Investment Option Class A
3
2
1
0.001
SCCEX
Fixed Income 80% Investment Option Class B
3
2
1
0.001
SCCHX
Fixed Income 80% Investment Option Class C
3
2
1
0.001
SCCJX
Fixed Income 80% Investment Option Class O
3
2
1
0.001
XDFPX
Flaherty & Crumrine Dynamic Preferred and Income Fund XNYSDFP
3
2
1
0.001
XPFDX
Flaherty & Crumrine Preferred Income Fund XNYSPFD
3
2
1
0.001
XPFOX
Flaherty & Crumrine Preferred Income Opportunity Fund XNYSPFO
3
2
1
0.001
XFFCX
Flaherty & Crumrine/Claymore Preferred Securities Income Fund XNYSFFC
3
2
1
0.001
XFLCX
Flaherty & Crumrine/Claymore Total Return Fund XNYSFLC
3
2
1
0.001
FDDAX
Focused Dividend Strategy II Portfolio Class A
3
2
1
0.001
FDDCX
Focused Dividend Strategy II Portfolio Class C
3
2
1
0.001
FDDWX
Focused Dividend Strategy II Portfolio Class W
3
2
1
0.001
MNFIX
Focused Opportunities Series Class I
3
2
1
0.001
MNFSX
Focused Opportunities Series Class S
3
2
1
0.001
DAVAX
Footprints Discover Value Fd Cl A
3
2
1
0.001
BFITX
Forefront Income Trust
3
2
1
0.001
XFDIX
Fort Dearborn Income Securities, Inc. XNYSFDI
3
2
1
0.001
LPLRX
Fortress Long/Short Credit Fund - Class R
3
2
1
0.001
FPOAX
Fortunatus Protactical New Opportunity Fund Class A
3
2
1
0.001
FPOCX
Fortunatus Protactical New Opportunity Fund Class C
3
2
1
0.001
FPOIX
Fortunatus Protactical New Opportunity Fund Class I
3
2
1
0.001
ABAFX
Forward Balanced Allocation Fund C Class
3
2
1
0.001
AOBAX
Forward Balanced Allocation Fund Class A
3
2
1
0.001
ABAAX
Forward Balanced Allocation Fund Insti
3
2
1
0.001
ACBIX
Forward Balanced Allocation Fund Investor Shares
3
2
1
0.001
FDYCX
Forward Dynamic Income Fund - Class C
3
2
1
0.001
FDYMX
Forward Dynamic Income Fund - Advisor Class
3
2
1
0.001
FENMX
Forward Equity Long/Short Fd Advisor Class
3
2
1
0.001
FENCX
Forward Equity Long/Short Fund Class C
3
2
1
0.001
AGIGX
Forward Growth & Income Allocation Fund C Class
3
2
1
0.001
AOIAX
Forward Growth & Income Allocation Fund Class A
3
2
1
0.001
AGIIX
Forward Growth & Income Allocation Fund Investor Shares
3
2
1
0.001
AGWAX
Forward Growth & Income Allocation Insti
3
2
1
0.001
AGRRX
Forward Multi-Strategy Fund Class A
3
2
1
0.001
ACAGX
Forward Multi-Strategy Fund Class C
3
2
1
0.001
AAGRX
Forward Multi-Strategy Fund Institutional Class
3
2
1
0.001
ACAIX
Forward Multi-Strategy Fund Investor Class
3
2
1
0.001
FSOMX
Forward Select Opportunity Fund Advisor Class
3
2
1
0.001
FSCMX
Forward Small Cap Equity Fund Advisor Class
3
2
1
0.001
AUSXX
Forward U.S. Government Money Fund Insti
3
2
1
0.001
AUIXX
Forward U.S. Government Money Fund Investor Class
3
2
1
0.001
FSVIX
FOUNDRY SMALL CAP VALUE FD CLASS I
3
2
1
0.001
FRAVX
Franklin All Cap Value Fund Class A
3
2
1
0.001
FCAHX
Franklin California High Yield Municipal Bond Class C
3
2
1
0.001
FCLXX
Franklin California Tax-Exempt Money Fund
3
2
1
0.001
FGRRX
Franklin Global Real Estate Fund A Class
3
2
1
0.001
FBICX
Franklin Income Fund Class B
3
2
1
0.001
FTLMX
Franklin LifeSmart 2025 Retirement Target Fund
3
2
1
0.001
FMFXX
Franklin Money Fund
3
2
1
0.001
FRRXX
3
2
1
0.001
FMEUX
Franklin Mutual European Cl R6
3
2
1
0.001
FMRVX
Franklin Mutual Recovery Fund - Advisor Class
3
2
1
0.001
FVFRX
Franklin Small Cap Value Fund - Class R
3
2
1
0.001
FRVLX
Franklin Small Cap Value Fund, Class A
3
2
1
0.001
FRVFX
Franklin Small Cap Value Fund, Class C
3
2
1
0.001
FMRXX
Franklin Templeton Money Fund - Class R
3
2
1
0.001
FGAAX
Franklin Templeton Global Allocation Fd Cl A
3
2
1
0.001
FGAZX
Franklin Templeton Global Allocation Fd Cl Adv
3
2
1
0.001
FRIXX
Franklin Templeton Money Fund Class C
3
2
1
0.001
XFUTX
Franklin Universal Trust XNYSFT
3
2
1
0.001
FVADX
Franklin Value Fund Advisor Class
3
2
1
0.001
FMGIX
Frontier MFG Core Infrastructure Fund - Institutional Class
3
2
1
0.001
FANTX
Frost International Equity Fund Class A
3
2
1
0.001
FITNX
Frost International Equity Fund Insti Class
3
2
1
0.001
FIKDX
Frost Kempner Multi-Cap Deep Value Equity Fund Insti Class
3
2
1
0.001
FADLX
Frost Low Duration Bond Fund Class A
3
2
1
0.001
FNATX
Frost Natural Resources Fd Cl A
3
2
1
0.001
FNRFX
Frost Natural Resources Fd Insl Cl
3
2
1
0.001
FRCSX
FVIT-Franklin Small Cap Value Fund - CL R6
3
2
1
0.001
FMCVX
FVIT-MicroCap Value Fund - Class R6
3
2
1
0.001
XGCVX
Gabelli Convertible and Income Securities Fd, Inc. (The) XNYSGCV
3
2
1
0.001
XGGTX
Gabelli MultiMedia Trust Inc. XNYSGGT
3
2
1
0.001
GABXX
Gabelli U.S. Treasury Money Market Fund
3
2
1
0.001
GBAXX
Gabelli U.S. Treasury Money Market Fund Class A
3
2
1
0.001
GBCXX
Gabelli U.S. Treasury Money Market Fund Class C
3
2
1
0.001
XGUTX
Gabelli Utility Trust (The) XNYSGUT
3
2
1
0.001
XGGNX
GAMCO Global Gold, Natural Resources, & Income Trust by Gabelli XASEGGN
3
2
1
0.001
XGNTX
GAMCO Natural Resources, Gold & Income Trust by Gabelli XNYSGNT
3
2
1
0.001
GAIAX
Gateway International Fd Cl A
3
2
1
0.001
GAICX
Gateway International Fd Cl C
3
2
1
0.001
GAIYX
Gateway International Fd Cl Y
3
2
1
0.001
GEIMX
GE Investment Income Fd
3
2
1
0.001
GEPGX
GE Investment Premier Growth Equity Fd
3
2
1
0.001
GEIRX
GE Investment Real Estate Securities Fd
3
2
1
0.001
GESPX
GE Investment S&P 500 Index Fd
3
2
1
0.001
GESEX
GE Investment Small-Cap Equity Fd
3
2
1
0.001
GETIX
GE Investment Total Return Fd Cl 1
3
2
1
0.001
GETTX
GE Investment Total Return Fd Cl 3
3
2
1
0.001
GEUSX
GE Investment US Equities Fd
3
2
1
0.001
GEVEX
GE Investment Value Equity Fd
3
2
1
0.001
XGAMX
General American Investors Company, Inc. XNYSGAM
3
2
1
0.001
GENXX
General California Municipal Money Market Fd Cl B Shs
3
2
1
0.001
GCAXX
General California Municipal Money Market Fund
3
2
1
0.001
GGSXX
General Government Securities Money Market Fund
3
2
1
0.001
GSBXX
General Government Securities Money Market Fund, Inc. Class B
3
2
1
0.001
GMMXX
General Money Market Fund
3
2
1
0.001
GMBXX
General Money Market Fund, Inc. Class B
3
2
1
0.001
GBMXX
General Municipal Money Market Fund, Inc. Class B
3
2
1
0.001
GTMXX
General Municipal Money Market Fund, Inc. Class A
3
2
1
0.001
GNMXX
General New York Municipal Money Market Fund
3
2
1
0.001
GNYXX
General New York Municipal Money Market Fund Class B
3
2
1
0.001
GTBXX
General Treasury Prime Money Market Fund Class B
3
2
1
0.001
WILLX
Giant 5 Total Index System Investor Class
3
2
1
0.001
CASHX
Giant 5 Total Investment System Investor Cl
3
2
1
0.001
GNKAX
Ginkgo Multi-Strategy Fd Cl A
3
2
1
0.001
GNKCX
Ginkgo Multi-Strategy Fd Cl C
3
2
1
0.001
GRGAX
Giralda Risk-Managed Growth Fund Cl A
3
2
1
0.001
GLBFX
GL Beyond Income Fund
3
2
1
0.001
GTGXX
Glenmede Fund Government Csh Portfolio
3
2
1
0.001
GTIIX
Glenmede Fund Inc. Philadelphia International Fund
3
2
1
0.001
GTCXX
Glenmede Fund Tax Exempt Portfolio
3
2
1
0.001
GTEMX
Glenmede International Emerging Markets Fund Class I
3
2
1
0.001
GPEMX
Glenmede International Emerging Markets Fund Class IV
3
2
1
0.001
NOVIX
Glenmede International Secured Options Portfolio
3
2
1
0.001
GTISX
Glenmede Philadelphia International Small Cap Fund Class I
3
2
1
0.001
GPISX
Glenmede Philadelphia International Small Cap Fund Class IV
3
2
1
0.001
SCFKX
Global Fixed Income Individual Fund Option Class A
3
2
1
0.001
SCFMX
Global Fixed Income Individual Fund Option Class C
3
2
1
0.001
SCFNX
Global Fixed Income Individual Fund Option Class O
3
2
1
0.001
XGHIX
Global High Income Fund, Inc XNYSGHI
3
2
1
0.001
GEDOX
GMO Emerging Domestic Opportunities Fund Class V
3
2
1
0.001
GEMVX
GMO Emerging Markets Fund - Class V
3
2
1
0.001
GMFRX
GMO Foreign Fund II
3
2
1
0.001
GMIBX
GMO International Bond Fund, Class III
3
2
1
0.001
GMEQX
GMO U.S. Equity Allocation Fund Class V
3
2
1
0.001
GBRAX
Goldman Sachs BRIC Fund Class A
3
2
1
0.001
GBRCX
Goldman Sachs BRIC Fund Class C
3
2
1
0.001
GBRIX
Goldman Sachs BRIC Fund Institutional Class
3
2
1
0.001
GIRBX
Goldman Sachs BRIC IR Shs
3
2
1
0.001
GSDAX
Goldman Sachs Emerging Mkts Debt Fd Cl A
3
2
1
0.001
GPFXX
Goldman Sachs Fds, Financial Square Federal Fd FST Preferred Shs
3
2
1
0.001
GSFXX
Goldman Sachs Fds, Financial Square Federal Fd FST Select Shs
3
2
1
0.001
GPTXX
Goldman Sachs Fds, Financial Square Tax-Free MMkt Fd FST Preferred Shs
3
2
1
0.001
GSTXX
Goldman Sachs Fds, Financial Square Tax-Free MMkt FD FST Select Shs
3
2
1
0.001
GCFXX
Goldman Sachs Financial Sq Federal Fd - FST Capital Shs
3
2
1
0.001
GCGXX
Goldman Sachs Financial Sq Government Fd - FST Capital Shs
3
2
1
0.001
GCKXX
Goldman Sachs Financial Sq Money Market Fd - FST Capital Shs
3
2
1
0.001
GCPXX
Goldman Sachs Financial Sq Prime Obligations Fd - FST Capital Shs
3
2
1
0.001
GCXXX
Goldman Sachs Financial Sq Tax-Free Money Market Fd - FST Capital Shs
3
2
1
0.001
GCIXX
Goldman Sachs Financial Sq Treasury Instruments Fd - FST Capital Shs
3
2
1
0.001
GCTXX
Goldman Sachs Financial Sq Treasury Obligations Fd - FST Capital Shs
3
2
1
0.001
FVAXX
Goldman Sachs Financial Square Federal Fd Admin Shs
3
2
1
0.001
GFCXX
Goldman Sachs Financial Square Federal Fd CMS
3
2
1
0.001
GFPXX
Goldman Sachs Financial Square Federal Fd Premier Shs
3
2
1
0.001
FVSXX
Goldman Sachs Financial Square Federal Fd Service Shs
3
2
1
0.001
GFRXX
Goldman Sachs Financial Square Federal Fund Resource Shs
3
2
1
0.001
GPGXX
Goldman Sachs Financial Square Government Fd FST Pfd Shs
3
2
1
0.001
GVCXX
Goldman Sachs Financial Square Government Fd CMS
3
2
1
0.001
GSGXX
Goldman Sachs Financial Square Government Fd FST Select Shs
3
2
1
0.001
GGPXX
Goldman Sachs Financial Square Government Fd Premier Shs
3
2
1
0.001
GVRXX
Goldman Sachs Financial Square Government Fd Resource Shs
3
2
1
0.001
FOAXX
Goldman Sachs Financial Square Govt Fd Admin Shs
3
2
1
0.001
FOSXX
Goldman Sachs Financial Square Govt Fd Service Shs
3
2
1
0.001
GPMXX
Goldman Sachs Financial Square Money Market Fd FST Pfd Shs
3
2
1
0.001
FADXX
Goldman Sachs Financial Square Money Market Fd Admin Shs
3
2
1
0.001
GSCXX
Goldman Sachs Financial Square Money Market Fd CMS
3
2
1
0.001
GSMXX
Goldman Sachs Financial Square Money Market Fd FST Select Shs
3
2
1
0.001
GPRXX
Goldman Sachs Financial Square Money Market Fd Premier Shs
3
2
1
0.001
GREXX
Goldman Sachs Financial Square Money Market Fd Resource Shs
3
2
1
0.001
FSVXX
Goldman Sachs Financial Square Money Market Service Shs
3
2
1
0.001
FBAXX
Goldman Sachs Financial Square Prime Obligations Fd Admin Shs
3
2
1
0.001
GPPXX
Goldman Sachs Financial Square Prime Obligations Fd FST Pfd Shs
3
2
1
0.001
GSPXX
Goldman Sachs Financial Square Prime Obligations Fd FST Select Shs
3
2
1
0.001
GOPXX
Goldman Sachs Financial Square Prime Obligations Fd Premier Shs
3
2
1
0.001
GBRXX
Goldman Sachs Financial Square Prime Obligations Fd Resource Shs
3
2
1
0.001
FBSXX
Goldman Sachs Financial Square Prime Obligations Fd Service Shs
3
2
1
0.001
GPCXX
Goldman Sachs Financial Square Prime Oblighations Fd C Shs
3
2
1
0.001
GFOXX
Goldman Sachs Financial Square Prime Oblighations Fd CMS
3
2
1
0.001
FEAXX
Goldman Sachs Financial Square Tax-Free Money Market Fd Admin Shs
3
2
1
0.001
GXCXX
Goldman Sachs Financial Square Tax-Free Money Market Fd CMS
3
2
1
0.001
GXPXX
Goldman Sachs Financial Square Tax-Free Money Market Fd Premier Shs
3
2
1
0.001
GXRXX
Goldman Sachs Financial Square Tax-Free Money Market Fd Resource Shs
3
2
1
0.001
FESXX
Goldman Sachs Financial Square Tax-Free Money Market Fd Service Shs
3
2
1
0.001
GPIXX
Goldman Sachs Financial Square Treasury Instruments Fd FST Pfd Shs
3
2
1
0.001
FRAXX
Goldman Sachs Financial Square Treasury Instruments Fd Admin Shs
3
2
1
0.001
GICXX
Goldman Sachs Financial Square Treasury Instruments Fd CMS
3
2
1
0.001
GSIXX
Goldman Sachs Financial Square Treasury Instruments Fd FST Select Shs
3
2
1
0.001
GIPXX
Goldman Sachs Financial Square Treasury Instruments Fd Premier Shs
3
2
1
0.001
GIRXX
Goldman Sachs Financial Square Treasury Instruments Fd Resource Shs
3
2
1
0.001
FYSXX
Goldman Sachs Financial Square Treasury Instruments Fd Service Shs
3
2
1
0.001
GPOXX
Goldman Sachs Financial Square Treasury Obligations Fd FST Pfd Shs
3
2
1
0.001
FGAXX
Goldman Sachs Financial Square Treasury Obligations Fd Admin Shs
3
2
1
0.001
GSOXX
Goldman Sachs Financial Square Treasury Obligations Fd FST Select Shs
3
2
1
0.001
GTPXX
Goldman Sachs Financial Square Treasury Obligations Fd Premier Shs
3
2
1
0.001
GTRXX
Goldman Sachs Financial Square Treasury Obligations Fd Resource Shs
3
2
1
0.001
FYAXX
Goldman Sachs Financial Square Treasury Obligations Fd Service Shs
3
2
1
0.001
GTOXX
Goldman Sachs Financial Square Treasury Obligations Fund CMS
3
2
1
0.001
GFGSX
Goldman Sachs Focused Growth Fd Inst Cl
3
2
1
0.001
ILNXX
Goldman Sachs FSQ Tax Exempt NY Fund Insti Class
3
2
1
0.001
IAMXX
Goldman Sachs FSQ Tax-Exempt California Fund Admin Class
3
2
1
0.001
IECXX
Goldman Sachs FSQ Tax-Exempt California Fund Csh Mgmt Shs
3
2
1
0.001
ITCXX
Goldman Sachs FSQ Tax-Exempt California Fund Instl Class
3
2
1
0.001
ICSXX
Goldman Sachs FSQ Tax-Exempt California Fund Service Class
3
2
1
0.001
IYAXX
Goldman Sachs FSQ Tax-Exempt NY Fund Admin Class
3
2
1
0.001
IENXX
Goldman Sachs FSQ Tax-Exempt NY Fund Csh Mgmt Shs
3
2
1
0.001
IYSXX
Goldman Sachs FSQ Tax-Exempt NY Fund Service Class
3
2
1
0.001
GGMBX
Goldman Sachs Global Managed Beta Fund - Instl Shares
3
2
1
0.001
GSGSX
Goldman Sachs Growth & Income Fund Service Shares
3
2
1
0.001
GISAX
Goldman Sachs International Small Cap Fund Class A
3
2
1
0.001
GISCX
Goldman Sachs International Small Cap Fund Class C
3
2
1
0.001
GISIX
Goldman Sachs International Small Cap Fund Institutional Shares
3
2
1
0.001
GISSX
Goldman Sachs International Small Cap Fund Service Share
3
2
1
0.001
GIRSX
Goldman Sachs International Small Cap IR Shs
3
2
1
0.001
XGERX
Goldman Sachs MLP and Energy Renaissance Fund - Common Shares XNYSGER
3
2
1
0.001
XGMZX
Goldman Sachs MLP Income Opportunities Fund Common Shs XNYSGMZ
3
2
1
0.001
GNCFX
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund - Instl Shares
3
2
1
0.001
GXSTX
Goldman Sachs Satellite Strategies Pft Cl IR
3
2
1
0.001
GCSIX
Goldman Sachs Small Cap Equity Insights Fund Institutional Shares
3
2
1
0.001
TTIFX
Goldman Sachs Tactical Tilt Implementation Fund - Institutional Shares
3
2
1
0.001
GIPCX
Goldman Sachs Trust Balanced Strategy Portfolio Class C
3
2
1
0.001
GAPIX
Goldman Sachs Trust Equity Growth Strategy Portfolio Institutional Sh
3
2
1
0.001
GWRAX
Goldman Sachs World Bond Fund Class A
3
2
1
0.001
GWCRX
Goldman Sachs World Bond Fund Class R
3
2
1
0.001
GWINX
Goldman Sachs World Bond Fund Institutional Class
3
2
1
0.001
FLFXX
Government Fund
3
2
1
0.001
FTBXX
3
2
1
0.001
GPFWX
Grant Park Managed Futures Strategy Fd Cl W
3
2
1
0.001
GLBDX
Great Lakes Bond Fd Inv Cl
3
2
1
0.001
GLDEX
Great Lakes Disciplined Equity Fd Inv Cl
3
2
1
0.001
GLLVX
Great Lakes Large Cap Value Fd Inv Cl
3
2
1
0.001
MXKLX
Great-West Lifetime 2035 Fd III Cl T
3
2
1
0.001
MXBPX
Great-West Moderately Aggressive Profile II Fd
3
2
1
0.001
MXMXX
Great-West Money Market Fd
3
2
1
0.001
MXLPX
Great-West SecureFoundation Lifetime 2055 Fd L
3
2
1
0.001
MXTQX
Great-West T.Rowe Price Equity Income Fd Cl L
3
2
1
0.001
GIREX
Griffin Institutional Access Real Estate Fund
3
2
1
0.001
GRTHX
GRT Absolute Return Fund Advisor Class
3
2
1
0.001
GRTVX
GRT Value Fund Advisor Class
3
2
1
0.001
XGBAX
Guggenheim Build America Bonds Managed Duration Trust XNYSGBAB
3
2
1
0.001
GFCAX
Guggenheim Capital Stewardship Fund A-Class
3
2
1
0.001
GFCCX
Guggenheim Capital Stewardship Fund C-Class
3
2
1
0.001
GFCIX
Guggenheim Capital Stewardship Fund Institutional Class
3
2
1
0.001
XGGMX
Guggenheim Credit Allocation Fund XNYSGGM
3
2
1
0.001
XGPMX
Guggenheim Enhanced Equity Fund XNYSGPM
3
2
1
0.001
XGGEX
Guggenheim Enhanced Equity Strategy Fund XNYSGGE
3
2
1
0.001
GEEWX
Guggenheim Enhanced World Equity Fund- A Class
3
2
1
0.001
GEEFX
Guggenheim Enhanced World Equity Fund- C Class
3
2
1
0.001
GEEGX
Guggenheim Enhanced World Equity Fund- Institutional Class
3
2
1
0.001
XGEQX
Guggenheim Equal Weight Enhanced Equity Income Fd XNYSGEQ
3
2
1
0.001
SEVAX
Guggenheim Mid Cap Value Fund- A Class
3
2
1
0.001
SEVSX
Guggenheim Mid Cap Value Fund- C Class
3
2
1
0.001
SVUIX
Guggenheim Mid Cap Value Institutional Fund
3
2
1
0.001
GIQAX
Guggenheim Multi-Asset Fund Class A
3
2
1
0.001
GIQCX
Guggenheim Multi-Asset Fund Class C
3
2
1
0.001
GIQIX
Guggenheim Multi-Asset Fund Institutional Class
3
2
1
0.001
GFSAX
Guggenheim Strategy Fund I
3
2
1
0.001
GFSBX
Guggenheim Strategy Fund II
3
2
1
0.001
GFSCX
Guggenheim Strategy Fund III
3
2
1
0.001
GFSVX
Guggenheim Variable Insurance Strategy Fund III
3
2
1
0.001
GIGLX
GuideMark Global Real Return Fd Insti Shs
3
2
1
0.001
GMGLX
GuideMark Global Real Return Fd Svc Shs
3
2
1
0.001
GMIFX
GuideMark Opportunistic Fixed Income Fd Svc Shs
3
2
1
0.001
GITFX
GuideMark Tax-Exempt Fixed Income Fd Insti Shs
3
2
1
0.001
GPAMX
GuidePath Altegris Diversified Alternatives Allocation Svc
3
2
1
0.001
GIAMX
GuidePath Altegris Diversified Alternatives Allocation Inst
3
2
1
0.001
GIMTX
GuidePath Multi-Asset Income Allocation Fd Inst
3
2
1
0.001
GMYXX
GuideStone Funds Money Market Fund - Institutional Class
3
2
1
0.001
GMZXX
GuideStone Funds Money Market Fund - Investor Class
3
2
1
0.001
IASMX
Guinness Atkinson Asia Focus Fund
3
2
1
0.001
GNMFX
Gurtin National Municipal Value Fund- Institutional Shares
3
2
1
0.001
XHQHX
H&Q Healthcare Investors XNYSHQH
3
2
1
0.001
XHQLX
H&Q Life Sciences Investors XNYSHQL
3
2
1
0.001
HKMNX
Hagin Keystone Market Neutral Fund
3
2
1
0.001
HHIXX
Hancock Horizon Government Money Market Fd Inst Sweep Cl
3
2
1
0.001
HTRXX
Hancock Horizon Government Money Market Fund Inst Cl
3
2
1
0.001
HHAXX
Hancock Horizon Government Money Mkt Fd Cl A
3
2
1
0.001
HRMXX
Harbor Money Market Fund Administrative Class
3
2
1
0.001
HARXX
Harbor Money Market Fund Insti Cl
3
2
1
0.001
HLEEX
Harding Loevner Institutional Emerging Market Portfolio- Class II
3
2
1
0.001
HICBX
Hartford Balanced HLS Fund Class IC
3
2
1
0.001
ITDGX
Hartford Dividend & Growth Fund Class B
3
2
1
0.001
HDICX
Hartford Dividend & Growth HLS Fund Class IC
3
2
1
0.001
HQIRX
Hartford Equity Income Fund Cl R3
3
2
1
0.001
HCGLX
Hartford Global Growth HLS Fund Class IC
3
2
1
0.001
HAHCX
Hartford High Yield Fd Cl C
3
2
1
0.001
HCIOX
Hartford International Opportunities HLS Fund Class IC
3
2
1
0.001
HCMCX
Hartford MidCap HLS Fund Class IC
3
2
1
0.001
HABRX
Hartford Real Total Return Bond Fund Cl R5
3
2
1
0.001
HSCYX
Hartford Small Company Fund Class Y
3
2
1
0.001
HICEX
Hartford Small/Mid Cap Equity HLS Fund Class IC
3
2
1
0.001
HIBSX
Hartford Stock HLS Fund Class IB
3
2
1
0.001
HSTCX
Hartford Stock HLS Fund Class IC
3
2
1
0.001
HXAAX
Harvest Funds China All Assets, Class A
3
2
1
0.001
HXAIX
Harvest Funds China All Assets, Institutional Class
3
2
1
0.001
HITIX
Hawaiian Tax-Free Trust Class I Shares
3
2
1
0.001
HCSCX
HC Capital Tr, The Insti Small Capitalization Equity Ptf HC Strat Shs
3
2
1
0.001
HCCAX
HC Capital Tr, The Commodity Returns Strategy Ptf HC Advisors Shares
3
2
1
0.001
HCCSX
HC Capital Tr, The Commodity Returns Strategy Ptf HC Strategic Shares
3
2
1
0.001
HCGWX
HC Capital Tr, The Growth Equity Port HC Advisor Shs
3
2
1
0.001
HCEIX
HC Capital Tr, The Insti Value Equity Port HC Advisor Shs
3
2
1
0.001
HCIVX
HC Capital Tr, The Insti Value Equity Port, HC Strategic Shs
3
2
1
0.001
HCIWX
HC Capital Tr, The Institutional Growth Equity Port HC Advisor Shs
3
2
1
0.001
HCIGX
HC Capital Tr, The Institutional Growth Equity Port HC Strategic Shs
3
2
1
0.001
HCISX
HC Capital Tr, The Institutional Small Cap Eq Port HC Adv Shs
3
2
1
0.001
HCIAX
HC Capital Tr, The International Equity Port HC Adv Shs
3
2
1
0.001
HCRSX
HC Capital Tr, The Real Estate Securities Port HC Adv Shs
3
2
1
0.001
HCREX
HC Capital Tr, The Real Estate Securities Portfolio HC Strategic Shs
3
2
1
0.001
HCSAX
HC Capital Tr, The Small Capitalization Equity Port HC Adv Shs
3
2
1
0.001
HCCEX
HC Capital Tr, The Small Capitalization Equity Port HC Strategic Shs
3
2
1
0.001
HCVPX
HC Capital Tr, The Value Equity Portfolio HC Advisors Shs
3
2
1
0.001
HCPAX
HC Capital Trust - The Inflation Securities Portfolio -HC Advisors Shares
3
2
1
0.001
HCPBX
HC Capital Trust - The Inflation Securities Portfolio -HC Strategic Shares
3
2
1
0.001
HCEPX
HC Capital Trust The Emerging Markets Ptf HC Advisors Shs
3
2
1
0.001
HCEMX
HC Capital Trust The Emerging Markets Ptf HC Strategic Shs
3
2
1
0.001
HCFOX
HC Capital Trust The Fixed Income Opportunity Ptf HC Advisors Shs
3
2
1
0.001
HCHYX
HC Capital Trust The Fixed Income Opportunity Ptf HC Strategic Shs
3
2
1
0.001
HCITX
HC Capital Trust The Insti International Equity Ptf HC Advisors Shs
3
2
1
0.001
HCINX
HC Capital Trust The Insti International Equity Ptf HC Strategic Shs
3
2
1
0.001
HCBAX
HC Capital Trust The Intermediate Term Muni Bd II Ptf HC Advisors Shs
3
2
1
0.001
HCBSX
HC Capital Trust The Intermediate Term Muni Bd II Ptf HC Strategic Shs
3
2
1
0.001
HCIBX
HC Capital Trust The Intermediate Term Muni Bd Ptf HC Advisors Shs
3
2
1
0.001
HCIMX
HC Capital Trust The Intermediate Term Muni Bd Ptf HC Strategic Shs
3
2
1
0.001
HCSTX
HC Capital Trust The Short-Term Municipal Bd Ptf HC Advisors Shs
3
2
1
0.001
HCSBX
HC Capital Trust The Short-Term Municipal Bd Ptf HC Strategic Shs
3
2
1
0.001
HCFNX
HC Capital Trust, The Core Fixed Income Ptf HC Advisors Shs
3
2
1
0.001
HCIIX
HC Capital Trust, The Core Fixed Income Ptf HC Strategic Shs
3
2
1
0.001
HCEGX
HC Capital Trust, The Growth Equitly Portfolio HC Strategic Shs
3
2
1
0.001
HCIEX
HC Capital Trust, The International Equity Port HC Strategic Shs
3
2
1
0.001
HCVEX
HC Capital Trust, The Value Equity Portfolio HC Strategic Shs
3
2
1
0.001
XHAVX
Helios Advantage Income Fund, Inc. XNYSHAV
3
2
1
0.001
XHIHX
Helios High Income Fund, Inc. XNYSHIH
3
2
1
0.001
XHHYX
Helios High Yield Fund XNYSHHY
3
2
1
0.001
XHMHX
Helios Multi-Sector High Income Fund, Inc. XNYSHMH
3
2
1
0.001
XHSAX
Helios Strategic Income Fund, Inc. XNYSHSA
3
2
1
0.001
HFEBX
Henderson European Focus Fund Class B
3
2
1
0.001
HFEIX
Henderson European Focus Fund Cl I Shs
3
2
1
0.001
HFGBX
Henderson Global Technology Fund Class B
3
2
1
0.001
HFOBX
Henderson International Opportunities Fund Class B
3
2
1
0.001
HFABX
Henderson Strategic Income Fund Class B
3
2
1
0.001
HFCGX
Hennessy Cornerstone Growth Fund Inv Cl
3
2
1
0.001
HEQFX
Henssler Equity Fund
3
2
1
0.001
HEWXX
Hewitt Money Market Fd
3
2
1
0.001
HDFAX
Highland Dividend Equity Fund Class A
3
2
1
0.001
HDFCX
Highland Dividend Equity Fund Class C
3
2
1
0.001
HDFYX
Highland Dividend Equity Fund Class Y
3
2
1
0.001
HCMAX
Hillman Focused Advantage Fund
3
2
1
0.001
HVISX
HIMCO Portfolio Diversifier Fund
3
2
1
0.001
HVIMX
HIMCO VIT American Funds Asset Allocation Fund
3
2
1
0.001
HVICX
HIMCO VIT American Funds Blue Chip Income and Growth Fund
3
2
1
0.001
HVIDX
HIMCO VIT American Funds Bond Fund
3
2
1
0.001
HVIGX
HIMCO VIT American Funds Global Bond Fund
3
2
1
0.001
HVINX
HIMCO VIT American Funds Global Growth and Income Fund
3
2
1
0.001
HVILX
HIMCO VIT American Funds Global Growth Fund
3
2
1
0.001
HVIFX
HIMCO VIT American Funds Global Small Capitalization Fund
3
2
1
0.001
HVIHX
HIMCO VIT American Funds Growth Fund
3
2
1
0.001
HVIVX
HIMCO VIT American Funds Growth-Income Fund
3
2
1
0.001
HVIRX
HIMCO VIT American Funds International Fund
3
2
1
0.001
HVIWX
HIMCO VIT American Funds New World Fund
3
2
1
0.001
HVIAX
HIMCO VIT Index Fund IA
3
2
1
0.001
HVIIX
HIMCO VIT Index Fund IB
3
2
1
0.001
HNPKX
HNP Growth and Preservation Fund
3
2
1
0.001
HDIXX
Homestead Funds, Inc. - Daily Income Fund
3
2
1
0.001
HASIX
Horizon Active Asset Allocation Fund Class I
3
2
1
0.001
AIRIX
Horizon Active Income Fund Cl I
3
2
1
0.001
HSGAX
HSBC Emerging Markets Equity Fd Cl A
3
2
1
0.001
HSMIX
HSBC Emerging Markets Equity Fd Cl I
3
2
1
0.001
HBEAX
HSBC Investor BRIC Equity Fund Class A
3
2
1
0.001
HBEIX
HSBC Investor BRIC Equity Fund Class I
3
2
1
0.001
HSHAX
HSBC Investor Short Duration Fixed Income Fund Class A
3
2
1
0.001
HSHBX
HSBC Investor Short Duration Fixed Income Fund Class B
3
2
1
0.001
HSHCX
HSBC Investor Short Duration Fixed Income Fund Class C
3
2
1
0.001
HSHIX
HSBC Investor Short Duration Fixed Income Fund Class I
3
2
1
0.001
HSYXX
HSBC Investor U.S. Obligations Money Market Fund Class Y
3
2
1
0.001
HSAXX
HSBC Investor U.S. Treasury Obligations Money Market Fund Class A
3
2
1
0.001
HSBXX
HSBC Investor U.S. Treasury Obligations Money Market Fund Class B
3
2
1
0.001
HSCXX
HSBC Investor U.S. Treasury Obligations Money Market Fund Class C
3
2
1
0.001
HSDXX
HSBC Investor U.S. Treasury Obligations Money Market Fund Class D
3
2
1
0.001
HISXX
HSBC Investor U.S. Treasury Obligations Money Market Fund Class I
3
2
1
0.001
HIMXX
HSBC Prime Money Market Fd Cl D Shs
3
2
1
0.001
REAXX
HSBC Prime Money Market Fund Class A Shares
3
2
1
0.001
HSIXX
HSBC Prime Money Market Fund Class I Shs
3
2
1
0.001
RMYXX
HSBC Prime Money Market Fund Class Y Shares
3
2
1
0.001
HSMXX
HSBC Prime Money Mkt Fd Cl B Shs
3
2
1
0.001
HMMXX
HSBC Prime Money Mkt Fd Cl C Shs
3
2
1
0.001
HMEXX
HSBC Prime Money Mkt Fd Cl E Shs
3
2
1
0.001
HRMAX
HSBC RMB Currency Fd Cl A
3
2
1
0.001
HRMIX
HSBC RMB Currency Fd Cl I
3
2
1
0.001
HGIXX
HSBC U.S. Government Money Market Fund Cl I Shs
3
2
1
0.001
FTRXX
HSBC U.S. Government Money Market Fund Class A Shs
3
2
1
0.001
HUMXX
HSBC U.S. Government Money Market Fund Class C Shs
3
2
1
0.001
RGYXX
HSBC U.S. Government Money Market Fund Class Y Shs
3
2
1
0.001
HGEXX
HSBC U.S. Government Money Mkt Fd Cl E Shs
3
2
1
0.001
HTEXX
HSBC U.S. Treasury Money Market Fd Cl E Shs
3
2
1
0.001
HBIXX
HSBC U.S. Treasury Money Market Fd Cl I Shs
3
2
1
0.001
HWAXX
HSBC U.S. Treasury Money Market Fund Class A Shs
3
2
1
0.001
HTBXX
HSBC U.S. Treasury Money Market Fund Class B Shs
3
2
1
0.001
HUCXX
HSBC U.S. Treasury Money Market Fund Class C Shs
3
2
1
0.001
HTDXX
HSBC U.S. Treasury Money Market Fund Class D Shs
3
2
1
0.001
HTYXX
HSBC U.S. Treasury Money Market Fund Class Y Shs
3
2
1
0.001
HGDXX
HSBC US Govt MM Fd Cl D Shs
3
2
1
0.001
HUBXX
HSBC US Govt Money Mkt Fd Cl B Shs
3
2
1
0.001
HFDXX
Huntington Money Market Fund - Institutional Shares
3
2
1
0.001
HFIXX
Huntington Money Market Fund - Investment Shares
3
2
1
0.001
HTTXX
Huntington U.S. Treasury Money Market Fund - Institutional Shares
3
2
1
0.001
HUIXX
Huntington U.S. Treasury Money Market Fund Investment Shares
3
2
1
0.001
AGTFX
Ibbotson Aggressive Growth ETF Asset Allocation Ptf Class II
3
2
1
0.001
BETFX
Ibbotson Balanced ETF Asset Allocation Ptf Class II
3
2
1
0.001
CETFX
Ibbotson Convervative ETF Asset Allocation Ptf Class II
3
2
1
0.001
GETFX
Ibbotson Growth ETF Asset Allocation Ptf Class II
3
2
1
0.001
IETFX
Ibbotson Income & Growth ETF Asset Allocation Ptf Class II
3
2
1
0.001
MVPTX
Ibbotson MVP ETF Portfolio Cl II
3
2
1
0.001
METFX
Ibbotson MVP ETF Portfolio Cl III
3
2
1
0.001
ICLCX
ICON Consumer Staples Fund Class C
3
2
1
0.001
IOBZX
ICON Bond Fund Class S
3
2
1
0.001
ICCEX
ICON Consumer Discretionary Fund Class C
3
2
1
0.001
ICOCX
ICON Financial Fund Class C
3
2
1
0.001
ICHEX
ICON Healthcare Fund Class C
3
2
1
0.001
IHYSX
ICON High Yield Bond Fund
3
2
1
0.001
ICICX
ICON Industrials Fund Class C
3
2
1
0.001
ICTFX
ICON Information Technology Fund Class C
3
2
1
0.001
ICTZX
ICON Utilities Fund Class C
3
2
1
0.001
INHRX
Inflation Hedge Strategy Fund Class R
3
2
1
0.001
INHAX
Inflation Hedges Strategy Fund Class A
3
2
1
0.001
INHCX
Inflation Hedges Strategy Fund Class C
3
2
1
0.001
INHIX
Inflation Hedges Strategy Fund Class I
3
2
1
0.001
XIGRX
ING Clarion Global Real Estate Income Fund XNYSIGR
3
2
1
0.001
VMAXX
ING Money Market Portfolio- ADV
3
2
1
0.001
VMTXX
ING Money Market Portfolio- S2
3
2
1
0.001
VMMAX
ING Multi-Manager International Equity Fd Cl A
3
2
1
0.001
VMMBX
ING Multi-Manager International Equity Fd Cl B
3
2
1
0.001
VMMRX
ING Multi-Manager International Equity Fd Cl R
3
2
1
0.001
VMMWX
ING Multi-Manager International Equity Fd Cl W
3
2
1
0.001
VMMCX
ING Multi-Manager International Equity Fund Cl C
3
2
1
0.001
VMMOX
ING Multi-Manager International Equity Fund Cl O
3
2
1
0.001
ROMAX
Innealta Capital Global All Asset Opportunity Fund - Class A
3
2
1
0.001
ROMIX
Innealta Capital Global All Asset Opportunity Fund - Class I
3
2
1
0.001
ROMNX
Innealta Capital Global All Asset Opportunity Fund - Class N
3
2
1
0.001
ROMRX
Innealta Capital Global All Asset Opportunity Fund - Class R
3
2
1
0.001
YLDRX
Innealta Capital Tactical Fixed Income Fund- Class R
3
2
1
0.001
INFXX
Institutional Fiduciary Trust Money Market Pt
3
2
1
0.001
SIDGX
Intermediate Duration Government Fund Class Y
3
2
1
0.001
SCFGX
International Equity Individual Fund Option Class A
3
2
1
0.001
SCFHX
International Equity Individual Fund Option Class C
3
2
1
0.001
SCFJX
International Equity Individual Fund Option Class O
3
2
1
0.001
RIGEX
International Growth and Income Fd, Cl R-4 Shs
3
2
1
0.001
ICMYX
Intrepid Income Fund
3
2
1
0.001
XVKIX
Invesco Advantage Muni Income Trust II XASEVKI
3
2
1
0.001
XVBFX
Invesco Bond Fund XNYSVBF
3
2
1
0.001
XVCVX
Invesco California Value Municipal Income Trust XNYSVCV
3
2
1
0.001
CMBAX
Invesco Conservative Allocation Fd Class B
3
2
1
0.001
CPIIX
Invesco Core Plus Bond Fund Class R5
3
2
1
0.001
CPBYX
Invesco Core Plus Bond Fund Class Y
3
2
1
0.001
GTDIX
Invesco Developing Market Fund Class R5
3
2
1
0.001
XVTAX
Invesco Dynamic Credit Opportunities XNYSVTA
3
2
1
0.001
ESMBX
Invesco European Small Company Fund Class B
3
2
1
0.001
GLTRX
Invesco Global Targeted Returns Fund Cl R
3
2
1
0.001
IGDAX
Invesco Gold & Precious Metals Fd Cl A Shs
3
2
1
0.001
XVLTX
Invesco High Income Trust II Common XNYSVLT
3
2
1
0.001
AHIYX
Invesco High Yield Fund Class R5
3
2
1
0.001
SBCUX
Invesco Low Volatility Equity Yield Fund Class B Shares
3
2
1
0.001
GTAFX
Invesco Mid Cap Core Equity Fund Cl R6
3
2
1
0.001
AIMXX
Invesco Money Market Fund Cash Reserve Shares
3
2
1
0.001
ACZXX
Invesco Money Market Fund Class A5
3
2
1
0.001
ACYXX
Invesco Money Market Fund Class B5
3
2
1
0.001
ACXXX
Invesco Money Market Fund Class C5
3
2
1
0.001
INAXX
Invesco Money Market Fund Investor Class
3
2
1
0.001
VMIBX
Invesco Municipal Income Fund Class B
3
2
1
0.001
XOIAX
Invesco Municipal Income Opportunities Trust Common XNYSOIA
3
2
1
0.001
XVMOX
Invesco Municipal Opportunity Trust XNYSVMO
3
2
1
0.001
XVKQX
Invesco Municipal Trust XNYSVKQ
3
2
1
0.001
XVPVX
Invesco Pennsylvania Value Municipal Income Trust XNYSVPV
3
2
1
0.001
XIQIX
Invesco Quality Municipal Income Trust Common XNYSIQI
3
2
1
0.001
XVVRX
Invesco Senior Income Trust XNYSVVR
3
2
1
0.001
VSLYX
Invesco Senior Loan Fund Cl Y
3
2
1
0.001
VSLAX
Invesco Senior Loan Fund Class A
3
2
1
0.001
VSLBX
Invesco Senior Loan Fund Class B
3
2
1
0.001
VSLCX
Invesco Senior Loan Fund Class C
3
2
1
0.001
XPRTX
Invesco Senior Loan Fund Class IB XXXX
3
2
1
0.001
XSLCX
Invesco Senior Loan Fund Class IC XXXX
3
2
1
0.001
TEIXX
Invesco Tax Exempt Cash Fund Investor Class
3
2
1
0.001
ACSXX
Invesco Tax-Exempt Cash Fund Class A
3
2
1
0.001
XVGMX
Invesco Trust for Investment Grade Municipals XNYSVGM
3
2
1
0.001
XVTNX
Invesco Trust for Investment Grade New York Municipals XNYSVTN
3
2
1
0.001
UGEPX
Invesco V.I . Global Core Equity Fund Series 1
3
2
1
0.001
XIIMX
Invesco Value Municipal Income Trust XNYSIIM
3
2
1
0.001
UMCCX
Invesco VI American Value Fd Srs II
3
2
1
0.001
UMCVX
Invesco VI American Value Fund Srs I
3
2
1
0.001
UEIIX
Invesco VI Equity and Income Fund Series II
3
2
1
0.001
IUSXX
Investor Cash Tr, Treasury Ptf, DWS Treasury Money Fund Class S
3
2
1
0.001
ITVXX
Investors Cash Tr, Treasury Ptf, Investment Class
3
2
1
0.001
ICTXX
Investors Cash Trust - Treasury Portfolio (Kemper)
3
2
1
0.001
IRIAX
iShares Russell 1000 ETF 529 Portfolio Cl A
3
2
1
0.001
IRICX
iShares Russell 1000 ETF 529 Portfolio Cl E
3
2
1
0.001
IRIEX
iShares Russell 1000 ETF 529 Portfolio Cl Z
3
2
1
0.001
IRNAX
iShares Russell 2000 ETF 529 Portfolio Cl A
3
2
1
0.001
IRNCX
iShares Russell 2000 ETF 529 Portfolio Cl C
3
2
1
0.001
IRNEX
iShares Russell 2000 ETF 529 Portfolio Cl Z
3
2
1
0.001
IRDAX
iShares Russell 3000 ETF 529 Portfolio Cl A
3
2
1
0.001
IRDCX
iShares Russell 3000 ETF 529 Portfolio Cl C
3
2
1
0.001
IRDEX
iShares Russell 3000 ETF 529 Portfolio Cl Z
3
2
1
0.001
IBTAX
iShares TIPS Bond ETF 529 Portfolio Cl A
3
2
1
0.001
IBTCX
iShares TIPS Bond ETF 529 Portfolio Cl C
3
2
1
0.001
IBTEX
iShares TIPS Bond ETF 529 Portfolio Cl Z
3
2
1
0.001
MUNIX
ISI Managed Municipal Fund
3
2
1
0.001
MMFIX
ISI Managed Municipal Fund Class I Shs
3
2
1
0.001
LIOTX
Issachar Fund Class I
3
2
1
0.001
IVYEX
Ivy Balanced Fund Class E
3
2
1
0.001
IPOEX
Ivy Emerging Markets Equity Fund Class E
3
2
1
0.001
IVEEX
Ivy Energy Fund Class E
3
2
1
0.001
IENRX
Ivy Energy Fund Class R6
3
2
1
0.001
IVEOX
Ivy European Opportunities Fund Class E
3
2
1
0.001
IYEUX
Ivy European Opportunities Fund Class R
3
2
1
0.001
IIGEX
Ivy Global Growth Fund Class E
3
2
1
0.001
XIVHX
Ivy High Income Opportunities Fund XNYSIVH
3
2
1
0.001
IVTEX
Ivy Managed International Opportunities Fund Class E
3
2
1
0.001
IVOCX
Ivy Mid Cap Income Opportunities Fd Cl C
3
2
1
0.001
WRAXX
Ivy Money Market Fund Class A
3
2
1
0.001
WRBXX
Ivy Money Market Fund Class B
3
2
1
0.001
WRCXX
Ivy Money Market Fund Class C
3
2
1
0.001
IVEXX
Ivy Money Market Fund Class E
3
2
1
0.001
IRSCX
Ivy Real Estate Securities Fund Class C
3
2
1
0.001
ISTIX
Ivy Science and Technology Fund Class I
3
2
1
0.001
IYVIX
Ivy Small Cap Value Fund Class E
3
2
1
0.001
IYVAX
Ivy Value Fund Class A
3
2
1
0.001
IVVEX
Ivy Value Fund Class E
3
2
1
0.001
JTEAX
J.P. Morgan Tax Aware US Equity Fund - Class A
3
2
1
0.001
JTEBX
J.P. Morgan Tax Aware US Equity Fund - Class B
3
2
1
0.001
JTECX
J.P. Morgan Tax Aware US Equity Fund - Class C
3
2
1
0.001
JPTAX
J.P.Morgan Tax Aware U.S. Equity Fund-Select Shares
3
2
1
0.001
JCNAX
Janus Contrarian Fund Class A Shares
3
2
1
0.001
JERIX
Janus Global Real Estate Fund I Shs
3
2
1
0.001
JGVXX
Janus Government Money Market Fund D Shares
3
2
1
0.001
JAGXX
Janus Government Money Market Fund T Shares
3
2
1
0.001
JRIEX
Janus International Equity Fund R Shs
3
2
1
0.001
JNMXX
Janus Money Market Fund D Shares
3
2
1
0.001
JAMXX
Janus Money Market Fund T Shares
3
2
1
0.001
JSCVX
Janus Perkins Small Cap Value Fund T Shares
3
2
1
0.001
JOMIX
JOHCM Emerging Markets Small Mid Cap Equity Fund- Class I
3
2
1
0.001
JOGAX
JOHCM Global Equity Fund- Class II Shares
3
2
1
0.001
JETSX
John Hancock Var Ins Trust Total Stock Market Index Trust Series I
3
2
1
0.001
JDVVX
John Hancock Fds III Disciplined Value Fd Class R5
3
2
1
0.001
XJTGX
John Hancock Fds Tax-Advantaged Glob Shareholder Yield Fund XNYSHTY
3
2
1
0.001
XBTOX
John Hancock Financial Opportunities Fund XNYSBTO
3
2
1
0.001
JAMAX
John Hancock Freedom 529 American Mutual 529 Portfolio Class A
3
2
1
0.001
JAMGX
John Hancock Freedom 529 American Mutual 529 Portfolio Class B
3
2
1
0.001
JAMHX
John Hancock Freedom 529 American Mutual 529 Portfolio Class C2
3
2
1
0.001
JEHAX
John Hancock Freedom 529 College Portfolio Class A
3
2
1
0.001
JEHBX
John Hancock Freedom 529 College Portfolio Class B
3
2
1
0.001
JEHCX
John Hancock Freedom 529 College Portfolio Class C
3
2
1
0.001
JECDX
John Hancock Freedom 529 College Portfolio Class C2
3
2
1
0.001
JHEAX
John Hancock Freedom 529 Equity Portfolio Class A
3
2
1
0.001
JHEBX
John Hancock Freedom 529 Equity Portfolio Class B
3
2
1
0.001
JHECX
John Hancock Freedom 529 Equity Portfolio Class C
3
2
1
0.001
JHEDX
John Hancock Freedom 529 Equity Portfolio Class C2
3
2
1
0.001
JHFAX
John Hancock Freedom 529 Fixed Income Portfolio Class A
3
2
1
0.001
JHFBX
John Hancock Freedom 529 Fixed Income Portfolio Class B
3
2
1
0.001
JHFCX
John Hancock Freedom 529 Fixed Income Portfolio Class C
3
2
1
0.001
JHFDX
John Hancock Freedom 529 Fixed Income Portfolio Class C2
3
2
1
0.001
JAFAX
John Hancock Freedom 529 FUTURE Trends Portfolio Class A
3
2
1
0.001
JAFBX
John Hancock Freedom 529 FUTURE Trends Portfolio Class B
3
2
1
0.001
JAFCX
John Hancock Freedom 529 FUTURE Trends Portfolio Class C
3
2
1
0.001
JAFDX
John Hancock Freedom 529 FUTURE Trends Portfolio Class C2
3
2
1
0.001
JJCAX
John Hancock Freedom 529 Jennison Capital Appreciation 529 Portfolio Class A
3
2
1
0.001
JJCBX
John Hancock Freedom 529 Jennison Capital Appreciation 529 Portfolio Class B
3
2
1
0.001
JJCDX
John Hancock Freedom 529 Jennison Capital Appreciation 529 Portfolio Class C2
3
2
1
0.001
JMMXX
John Hancock Freedom 529 JH Money Market Portfolio
3
2
1
0.001
JLBEX
John Hancock Freedom 529 Lifestyle Balanced 529 Portfolio Class A
3
2
1
0.001
JLBBX
John Hancock Freedom 529 Lifestyle Balanced 529 Portfolio Class B
3
2
1
0.001
JLBIX
John Hancock Freedom 529 Lifestyle Balanced 529 Portfolio Class C2
3
2
1
0.001
JLGEX
John Hancock Freedom 529 Lifestyle Growth 529 Portfolio Class A
3
2
1
0.001
JLGBX
John Hancock Freedom 529 Lifestyle Growth 529 Portfolio Class B
3
2
1
0.001
JLGDX
John Hancock Freedom 529 Lifestyle Growth 529 Portfolio Class C2
3
2
1
0.001
JLMEX
John Hancock Freedom 529 Lifestyle Moderate 529 Portfolio Class A
3
2
1
0.001
JLMBX
John Hancock Freedom 529 Lifestyle Moderate 529 Portfolio Class B
3
2
1
0.001
JLMDX
John Hancock Freedom 529 Lifestyle Moderate 529 Portfolio Class C2
3
2
1
0.001
JHTAX
John Hancock Freedom 529 Portfolio 2013-16 Class A
3
2
1
0.001
JHTBX
John Hancock Freedom 529 Portfolio 2013-16 Class B
3
2
1
0.001
JHTCX
John Hancock Freedom 529 Portfolio 2013-16 Class C
3
2
1
0.001
JHTDX
John Hancock Freedom 529 Portfolio 2013-16 Class C2
3
2
1
0.001
JESAX
John Hancock Freedom 529 Portfolio 2017-20 Class A
3
2
1
0.001
JESBX
John Hancock Freedom 529 Portfolio 2017-20 Class B
3
2
1
0.001
JESCX
John Hancock Freedom 529 Portfolio 2017-20 Class C
3
2
1
0.001
JESDX
John Hancock Freedom 529 Portfolio 2017-20 Class C2
3
2
1
0.001
JEYAX
John Hancock Freedom 529 Portfolio 2021-24 Class A
3
2
1
0.001
JEYBX
John Hancock Freedom 529 Portfolio 2021-24 Class B
3
2
1
0.001
JEYDX
John Hancock Freedom 529 Portfolio 2021-24 Class C2
3
2
1
0.001
JEFAX
John Hancock Freedom 529 Portfolio 2025-28 Class A
3
2
1
0.001
JEFBX
John Hancock Freedom 529 Portfolio 2025-28 Class B
3
2
1
0.001
JEFDX
John Hancock Freedom 529 Portfolio 2025-28 Class C2
3
2
1
0.001
JENAX
John Hancock Freedom 529 Portfolio 2029-2032 Class A
3
2
1
0.001
JENBX
John Hancock Freedom 529 Portfolio 2029-2032 Class B
3
2
1
0.001
JENDX
John Hancock Freedom 529 Portfolio 2029-32 Class C2
3
2
1
0.001
JHSAX
John Hancock Freedom 529 Short-Term Bond Portfolio Class A
3
2
1
0.001
JHSBX
John Hancock Freedom 529 Short-Term Bond Portfolio Class B
3
2
1
0.001
JHSCX
John Hancock Freedom 529 Short-Term Bond Portfolio Class C
3
2
1
0.001
JHSDX
John Hancock Freedom 529 Short-Term Bond Portfolio Class C2
3
2
1
0.001
JBCAX
John Hancock Freedom 529 T. Rowe Price Blue Chip Growth 529 Portfolio Class A
3
2
1
0.001
JBCBX
John Hancock Freedom 529 T. Rowe Price Blue Chip Growth 529 Portfolio Class B
3
2
1
0.001
JBCDX
John Hancock Freedom 529 T. Rowe Price Blue Chip Growth 529 Portfolio Class C2
3
2
1
0.001
JEIEX
John Hancock Freedom 529 T. Rowe Price Equity Income 529 Portfolio Class A
3
2
1
0.001
JEIFX
John Hancock Freedom 529 T. Rowe Price Equity Income 529 Portfolio Class B
3
2
1
0.001
JEIDX
John Hancock Freedom 529 T. Rowe Price Equity Income 529 Portfolio Class C2
3
2
1
0.001
JTMAX
John Hancock Freedom 529 T. Rowe Price Mid-Cap Value 529 Portfolio Class A
3
2
1
0.001
JTMBX
John Hancock Freedom 529 T. Rowe Price Mid-Cap Value 529 Portfolio Class B
3
2
1
0.001
JTMDX
John Hancock Freedom 529 T. Rowe Price Mid-Cap Value 529 Portfolio Class C2
3
2
1
0.001
JNHAX
John Hancock Freedom 529 T. Rowe Price New Horizons 529 Portfolio Class A
3
2
1
0.001
JNHBX
John Hancock Freedom 529 T. Rowe Price New Horizons 529 Portfolio Class B
3
2
1
0.001
JNHDX
John Hancock Freedom 529 T. Rowe Price New Horizons 529 Portfolio Class C2
3
2
1
0.001
JSCEX
John Hancock Freedom 529 T. Rowe Price Small Cap Stock 529 Portfolio Class A
3
2
1
0.001
JSCFX
John Hancock Freedom 529 T. Rowe Price Small Cap Stock 529 Portfolio Class B
3
2
1
0.001
JSCDX
John Hancock Freedom 529 T. Rowe Price Small Cap Stock 529 Portfolio Class C2
3
2
1
0.001
JIVEX
John Hancock Freedom 529 Templeton International Value 529 Portfolio Class A
3
2
1
0.001
JIVBX
John Hancock Freedom 529 Templeton International Value 529 Portfolio Class B
3
2
1
0.001
JIVDX
John Hancock Freedom 529 Templeton International Value 529 Portfolio Class C2
3
2
1
0.001
JHCXX
John Hancock Freedom Money Market Portfolio Class C2
3
2
1
0.001
JAARX
John Hancock Funds II Alternative Asset Allocation Fd Cl R6
3
2
1
0.001
JTIGX
John Hancock Funds II International Growth Equity Fund Class A
3
2
1
0.001
JTIIX
John Hancock Funds II International Growth Equity Fund Class I
3
2
1
0.001
JBLBX
John Hancock Funds II Lifestyle Balanced Fund Class B
3
2
1
0.001
JLKSX
John Hancock Funds II Retirement Living through 2055 Portfolio Class R5
3
2
1
0.001
JRLWX
John Hancock Funds II Retirement Living Through II 2050 Portfolio Cl 1
3
2
1
0.001
JDSOX
John Hancock Funds II Small Cap Opportunities Fund Class ADV
3
2
1
0.001
JITRX
John Hancock Funds II Total Return Fund Class 1
3
2
1
0.001
XPDTX
John Hancock Funds, Premium Dividend Fund XNYSPDT
3
2
1
0.001
XHEQX
John Hancock Hedged Equity & Income Fund XNYSHEQ
3
2
1
0.001
JFLAX
John Hancock II Fundamental Large Cap Core Fd Cl A
3
2
1
0.001
JFLIX
John Hancock II Fundamental Large Cap Core Fd Cl I
3
2
1
0.001
XJHSX
John Hancock Income Securities Trust XNYSJHS
3
2
1
0.001
XJHIX
John Hancock Investors Trust XNYSJHI
3
2
1
0.001
JHMAX
John Hancock Massachusetts Tax Free Income Fund
3
2
1
0.001
JHMBX
John Hancock Massachusetts Tax Free Income Fund Class B
3
2
1
0.001
JMACX
John Hancock Massachusetts Tax-Free Income Fund Class C
3
2
1
0.001
JHMXX
John Hancock Money Market Fund Class A
3
2
1
0.001
TSMXX
John Hancock Money Market Fund Class B
3
2
1
0.001
JMCXX
John Hancock Money Market Fund Class C
3
2
1
0.001
JHAXX
John Hancock Money Market Portfolio Class A
3
2
1
0.001
JHNYX
John Hancock New York Tax Free Income Fund
3
2
1
0.001
JNTRX
John Hancock New York Tax Free Income Fund Class B
3
2
1
0.001
JNYCX
John Hancock New York Tax-Free Income Fund Class C
3
2
1
0.001
XHPFX
John Hancock Preferred Income Fd II XNYSHPF
3
2
1
0.001
XHPIX
John Hancock Preferred Income Fund XNYSHPI
3
2
1
0.001
XHPSX
John Hancock Preferred Income Fund III XNYSHPS
3
2
1
0.001
XHTDX
John Hancock Tax Advantaged Dividend Income Fd XNYSHTD
3
2
1
0.001
JEACX
John Hancock Var Ins Trust All Cap Core Trust Series I
3
2
1
0.001
JEFGX
John Hancock Var Ins Trust Global Trust Series I
3
2
1
0.001
JEHSX
John Hancock Var Ins Trust Health Sciences Trust Series I
3
2
1
0.001
JECIX
John Hancock Var Ins Trust Mid Cap Index Trust Series I
3
2
1
0.001
JHOXX
John Hancock Var Ins Trust Money Market Tr Series I
3
2
1
0.001
JESTX
John Hancock Var Ins Trust Science & Technology Trust Series I
3
2
1
0.001
JESIX
John Hancock Var Ins Trust Small Cap Index Trust Series I
3
2
1
0.001
JESNX
John Hancock Var Ins Trust Strategic Income Opportunities Trust Series I
3
2
1
0.001
JEUTX
John Hancock Var Ins Trust Utilities Trust Series I
3
2
1
0.001
JEVLX
John Hancock Var Ins Trust Value Trust Series I
3
2
1
0.001
JESVX
John Hancock Variable Insurace Trust Small Cap Value Trust Series I
3
2
1
0.001
JFIVX
John Hancock Variable Insurance Trust 500 Index Trust B Series I
3
2
1
0.001
JEFSX
John Hancock Variable Insurance Trust Financial Industries Trust
3
2
1
0.001
JEQAX
John Hancock Variable Insurance Trust Fundamental All Cap Core Tr Srs I
3
2
1
0.001
JIEQX
John Hancock Variable Insurance Trust International Equity Index Trust B Series I
3
2
1
0.001
JELBX
John Hancock Variable Insurance Trust Lifestyle Balanced MVP Series 1
3
2
1
0.001
JHBPX
John Hancock Variable Insurance Trust Lifestyle Balanced PS Series I
3
2
1
0.001
JELCX
John Hancock Variable Insurance Trust Lifestyle Conservative MVP Series 1
3
2
1
0.001
JHCIX
John Hancock Variable Insurance Trust Lifestyle Conservative PS Series I
3
2
1
0.001
JELGX
John Hancock Variable Insurance Trust Lifestyle Growth MVP Series 1
3
2
1
0.001
JHGPX
John Hancock Variable Insurance Trust Lifestyle Growth PS Series I
3
2
1
0.001
JELMX
John Hancock Variable Insurance Trust Lifestyle Moderate MVP Series 1
3
2
1
0.001
JHMPX
John Hancock Variable Insurance Trust Lifestyle Moderate PS Series I
3
2
1
0.001
JESGX
John Hancock Variable Insurance Trust Small Cap Growth Trust Series I
3
2
1
0.001
JTBMX
John Hancock Variable Insurance Trust Total Bond Market Trust B Series I
3
2
1
0.001
JEMUX
John Hancock Variable InsuranceTrust Mid Value Trust Series I
3
2
1
0.001
JORDX
Jordan Opportunity Fund
3
2
1
0.001
JPBAX
JP MORGAN CORE BOND 529 PORT A
3
2
1
0.001
JPBCX
JP MORGAN CORE BOND 529 PORT C
3
2
1
0.001
JPBEX
JP MORGAN CORE BOND 529 PORT Z
3
2
1
0.001
JFBMX
JP Morgan Emerging Markets Equity Fund B
3
2
1
0.001
JTIVX
JP Morgan International Value SMA Fd Sh Cl
3
2
1
0.001
JBMCX
JP Morgan Mid Cap Value Fund-B Share Class
3
2
1
0.001
URTBX
JP Morgan Realty Income Fund Class B
3
2
1
0.001
JSPAX
JP Morgan Strategic Preservation Fund - A
3
2
1
0.001
JATCX
JP Morgan Strategic Preservation Fund - C
3
2
1
0.001
JSPRX
JP Morgan Strategic Preservation Fund - R5
3
2
1
0.001
JSPSX
JP Morgan Strategic Preservation Fund - Select
3
2
1
0.001
HTSXX
JPMorgan 100% U.S. Treasury Securities MM Fund Morgan Shr C
3
2
1
0.001
VHPXX
JPMorgan Fds, 100% Treasury Securities Money Market Fund Premier Sh
3
2
1
0.001
VFVXX
JPMorgan Federal MM Fund Morgan Share Class
3
2
1
0.001
VGIIX
JPMorgan Growth & Income Fd Select Share Class
3
2
1
0.001
VNYXX
JPMorgan New York Municipal Money Market Morgan
3
2
1
0.001
VMVXX
JPMorgan Prime MM Fund Morgan Share Class
3
2
1
0.001
VPIXX
JPMorgan 100% U.S. Treasury Securities MM Fund Agency Shr Cl
3
2
1
0.001
JTSXX
JPMorgan 100% U.S. Treasury Securities Money Mkt Fd - Inst Shr Cl
3
2
1
0.001
CJTXX
JPMorgan 100% US Treasury Securities Money Market Fund Capital Shares
3
2
1
0.001
RJTXX
JPMorgan 100% US Treasury Securities Money Market Fund Reserve Shares
3
2
1
0.001
JTVXX
JPMorgan 100% US Treasury Securities Money Market Fund Service
3
2
1
0.001
JXBSX
JPMorgan Access Balanced - Select
3
2
1
0.001
JXBAX
JPMorgan Access Balanced Fund - A
3
2
1
0.001
JXBCX
JPMorgan Access Balanced Fund - C
3
2
1
0.001
JXBIX
JPMorgan Access Balanced Fund - Institutional Class
3
2
1
0.001
JXGSX
JPMorgan Access Growth - Select
3
2
1
0.001
JXGAX
JPMorgan Access Growth Fund - A
3
2
1
0.001
JXGCX
JPMorgan Access Growth Fund - C
3
2
1
0.001
JXGIX
JPMorgan Access Growth Fund - Institutional Class
3
2
1
0.001
JCEXX
JPMorgan California Municipal Money Market Fund E Trade
3
2
1
0.001
JCVXX
JPMorgan California Municipal Money Market Fund Service
3
2
1
0.001
VCAXX
JPMorgan California Municipal Money Market Morgan
3
2
1
0.001
OBOBX
JPMorgan Core Bond Fund B
3
2
1
0.001
OINBX
JPMorgan Core Plus Bond B
3
2
1
0.001
JCPUX
JPMorgan Core Plus Bond Fund R6
3
2
1
0.001
JCCXX
JPMorgan Current Yield Money Market Fund Capital Cl
3
2
1
0.001
JCIXX
JPMorgan Current Yield Money Market Fund Institutional Cl
3
2
1
0.001
JDVBX
JPMorgan Diversified - B
3
2
1
0.001
VSCBX
JPMorgan Dynamic Small Cap Growth Fund - B Shares
3
2
1
0.001
JEMRX
JPMorgan Emerging Markets Debts R5
3
2
1
0.001
OGIBX
JPMorgan Equity Income Fund B
3
2
1
0.001
OGEIX
JPMorgan Equity Index Fund B
3
2
1
0.001
HLEIX
JPMorgan Equity Index Portfolio Select
3
2
1
0.001
JEREX
JPMorgan Europe Research Enhanced Equity Fund - Select
3
2
1
0.001
VFIXX
JPMorgan Federal MM Agency Share Class
3
2
1
0.001
VFPXX
JPMorgan Federal MM Fund Premier Shares
3
2
1
0.001
JFMXX
JPMorgan Federal Money Market Fund - Institutional Share Class
3
2
1
0.001
JFRXX
JPMorgan Federal Money Market Fund Reserve Shares
3
2
1
0.001
OGGBX
JPMorgan Government Bond Fund B
3
2
1
0.001
VHIBX
JPMorgan Growth Advantage Fund B Shs
3
2
1
0.001
VINBX
JPMorgan Growth and Income Fund Class B
3
2
1
0.001
JGLAX
JPMorgan Growth Long/Short Fund Class A
3
2
1
0.001
JGLCX
JPMorgan Growth Long/Short Fund Class C
3
2
1
0.001
JGLSX
JPMorgan Growth Long/Short Fund Select
3
2
1
0.001
OGHBX
JPMorgan High Yield Fd Cl B
3
2
1
0.001
JIFBX
JPMorgan Intermediate Tax Free Bond Fund B
3
2
1
0.001
JSEBX
JPMorgan International Equity B
3
2
1
0.001
VSIEX
JPMorgan International Equity Fund Select
3
2
1
0.001
JIOBX
JPMorgan International Opportunities Fund B
3
2
1
0.001
JIRAX
JPmorgan International Realty A
3
2
1
0.001
JIRCX
JPMorgan International Realty C
3
2
1
0.001
JILRX
JPMorgan International Realty R5
3
2
1
0.001
JIRSX
JPMorgan International Realty Select
3
2
1
0.001
OGEBX
JPMorgan International Research Enhanced Equity Fund - B
3
2
1
0.001
JFEBX
JPMorgan International Value - B
3
2
1
0.001
VEUBX
JPMorgan Intrepid European Fund B Shares
3
2
1
0.001
JIGZX
JPMorgan Intrepid Growth Fund R2
3
2
1
0.001
ODMBX
JPMorgan Intrepid Mid Cap Fund Class B
3
2
1
0.001
OGBBX
JPMorgan Investor Balanced Fund, Class B
3
2
1
0.001
OICGX
JPMorgan Investor Conservative Growth Fund Class B
3
2
1
0.001
ONEBX
JPMorgan Investor Growth & Income Fund Class B
3
2
1
0.001
OGGCX
JPMorgan Investor Growth Fd Cl C
3
2
1
0.001
OGIGX
JPMorgan Investor Growth Fund, Class B
3
2
1
0.001
OGLGX
JPMorgan Large Cap Growth Fund B
3
2
1
0.001
OLVBX
JPMorgan Large Cap Value Fund Class B
3
2
1
0.001
ONUBX
JPMorgan Limited Duration Bond Fund Class B
3
2
1
0.001
OPBXX
JPMorgan Liquid Assets Money Market Fd Cl B
3
2
1
0.001
AJLXX
JPMorgan Liquid Assets Money Market Fund Agency Shares
3
2
1
0.001
CJLXX
JPMorgan Liquid Assets Money Market Fund Capital Shares
3
2
1
0.001
JLEXX
JPMorgan Liquid Assets Money Market Fund E Trade
3
2
1
0.001
MJLXX
JPMorgan Liquid Assets Money Market Fund Morgan Shares
3
2
1
0.001
PJLXX
JPMorgan Liquid Assets Money Market Fund Premier Shares
3
2
1
0.001
IJLXX
JPMorgan Liquid Assets Money Market Institutional Shares
3
2
1
0.001
HLPXX
JPMorgan Liquid Assets Money Market Investor
3
2
1
0.001
HPIXX
JPMorgan Liquid Assets Money Market Reserve
3
2
1
0.001
OPSXX
JPMorgan Liquid Assets Money Market Service
3
2
1
0.001
OPCXX
JPMorgan Liquiid Assets Money Market C
3
2
1
0.001
OMEBX
JPMorgan Market Expansion Enhanced Index Fd Cl B
3
2
1
0.001
HSKCX
JPMorgan Market Neutral Fund Class C
3
2
1
0.001
OGOBX
JPMorgan Mid Cap Growth B
3
2
1
0.001
OGNBX
JPMorgan Multi-Cap Market Neutral B
3
2
1
0.001
OTBBX
JPMorgan Municipal Income Class B
3
2
1
0.001
JMAXX
JPMorgan Municipal Money Market Fund Agency Shares
3
2
1
0.001
JMEXX
JPMorgan Municipal Money Market Fund E Trade
3
2
1
0.001
IJMXX
JPMorgan Municipal Money Market Fund Institutional Shares
3
2
1
0.001
MJMXX
JPMorgan Municipal Money Market Fund Morgan Shares
3
2
1
0.001
HTOXX
JPMorgan Municipal Money Market Premier
3
2
1
0.001
OGIXX
JPMorgan Municipal Money Market Reserve
3
2
1
0.001
SJMXX
JPMorgan Municipal Money Market Service
3
2
1
0.001
JNEXX
JPMorgan New York Municipal Money Market Fund E Trade
3
2
1
0.001
JNVXX
JPMorgan New York Municipal Money Market Fund Service
3
2
1
0.001
VBNTX
JPMorgan New York Tax Free Bond Fd B
3
2
1
0.001
JNYXX
JPMorgan NY Municipal Money Market Reserve
3
2
1
0.001
OOHBX
JPMorgan Ohio Municipal Bond Fund-Class B
3
2
1
0.001
CPBXX
JPMorgan Prime MM Fund Class B
3
2
1
0.001
VMIXX
JPMorgan Prime MM Fund Agency Share Class
3
2
1
0.001
VPMXX
JPMorgan Prime MM Fund Premier Shares
3
2
1
0.001
JXCXX
JPMorgan Prime Money Market Class C
3
2
1
0.001
JMDXX
JPMorgan Prime Money Market Fd - Direct
3
2
1
0.001
JPIXX
JPMorgan Prime Money Market Fd - Investor
3
2
1
0.001
JPSXX
JPMorgan Prime Money Market Fd - Service
3
2
1
0.001
JCMXX
JPMorgan Prime Money Market Fund - Cash Management Share Class
3
2
1
0.001
JPEXX
JPMorgan Prime Money Market Fund - Eagle
3
2
1
0.001
JINXX
JPMorgan Prime Money Market Fund - Institutional Share Class
3
2
1
0.001
JRVXX
JPMorgan Prime Money Market Fund - Reserve Share Class
3
2
1
0.001
CJPXX
JPMorgan Prime Money Market Fund Capital Shares
3
2
1
0.001
JIMXX
JPMorgan Prime Money Market Fund IM
3
2
1
0.001
RRNAX
JPMorgan Real Return Class A
3
2
1
0.001
RRNCX
JPMorgan Real Return Class C
3
2
1
0.001
RRNNX
JPMorgan Real Return Institutional
3
2
1
0.001
RRNSX
JPMorgan Real Return Select Class
3
2
1
0.001
JLSRX
JPMorgan Research Equity Long/Short Fund Class R5
3
2
1
0.001
JMNBX
JPMorgan Research Market Neutral Fund Cl B
3
2
1
0.001
OVBBX
JPMorgan Short Duration Bond B
3
2
1
0.001
OSTBX
JPMorgan Short-Intermediate Municipal Bond Fd Cl B
3
2
1
0.001
VSEBX
JPMorgan Small Cap Equity Fund Class B
3
2
1
0.001
OGFBX
JPMorgan Small Cap Growth Fund B
3
2
1
0.001
PSOBX
JPMorgan Small Cap Value Fund B
3
2
1
0.001
JSBCX
JPMorgan SmartRetirement Blend 2015 C
3
2
1
0.001
JSBAX
JPMorgan SmartRetirement Blend 2015 Fd A
3
2
1
0.001
JSBRX
JPMorgan SmartRetirement Blend 2015 Fd R2
3
2
1
0.001
JPOAX
JPMorgan SmartRetirement Blend 2020 Fd A
3
2
1
0.001
JPCCX
JPMorgan SmartRetirement Blend 2020 Fd C
3
2
1
0.001
JIORX
JPMorgan SmartRetirement Blend 2020 Fd R2
3
2
1
0.001
JBASX
JPMorgan SmartRetirement Blend 2025 Fd A
3
2
1
0.001
JBCSX
JPMorgan SmartRetirement Blend 2025 Fd C
3
2
1
0.001
JBRSX
JPMorgan SmartRetirement Blend 2025 Fd R2
3
2
1
0.001
JRBAX
JPMorgan SmartRetirement Blend 2030 Fd A
3
2
1
0.001
JRBCX
JPMorgan SmartRetirement Blend 2030 Fd C
3
2
1
0.001
JRBRX
JPMorgan SmartRetirement Blend 2030 Fd R2
3
2
1
0.001
JPARX
JPMorgan SmartRetirement Blend 2035 Fd A
3
2
1
0.001
JPCRX
JPMorgan SmartRetirement Blend 2035 Fd C
3
2
1
0.001
JPRRX
JPMorgan SmartRetirement Blend 2035 Fd R2
3
2
1
0.001
JOBAX
JPMorgan SmartRetirement Blend 2040 Fd A
3
2
1
0.001
JOBCX
JPMorgan SmartRetirement Blend 2040 Fd Cl C
3
2
1
0.001
JOBRX
JPMorgan SmartRetirement Blend 2040 Fd R2
3
2
1
0.001
JMAAX
JPMorgan SmartRetirement Blend 2045 Fd A
3
2
1
0.001
JPACX
JPMorgan SmartRetirement Blend 2045 Fd C
3
2
1
0.001
JNARX
JPMorgan SmartRetirement Blend 2045 Fd R2
3
2
1
0.001
JNAAX
JPMorgan SmartRetirement Blend 2050 Fd A
3
2
1
0.001
JNCAX
JPMorgan SmartRetirement Blend 2050 Fd C
3
2
1
0.001
JNNRX
JPMorgan SmartRetirement Blend 2050 Fd R2
3
2
1
0.001
JTABX
JPMorgan SmartRetirement Blend 2055 Fd A
3
2
1
0.001
JTCBX
JPMorgan SmartRetirement Blend 2055 Fd C
3
2
1
0.001
JTRBX
JPMorgan SmartRetirement Blend 2055 Fd R2
3
2
1
0.001
JIABX
JPMorgan SmartRetirement Blend Income Fd A
3
2
1
0.001
JICBX
JPMorgan SmartRetirement Blend Income Fd C
3
2
1
0.001
JIRBX
JPMorgan SmartRetirement Blend Income Fd R2
3
2
1
0.001
JTUIX
JPMorgan Tax Aware U.S. Equity - Inst
3
2
1
0.001
VXPXX
JPMorgan Tax Free MM Fund - Premier Shares
3
2
1
0.001
VTIXX
JPMorgan Tax Free MM Fund Agency Share Class
3
2
1
0.001
VTMXX
JPMorgan Tax Free MM Fund Morgan Share Class
3
2
1
0.001
JTEXX
JPMorgan Tax Free Money Market Fund - Eagle
3
2
1
0.001
JTFXX
JPMorgan Tax Free Money Market Fund - Institutional Share Class
3
2
1
0.001
RTJXX
JPMorgan Tax Free Money Market Fund Reserve Shares
3
2
1
0.001
JTDXX
JPMorgan Tax Free Money Money Market Fd - Direct
3
2
1
0.001
PUBBX
JPMorgan Tax-Free Bond Fund Class B
3
2
1
0.001
ONTBX
JPMorgan Treasury & Agency Fund Class B
3
2
1
0.001
MJPXX
JPMorgan U. S. Treasury Plus money Market Fund IM
3
2
1
0.001
JILSX
JPMorgan U.S. Dynamic Plus Select Class
3
2
1
0.001
JUEBX
JPMorgan U.S. Equity Fund - B Share Class
3
2
1
0.001
JJGXX
JPMorgan U.S. Government Money Market Fd Eagle
3
2
1
0.001
MGMXX
JPMorgan U.S. Government Money Market Fund IM
3
2
1
0.001
OGSXX
JPMorgan U.S. Government Money Market Fund Premier
3
2
1
0.001
SJGXX
JPMorgan U.S. Government Money Market Service
3
2
1
0.001
JCPRX
JPMorgan U.S. Large Cap Core Plus R5
3
2
1
0.001
JEPMX
JPMorgan U.S. Research Equity Plus Fd R6
3
2
1
0.001
OTBXX
JPMorgan U.S. Treasury Plus Money Market B
3
2
1
0.001
OTCXX
JPMorgan U.S. Treasury Plus Money Market C
3
2
1
0.001
JRTXX
JPMorgan U.S. Treasury Plus Money Market Fd Eagle
3
2
1
0.001
JPVXX
JPMorgan U.S. Treasury Plus Money Market Fund Service
3
2
1
0.001
HGOXX
JPMorgan U.S. Treasury Plus Money Market Investor
3
2
1
0.001
HTIXX
JPMorgan U.S. Treasury Plus Money Market Reserve
3
2
1
0.001
OGAXX
JPMorgan U.S.Government Money Market Agency
3
2
1
0.001
OGVXX
JPMorgan U.S.Government Money Market Capital
3
2
1
0.001
JGDXX
JPMorgan US Government Money Market Fd - Direct
3
2
1
0.001
JGMXX
JPMorgan US Government Money Market Fd - Investor
3
2
1
0.001
IJGXX
JPMorgan US Government Money Market Fund Institutional Shares
3
2
1
0.001
MJGXX
JPMorgan US Government Money Market Fund Morgan Shares
3
2
1
0.001
RJGXX
JPMorgan US Government Money Market Fund Reserve Shares
3
2
1
0.001
JEPAX
JPMorgan US Research Equity Plus Fund Class A
3
2
1
0.001
JEPCX
JPMorgan US Research Equity Plus Fund Class C
3
2
1
0.001
JEPZX
JPMorgan US Research Equity Plus Fund Class R2
3
2
1
0.001
JEPRX
JPMorgan US Research Equity Plus Fund Class R5
3
2
1
0.001
JEPSX
JPMorgan US Research Equity Plus Fund Select Class
3
2
1
0.001
JUDXX
JPMorgan US Treasury Plus Money Market - Direct
3
2
1
0.001
AJTXX
JPMorgan US Treasury Plus Money Market Fund Agency Shares
3
2
1
0.001
IJTXX
JPMorgan US Treasury Plus Money Market Fund Institutional Shares
3
2
1
0.001
MJTXX
JPMorgan US Treasury Plus Money Market Fund Morgan Shares
3
2
1
0.001
PJTXX
JPMorgan US Treasury Plus Money Market Fund Premier Shares
3
2
1
0.001
KMSIX
Kalmar 'Growth-with-Value' Small/Mid Cap Fund Institutional Class
3
2
1
0.001
KMSAX
Kalmar 'Growth-with-Value' Small/Mid Cap Fund Advisor Class
3
2
1
0.001
KMSRX
Kalmar 'Growth-with-Value' Small/Mid Cap Fund Retail Cl
3
2
1
0.001
XKYEX
Kayne Anderson Energy Total Return Fund XNYSKYE
3
2
1
0.001
XKMFX
Kayne Anderson Midstream?Energy Fund, Inc. XNYSKMF
3
2
1
0.001
XKYNX
Kayne Anderson MLP Investment Company XNYSKYN
3
2
1
0.001
KALVX
KEELEY Alternative Value Fund Class A
3
2
1
0.001
KALIX
KEELEY Alternative Value Fund Class I
3
2
1
0.001
KISVX
KEELEY International Small Cap Value Fund- Class A
3
2
1
0.001
KISIX
KEELEY International Small Cap Value Fund- Class I
3
2
1
0.001
KMCVX
Keeley Mid Cap Value Fund Cl A
3
2
1
0.001
KMCIX
KEELEY Mid Cap Value Fund Class I
3
2
1
0.001
KSDVX
KEELEY Small Cap Dividend Value Fund Class A
3
2
1
0.001
KSDIX
KEELEY Small Cap Dividend Value Fund Class I
3
2
1
0.001
RMRAX
KKM ARMOR Fund Class A
3
2
1
0.001
RMRIX
KKM ARMOR Fund Class I
3
2
1
0.001
UMRAX
KKM U.S. Equity ARMOR Fund Class A
3
2
1
0.001
UMRIX
KKM U.S. Equity ARMOR Fund Class I
3
2
1
0.001
XKIOX
KKR Income Opportunities Fund XNYSKIO
3
2
1
0.001
LPAUX
Larkin Point Equity Preservation Fund Class A
3
2
1
0.001
LPCUX
Larkin Point Equity Preservation Fund Class C
3
2
1
0.001
LPIUX
Larkin Point Equity Preservation Fund Class I
3
2
1
0.001
LPRUX
Larkin Point Equity Preservation Fund Class R
3
2
1
0.001
LGILX
Laudus Growth Investors U.S. Large Cap Growth Fd
3
2
1
0.001
RLCPX
Lazard Capital Allocator Opportunistic Portfolio R6 Shs
3
2
1
0.001
RLDMX
Lazard Developing Markets Equity Portfolio R6 Shs
3
2
1
0.001
RLEOX
Lazard Emerging Markets Core Equity Portfolio R6 Shs
3
2
1
0.001
RLEDX
Lazard Emerging Markets Debt Portfolio R6 Shs
3
2
1
0.001
RLEBX
Lazard Emerging Markets Equity Blend Portfolio R6 Shs
3
2
1
0.001
RLEIX
Lazard Emerging Markets Income Portfolio R6 Shares
3
2
1
0.001
RLMSX
Lazard Emerging Markets Multi Asset Portfolio R6 Shares
3
2
1
0.001
RLZEX
Lazard Enhanced Opportunities Portfolio R6 Shares
3
2
1
0.001
RLETX
Lazard Explorer Total Return Portfolio R6 Shs
3
2
1
0.001
RFLSX
Lazard Fundamental Long/Short Portfolio R6 Shares
3
2
1
0.001
RLGEX
Lazard Global Equity Select Portfolio R6 Shares
3
2
1
0.001
RLGFX
Lazard Global Fixed Income Portfolio R6 Shs
3
2
1
0.001
RLGLX
Lazard Global Listed Infrastructure Portfolio R6 Shs
3
2
1
0.001
RLGRX
Lazard Global Realty Equity Portfolio R6 Shs
3
2
1
0.001
RGSTX
Lazard Global Strategic Equity Portfolio R6 Shares
3
2
1
0.001
XLGIX
Lazard Global Total Return and Income Fund, Inc. XNYSLGI
3
2
1
0.001
RICNX
Lazard International Equity Concentrated Portfolio R6 Shares
3
2
1
0.001
RLIQX
Lazard International Equity Select Portfolio R6 Shs
3
2
1
0.001
RLICX
Lazard International Small Cap Equity Portfolio R6 Shs
3
2
1
0.001
RMSTX
Lazard Master Alternatives Portfolio R6 Shares
3
2
1
0.001
RLCIX
Lazard US Corporate Income Portfolio R6 Shs
3
2
1
0.001
RLUEX
Lazard US Equity Concentrated Portfolio R6 Shs
3
2
1
0.001
RLMCX
Lazard US Mid Cap Equity Portfolio R6 Shs
3
2
1
0.001
RLREX
Lazard US Realty Equity Portfolio R6 Shs
3
2
1
0.001
RLRIX
Lazard US Realty Income Portfolio R6 Shs
3
2
1
0.001
RLSDX
Lazard US Short Duration Fixed Income Portfolio R6 Shs
3
2
1
0.001
RLSGX
Lazard US Small Cap Equity Growth Portfolio R6 Shares
3
2
1
0.001
RLSMX
Lazard US Small-Mid Cap Equity Portfolio R6 Shs
3
2
1
0.001
XLORX
Lazard World Dividend & Income Fund, Inc. XNYSLOR
3
2
1
0.001
LEDAX
Leadsman Capital Strategic Income Fund Class A
3
2
1
0.001
LEDYX
Leadsman Capital Strategic Income Fund Institutional Class
3
2
1
0.001
LEDRX
Leadsman Capital Strategic Income Fund Investor Class
3
2
1
0.001
LBHRX
Legg Mason BW Global High Yield Fd Cl R
3
2
1
0.001
XBWGX
Legg Mason BW Global Income Opportunities Fund XNYSbwg
3
2
1
0.001
LMNVX
Legg Mason Capital Management Value Trust Cl I
3
2
1
0.001
CLCBX
Legg Mason ClearBridge Diversified Large Cap Growth Fd Cl B
3
2
1
0.001
XSCDX
Legg Mason Partners Capital & Income Fund Inc. XNYSSCD
3
2
1
0.001
XTLIX
Legg Mason Partners Corporate Loan Fund Inc. XNYSTLI
3
2
1
0.001
SHBBX
Legg Mason Partners Fd, Inc. Short Term Bond Fd Cl B
3
2
1
0.001
XRITX
Legg Mason Partners Real Estate Income Fund Inc. XNYSRIT
3
2
1
0.001
XUSAX
Liberty All Star Equity Fund XNYSUSA
3
2
1
0.001
XASGX
Liberty All Star Growth Fund XNYSASG
3
2
1
0.001
LFTAX
Lifetime Achievement Fund, Inc.
3
2
1
0.001
LHVCX
Linde Hansen Contrarian Value Fd Cl C
3
2
1
0.001
LPECX
Listed Private Equity Plus Fd - Cl C
3
2
1
0.001
LPEAX
Listed Private Equity Plus Fd Cl A
3
2
1
0.001
LHMSX
Little Harbor MultiStrategy Composite Fund
3
2
1
0.001
LKEAX
LKCM Equity Fund Adviser Class
3
2
1
0.001
LKSDX
LKCM Small-Mid Cap Equity Fd Adv Cl
3
2
1
0.001
LMCAX
LM Capital Opportunistic Bond Fund- Retirement Class
3
2
1
0.001
LKAIX
Loeb King Alternative Strategies Fund - Institutional Class
3
2
1
0.001
LKASX
Loeb King Alternative Strategies Fund - Investor Class
3
2
1
0.001
LKPIX
Loeb King Asia Fund - Institutional Class
3
2
1
0.001
LKPAX
Loeb King Asia Fund - Investor Class
3
2
1
0.001
LPYIX
Logan Circle Partners High Yield Fund I Class Shares
3
2
1
0.001
LPYRX
Logan Circle Partners High Yield Fund R Class Shares
3
2
1
0.001
LPMIX
Logan Circle Partners Multi-Sector Fixed Income Fund I Class Shares
3
2
1
0.001
LPMRX
Logan Circle Partners Multi-Sector Fixed Income Fund R Class Shares
3
2
1
0.001
LPGIX
Logan Circle Partners Select Growth Equity Fund I Class Shares
3
2
1
0.001
LPGRX
Logan Circle Partners Select Growth Equity Fund R Class Shares
3
2
1
0.001
LONGX
Longboard Long/Short Fund- Class I
3
2
1
0.001
LBCIX
Longbow Long/Short Energy Infrastructure Fund Institutional Class
3
2
1
0.001
LBCRX
Longbow Long/Short Energy Infrastructure Fund Investor Class
3
2
1
0.001
NEFRX
Loomis Sayles Core Plus Bond Fd Cl A
3
2
1
0.001
NERBX
Loomis Sayles Core Plus Bond Fd Cl B
3
2
1
0.001
NEHBX
Loomis Sayles Funds - High Income Fund Class B (Trust II)
3
2
1
0.001
NELBX
Loomis Sayles Funds - Ltd Term Govt and Agency Cl B
3
2
1
0.001
LBFAX
Loomis Sayles Funds - Bond Fund Class A (Trust I)
3
2
1
0.001
NEZBX
Loomis Sayles Funds - Strategic Income Fund Class B (Trust II)
3
2
1
0.001
LGRBX
Loomis Sayles Growth Fund Class B
3
2
1
0.001
LGBBX
Loomis Sayles Investment Grade Bond Fund Class B
3
2
1
0.001
LSVBX
Loomis Sayles Value Fund Class B
3
2
1
0.001
LBNYX
Lord Abbett Bond Debenture Fund Inc Class I
3
2
1
0.001
LVMRX
Lord Abbett Calibrated Mid Cap Value Fd Cl R3
3
2
1
0.001
LADYX
Lord Abbett Developing Growth Fund Inc. Class I
3
2
1
0.001
LDMPX
Lord Abbett Developing Local Markets Fd - Cl P
3
2
1
0.001
LAVFX
Lord Abbett Fundamental Equity Fund Cl F
3
2
1
0.001
LISCX
Lord Abbett Intermediate Tax-Free Fund Class C
3
2
1
0.001
LICRX
Lord Abbett Intl Core Equity Fd - Cl R3
3
2
1
0.001
LDLAX
Lord Abbett Investment Trust Short Duration Income Fd Cl C
3
2
1
0.001
LMIYX
Lord Abbett Securities Trust Micro-Cap Growth Fund Class I
3
2
1
0.001
LABXX
Lord Abbett U.S. Government Securities Money Market Fund, Inc. Class B
3
2
1
0.001
LCCXX
Lord Abbett U.S. Government Securities Money Market Fund, Inc. Class C
3
2
1
0.001
LACXX
Lord Abbett U.S. Govt & Govt Sponsored Enterprises Money Mkt Fd Inc.,
3
2
1
0.001
LAYXX
Lord Abbett U.S. Govt & Govt Sponsored Entpr MMkt Fd Cl I
3
2
1
0.001
MBOVX
M Business Large Cap Value Fund
3
2
1
0.001
MFCPX
M Capital Appreciation Fund
3
2
1
0.001
MBEQX
M International Equity Fund
3
2
1
0.001
MTCGX
M Large Cap Growth Fund
3
2
1
0.001
XMGUX
Macquarie Global Infrastructure Total Return Fund Inc. XNYSMGU
3
2
1
0.001
XMFDX
Macquarie/First Trust Global Infrastructure/Utilities Divd & Incm Fd XNYSMFD
3
2
1
0.001
MFAXX
Madison Cash Reserves Fund Class A
3
2
1
0.001
MFBXX
Madison Cash Reserves Fund Class B
3
2
1
0.001
XMCNX
Madison Covered Call & Equity Strategy Fd XNYSMCN
3
2
1
0.001
MADTX
Madison Government Bond Fund Cl Y
3
2
1
0.001
XMSPX
Madison Strategic Sector Premium Fund XNYSMSP
3
2
1
0.001
MSORX
MainStay Common Stock Fd - Cl R2
3
2
1
0.001
MCCVX
MainStay Convertible Fund Class C
3
2
1
0.001
XMMDX
MainStay Defined Term Municipal Opportunities Fd XNYSMMD
3
2
1
0.001
MMAXX
MainStay Funds Money Market Class A
3
2
1
0.001
MKMXX
MainStay Funds Money Market Fund B
3
2
1
0.001
ICGLX
MainStay ICAP Global Fund, Class A
3
2
1
0.001
ICGCX
MainStay ICAP Global Fund, Class C
3
2
1
0.001
ICGRX
MainStay ICAP Global Fund, Class I
3
2
1
0.001
ICGNX
MainStay ICAP Global Fund, Investor Cl
3
2
1
0.001
MSCXX
MainStay Money Market Fund Class C
3
2
1
0.001
MKTXX
MainStay Money Market Fund Investor Class
3
2
1
0.001
MYSPX
MainStay S&P 500 Index Fund Investor Class
3
2
1
0.001
MSTAX
MainStay Short Term Bond Fund Class A
3
2
1
0.001
MSICX
MainStay Unconstrained Bond Fd Cl C
3
2
1
0.001
XHYFX
Managed High Yield Plus Fund Inc. XNYSHYF
3
2
1
0.001
MNCRX
Manning & Napier Advisors, Inc. Pro-Blend Conservative Term Srs R
3
2
1
0.001
EXOTX
Manning & Napier Fd, Inc. Ohio Tax Exempt Series
3
2
1
0.001
MTHIX
Manning & Napier Fd, Target 2010 Srs Cl I
3
2
1
0.001
MTHKX
Manning & Napier Fd, Target 2010 Srs Cl K
3
2
1
0.001
MTHRX
Manning & Napier Fd, Target 2010 Srs Cl R
3
2
1
0.001
MNIFX
Manning & Napier Inflation Focus Equity Series
3
2
1
0.001
MFVIX
Martin Focused Value Fd Inst Cl
3
2
1
0.001
MFVRX
Martin Focused Value Fd Retail Cl
3
2
1
0.001
TMDXX
Maryland Tax-Free Money Fund
3
2
1
0.001
MHITX
Massachusetts Financial High Income Trust A
3
2
1
0.001
XMHEX
Massachusetts Health & Education Tax-Exempt Trust (The) XASEMHE
3
2
1
0.001
MPILX
MassMutual Premier Disciplined Value Fund Administrative Class
3
2
1
0.001
MKSXX
MassMutual Premier Money Market Fund Class R5
3
2
1
0.001
MPSDX
MassMutual Premier Short-Duration Bond Fund Class R4
3
2
1
0.001
MPLSX
MassMutual Premier Strategic Emerging Markets Fund Administrative Class
3
2
1
0.001
MCZIX
MassMutual Premier Value Fund Class I
3
2
1
0.001
MRFAX
MassMutual RetireSMART 2040 Fund Class A
3
2
1
0.001
MMWYX
MassMutual RetireSMART 2055 Fund Administrative Class
3
2
1
0.001
MMWEX
MassMutual RetireSMART 2055 Fund Class R4
3
2
1
0.001
MCTAX
MassMutual RetireSMART Conservative Fund Class A
3
2
1
0.001
MBCYX
MassMutual Select Blue Chip Growth Fund Service Class
3
2
1
0.001
MFUAX
MassMutual Select Fundamental Value Fund Class A
3
2
1
0.001
MGRFX
MassMutual Select Mid Cap Growth Equity II Fund Class R5
3
2
1
0.001
MMCLX
MassMutual Select Small Company Growth Fund Administrative Class
3
2
1
0.001
MRWAX
MassMutual Select Small Company Growth Fund Class A
3
2
1
0.001
MRWIX
MassMutual Select Small Company Growth Fund Class I
3
2
1
0.001
MRWTX
MassMutual Select Small Company Growth Fund Class R3
3
2
1
0.001
MRWFX
MassMutual Select Small Company Growth Fund Class R4
3
2
1
0.001
MSCSX
MassMutual Select Small Company Growth Fund Class R5
3
2
1
0.001
MMCYX
MassMutual Select Small Company Growth Fund Service Class
3
2
1
0.001
FMVFX
Matson Money Fixed Income VI Portfolio
3
2
1
0.001
FMVIX
Matson Money International Equity VI Portfolio
3
2
1
0.001
FMVUX
Matson Money U.S. Equity VI Portfolio
3
2
1
0.001
MIPIX
Matthews Asia Dividend Fund Insti Class
3
2
1
0.001
XMZFX
MBIA Capital/Claymore Managed Duration Investment Grade Muni Fund XNYSMZF
3
2
1
0.001
MCDNX
McKinley Diversified Income Fd Inst Cl
3
2
1
0.001
MCDRX
McKinley Diversified Income Fd Inv Cl
3
2
1
0.001
MCNUX
McKinley Non-U.S. Core Growth Fund Y Class
3
2
1
0.001
MEMQX
Mercer Emerging Markets Equity Fd Cl Y-3
3
2
1
0.001
MGLVX
Mercer Global Low Volatility Equity Fd Cl Y-3
3
2
1
0.001
MOFIX
Mercer Opportunistic Fixed Income Fund Cl Y-3
3
2
1
0.001
MFCRX
Meridian Contrarian Fund - Institutional Class Shares
3
2
1
0.001
MRREX
Meridian Equity Income Fund - Institutional Class Shares
3
2
1
0.001
MUSIX
Merk Currency Enhanced US Equity Fd Insti Cl
3
2
1
0.001
MBILX
Merrill Lynch International B
3
2
1
0.001
MRNUX
MFS Absolute Return Fund Class R4
3
2
1
0.001
MUERX
MFS Blended Research Core Equity Fund Class R1
3
2
1
0.001
MFBJX
MFS Bond Fund Class R4
3
2
1
0.001
XCCAX
MFS California Municipal Fund XASECCA
3
2
1
0.001
MSRXX
MFS Cash Reserve Fund A
3
2
1
0.001
MCRXX
MFS Cash Reserve Fund Class B
3
2
1
0.001
CRVXX
MFS Cash Reserve Fund Class R1
3
2
1
0.001
CRMXX
MFS Cash Reserve Fund Class R2
3
2
1
0.001
CRJXX
MFS Cash Reserve Fund Class R3
3
2
1
0.001
CRKXX
MFS Cash Reserve Fund Class R4
3
2
1
0.001
MACXX
MFS Cash Reserve Fund Share Class - 529A
3
2
1
0.001
MRBXX
MFS Cash Reserve Fund Share Class - 529B
3
2
1
0.001
MRCXX
MFS Cash Reserve Fund Share Class - 529C
3
2
1
0.001
XMCRX
MFS Charter Income Trust XNYSMCR
3
2
1
0.001
MRERX
MFS Core Equity Fund Class R2
3
2
1
0.001
DIFEX
MFS Diversified Income Fund Class R2
3
2
1
0.001
MGBKX
MFS Global Bond Fund Cl R1
3
2
1
0.001
GLMIX
MFS Global Multi-Asset Fund Class I
3
2
1
0.001
XMGFX
MFS Government Markets Income Trust XNYSMGF
3
2
1
0.001
EMHBX
MFS High Income Fund Share Class - 529B
3
2
1
0.001
XCXEX
MFS High Income Municipal Trust XNYSCXE
3
2
1
0.001
XCMUX
MFS High Yield Municipal Trust XNYSCMU
3
2
1
0.001
MHOSX
MFS High Yield Opportunities Class R2
3
2
1
0.001
MIAHX
MFS Inflation Adjusted Bond Fund Class R3
3
2
1
0.001
XCMKX
MFS Intermarket Income Trust I XNYSCMK
3
2
1
0.001
XCIFX
MFS Intermediate High Income Fund XNYSCIF
3
2
1
0.001
XMINX
MFS Intermediate Income Trust XNYSMIN
3
2
1
0.001
XCXHX
MFS Investment Grade Municipal Trust XNYSCXH
3
2
1
0.001
MCMXX
MFS Money Market Fund A
3
2
1
0.001
XMMTX
MFS Multimarket Income Trust XNYSMMT
3
2
1
0.001
XMFMX
MFS Municipal Income Trust XNYSMFM
3
2
1
0.001
NDVAX
MFS New Discovery Value Fd Cl A
3
2
1
0.001
NDVBX
MFS New Discovery Value Fd Cl B
3
2
1
0.001
NDVCX
MFS New Discovery Value Fd Cl C
3
2
1
0.001
NDVIX
MFS New Discovery Value Fd Cl I
3
2
1
0.001
NDVRX
MFS New Discovery Value Fd Cl R1
3
2
1
0.001
NDVSX
MFS New Discovery Value Fd Cl R2
3
2
1
0.001
NDVTX
MFS New Discovery Value Fd Cl R3
3
2
1
0.001
NDVUX
MFS New Discovery Value Fd Cl R4
3
2
1
0.001
NDVVX
MFS New Discovery Value Fd Cl R5
3
2
1
0.001
MRBGX
MFS Research Bond Fund Class R1
3
2
1
0.001
MFRHX
MFS Research Fund Class R3
3
2
1
0.001
MDIQX
MFS Research International FDP Fund of FDP Srs, Inc. Cl A
3
2
1
0.001
MCCXX
MFS Series Trust I - MFS Cash Reserve Fund Class C
3
2
1
0.001
MFEBX
MFS Series Trust I - MSF Value Fund Class B
3
2
1
0.001
OTCBX
MFS Series Trust IV-MFS Mid-Cap Growth Fund Class B
3
2
1
0.001
XMFVX
MFS Special Value Trust XNYSMFV
3
2
1
0.001
MVAAX
MFS VALUE 529 PORT A
3
2
1
0.001
MVLCX
MFS VALUE 529 PORT C
3
2
1
0.001
MVAEX
MFS VALUE 529 PORT Z
3
2
1
0.001
MCFIX
MGI Core Opportunities Fixed Income Class Y3
3
2
1
0.001
MNCEX
MGI Non-US Core Equity Fund Class Y3
3
2
1
0.001
MLCGX
MGI U.S. Large Cap Growth Equity Class Y3
3
2
1
0.001
MLVCX
MGI U.S. Large Cap Value Equity Class Y3
3
2
1
0.001
MSCGX
MGI U.S. Small/Mid Cap Growth Equity Class Y3
3
2
1
0.001
MSMVX
MGI U.S. Small/MJid Cap Value Equity Class Y3
3
2
1
0.001
MHEIX
MH Elite Income Fund of Funds
3
2
1
0.001
GMQIX
Mid Cap Equity Portfolio Institutional Shares
3
2
1
0.001
XMDYX
Mid Cap SPDR 400 Trust, Series 1 ARCXMDY
3
2
1
0.001
MTIXX
Milestone Treasury Obligations Fd Inst Cl
3
2
1
0.001
MTOXX
Milestone Treasury Obligations Fd Inv Cl
3
2
1
0.001
MCPIX
Miller Convertible Plus Fund - Class I
3
2
1
0.001
XHIEX
Miller/Howard High Income Equity Fund XNYSHIE
3
2
1
0.001
MGCCX
Mirae Asset Discovery Fds, Asia Great Consumer Fd Cl C
3
2
1
0.001
BELAX
Modern Technology Fund Class A
3
2
1
0.001
BELCX
Modern Technology Fund Class C
3
2
1
0.001
BELIX
Modern Technology Fund Class I
3
2
1
0.001
BELRX
Modern Technology Fund Class R
3
2
1
0.001
FFIXX
Money Market Fund Institutional Class
3
2
1
0.001
FFMXX
Money Market Fund Retail Class
3
2
1
0.001
MPIXX
Money Market ProFund Investor Shares
3
2
1
0.001
MPSXX
Money Market ProFund Service
3
2
1
0.001
XMTSX
Montgomery Street Income Securities Inc. XNYSMTS
3
2
1
0.001
MCGTX
Morgan Creek Tactical Allocation Fd Cl C
3
2
1
0.001
XAPFX
Morgan Stanley Asia Pacific Fund, Inc. XNYSAPF
3
2
1
0.001
DSCXX
Morgan Stanley California Tax Free Daily Income Tr
3
2
1
0.001
XCAFX
Morgan Stanley China A Share Fund, Inc. XNYSCAF
3
2
1
0.001
XRNEX
Morgan Stanley Eastern Europe Fund, Inc. XNYSRNE
3
2
1
0.001
XMSDX
Morgan Stanley Emerging Markets Debt Fund, Inc. XNYSMSD
3
2
1
0.001
XEDDX
Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. XNYSEDD
3
2
1
0.001
XMSFX
Morgan Stanley Emerging Markets Fund, Inc. XNYSMSF
3
2
1
0.001
EUGDX
Morgan Stanley European Equity Fund Cl I
3
2
1
0.001
UTLAX
Morgan Stanley Global Infrastructure Fd Cl A
3
2
1
0.001
UTLCX
Morgan Stanley Global Infrastructure Fd Cl C
3
2
1
0.001
UTLDX
Morgan Stanley Global Infrastructure Fd Cl I
3
2
1
0.001
UTLQX
Morgan Stanley Global Infrastructure Fund Class Q
3
2
1
0.001
XICBX
Morgan Stanley Income Securities Inc. XNYSICB
3
2
1
0.001
XIIFX
Morgan Stanley India Investment Fund, Inc. XNYSIIF
3
2
1
0.001
MSIEX
Morgan Stanley Inst Fund, Inc Emerging Markets Debt Pt Class I
3
2
1
0.001
MSGXX
Morgan Stanley Inst Liquidity Fds, Gov Pft-Cash Mgmt Cl
3
2
1
0.001
MVSXX
Morgan Stanley Inst Liquidity Fds, Money Market Portfolio Advisory Cl
3
2
1
0.001
MIOXX
Morgan Stanley Inst Liquidity Fds, Money Market Portfolio Investor Cl
3
2
1
0.001
MSPXX
Morgan Stanley Inst Liquidity Fds, Prime Pft-Cash Mgmt Cl
3
2
1
0.001
MXIXX
Morgan Stanley Inst Liquidity Fds, Tax-Exempt Portfolio Investor Cl
3
2
1
0.001
MGEIX
Morgan Stanley Insti Fd Equity Growth Portfolio Cl I
3
2
1
0.001
MGELX
Morgan Stanley Insti Fd Equity Growth Portfolio Cl L
3
2
1
0.001
MEDLX
Morgan Stanley Insti Fd, Emerging Markets Debt Ptf Cl L
3
2
1
0.001
MGOXX
Morgan Stanley Insti Liq Fds, Government Portfolio Administrative Ptf
3
2
1
0.001
MPCXX
Morgan Stanley Insti Liq Fds, Government Portfolio Participant Class
3
2
1
0.001
MGSXX
Morgan Stanley Insti Liq Fds, Government Portfolio Service Class
3
2
1
0.001
MGAXX
Morgan Stanley Insti Liq Fds, Government Securities Administrative Cl
3
2
1
0.001
MVAXX
Morgan Stanley Insti Liq Fds, Government Securities Advisory Cl
3
2
1
0.001
MCHXX
Morgan Stanley Insti Liq Fds, Government Securities Cash Management Cl
3
2
1
0.001
MUIXX
Morgan Stanley Insti Liq Fds, Government Securities Insti Cl
3
2
1
0.001
MVIXX
Morgan Stanley Insti Liq Fds, Government Securities Investor Cl
3
2
1
0.001
MGPXX
Morgan Stanley Insti Liq Fds, Government Securities Participant Cl
3
2
1
0.001
MSVXX
Morgan Stanley Insti Liq Fds, Government Securities Service Cl
3
2
1
0.001
MANXX
Morgan Stanley Insti Liq Fds, Money Market Portfolio Administrative Cl
3
2
1
0.001
MMNXX
Morgan Stanley Insti Liq Fds, Money Market Portfolio Participant Class
3
2
1
0.001
MMRXX
Morgan Stanley Insti Liq Fds, Money Market Portfolio Service Class
3
2
1
0.001
MPMXX
Morgan Stanley Insti Liq Fds, Prime Portfolio Administrative Class
3
2
1
0.001
MPVXX
Morgan Stanley Insti Liq Fds, Prime Portfolio Investor Class
3
2
1
0.001
MPNXX
Morgan Stanley Insti Liq Fds, Prime Portfolio Participant Class
3
2
1
0.001
MPEXX
Morgan Stanley Insti Liq Fds, Prime Portfolio Service Class
3
2
1
0.001
MXAXX
Morgan Stanley Insti Liq Fds, Tax-Exempt Portfolio Administrative Cl
3
2
1
0.001
MXPXX
Morgan Stanley Insti Liq Fds, Tax-Exempt Portfolio Participant Class
3
2
1
0.001
MXSXX
Morgan Stanley Insti Liq Fds, Tax-Exempt Portfolio Service Class
3
2
1
0.001
MTTXX
Morgan Stanley Insti Liq Fds, Treasury Portfolio Administrative Class
3
2
1
0.001
MTNXX
Morgan Stanley Insti Liq Fds, Treasury Portfolio Investor Class
3
2
1
0.001
MTCXX
Morgan Stanley Insti Liq Fds, Treasury Portfolio Participant Class
3
2
1
0.001
MTSXX
Morgan Stanley Insti Liq Fds, Treasury Portfolio Service Class
3
2
1
0.001
MAMXX
Morgan Stanley Insti Liq Fds, Treasury Sec Ptf Adm Cl
3
2
1
0.001
MVYXX
Morgan Stanley Insti Liq Fds, Treasury Sec Ptf Advisory Cl
3
2
1
0.001
MHSXX
Morgan Stanley Insti Liq Fds, Treasury Sec Ptf Cash Management Cl
3
2
1
0.001
MSUXX
Morgan Stanley Insti Liq Fds, Treasury Sec Ptf Insti Cl
3
2
1
0.001
MNVXX
Morgan Stanley Insti Liq Fds, Treasury Sec Ptf Inv Cl
3
2
1
0.001
MPRXX
Morgan Stanley Insti Liq Fds, Treasury Sec Ptf Participant Cl
3
2
1
0.001
MSSXX
Morgan Stanley Insti Liq Fds, Treasury Sec Ptf Serv Cl
3
2
1
0.001
MPUXX
Morgan Stanley Insti Liquidity Fds Money Market Ptf Insti Cl
3
2
1
0.001
MPFXX
Morgan Stanley Insti Liquidity Fds Prime Ptf Insti Cl
3
2
1
0.001
MTXXX
Morgan Stanley Insti Liquidity Fds Tax-Exempt Ptf Insti Cl
3
2
1
0.001
MVRXX
Morgan Stanley Insti Liquidity Fds, Government Portf Insti Class
3
2
1
0.001
MVVXX
Morgan Stanley Insti Liquidity Fds, Government Portf Investor Class
3
2
1
0.001
MSHXX
Morgan Stanley Insti Liquidity Fds, Money Market Ptf (Csh Management C
3
2
1
0.001
MAVXX
Morgan Stanley Insti Liquidity Fds, Prime Ptf Advisory Class
3
2
1
0.001
MADXX
Morgan Stanley Insti Liquidity Fds, Tax Exempt ptf Advisory Class
3
2
1
0.001
MTMXX
Morgan Stanley Insti Liquidity Fds, Tax-Exempt Ptf (Csh Management Cl)
3
2
1
0.001
MAOXX
Morgan Stanley Insti Liquidity Fds, Treasury Portf Advisory Class
3
2
1
0.001
MISXX
Morgan Stanley Insti Liquidity Fds, Treasury Portf Instit Class
3
2
1
0.001
MREXX
Morgan Stanley Insti Liquidity Fds, Treasury Ptf (Csh Management Cl)
3
2
1
0.001
MSHYX
Morgan Stanley Institutional Fund Trust High Yield Portfolio - Class IS
3
2
1
0.001
MAYXX
Morgan Stanley Institutional Liquidity Fds, Govt Portf Advisory Cl
3
2
1
0.001
LDTRX
Morgan Stanley Limited Duration U.S. Government Trust Adv Cl
3
2
1
0.001
MLDUX
Morgan Stanley Limited Duration US Government Trust Class I
3
2
1
0.001
DWLXX
Morgan Stanley Liquid Asset Fund, Inc.
3
2
1
0.001
AANXX
Morgan Stanley New York Municipal Money Market Tr AA Sweep Cl
3
2
1
0.001
DWNXX
Morgan Stanley New York Municipal Money Market Trust
3
2
1
0.001
DSTXX
Morgan Stanley Tax-Free Daily Income Trust
3
2
1
0.001
DWGXX
Morgan Stanley U.S. Government Money Market Trust
3
2
1
0.001
UTLBX
Morgan StanleyGlobal Infrastructure Fd Class B
3
2
1
0.001
FOEIX
Motley Fool Epic Voyage Fund- Institutional Shares
3
2
1
0.001
MAVCX
MPS Thomson Reuters Venture Capital Fund- Class A
3
2
1
0.001
MIVCX
MPS Thomson Reuters Venture Capital Fund- Institutional Class
3
2
1
0.001
IEDBX
MSIF Emerging Markets Domestic Debt Portfolio Class A
3
2
1
0.001
MEMDX
MSIF Emerging Markets Domestic Debt Portfolio Class IS
3
2
1
0.001
MEGPX
MSIF Opportunity Portfolio Class A
3
2
1
0.001
MOPSX
MSIF Opportunity Portfolio Class IS
3
2
1
0.001
MAFXX
Mutual America Insti Fds, Inc. Money Market Fund
3
2
1
0.001
FMRAX
Mutual Recovery Fund Class A
3
2
1
0.001
FCMRX
Mutual Recovery Fund Class C
3
2
1
0.001
XZZZX
NASDAQ OMX Test - Mutual Fund Closed End
3
2
1
0.001
NWGDX
Nationwide HighMark Balanced Fund Class A
3
2
1
0.001
NWGEX
Nationwide HighMark Balanced Fund Class C
3
2
1
0.001
NWGFX
Nationwide HighMark Balanced Fund Institutional Class
3
2
1
0.001
NWGGX
Nationwide HighMark Balanced Fund Institutional Service Class
3
2
1
0.001
NWGLX
Nationwide HighMark Large Cap Growth Fund Class A
3
2
1
0.001
NWGMX
Nationwide HighMark Large Cap Growth Fund Class C
3
2
1
0.001
NWGNX
Nationwide HighMark Large Cap Growth Fund Institutional Class
3
2
1
0.001
NWGOX
Nationwide HighMark Large Cap Growth Fund Institutional Service Class
3
2
1
0.001
NWJOX
Nationwide HighMark National Intermediate Tax Free Bond Fund Class A
3
2
1
0.001
NWGQX
Nationwide HighMark Small Cap Core Fund Class C
3
2
1
0.001
NWGTX
Nationwide HighMark Value Fund Class A
3
2
1
0.001
NWGUX
Nationwide HighMark Value Fund Class C
3
2
1
0.001
NWGWX
Nationwide HighMark Value Fund Institutional Class
3
2
1
0.001
NWKFX
Nationwide HighMark Value Fund Institutional Service Class
3
2
1
0.001
MIFXX
Nationwide Money Market Fd Prime Shares
3
2
1
0.001
NWSXX
Nationwide Money Market Fd Service Cl Shs
3
2
1
0.001
GMIXX
Nationwide Money Market Institutional Class
3
2
1
0.001
NWGZX
Nationwide Ziegler Equity Income Fund Class C
3
2
1
0.001
NEGBX
Natixis Oakmark Fund Class B
3
2
1
0.001
NESBX
Natixis U.S. Equity Opportunities Fund Class B
3
2
1
0.001
NECMX
Neiman Large Cap Value Fund Class C Shares
3
2
1
0.001
NTAFX
Neiman Tactical Income Fd A Shs
3
2
1
0.001
NBABX
Neuberger Berman Advisers Management Trust - Balanced
3
2
1
0.001
XNBWX
Neuberger Berman California Intermediate Municipal Fund Inc XASENBW
3
2
1
0.001
NGSRX
Neuberger Berman Genesis Fund Class R3
3
2
1
0.001
XNHSX
Neuberger Berman High Yield Strategies Fund XASENHS
3
2
1
0.001
XNBHX
Neuberger Berman Intermediate Municipal Fund Inc XASENBH
3
2
1
0.001
XNMLX
Neuberger Berman MLP Income Fd Inc. XNYSNML
3
2
1
0.001
XNBOX
Neuberger Berman New York Intermediate Municipal Fund Inc XASENBO
3
2
1
0.001
XNROX
Neuberger Berman Real Estate Securities Income Fd Inc. XASENRO
3
2
1
0.001
NRSIX
Neuberger Berman Strategic Income Fd Cl R6
3
2
1
0.001
NRUBX
Neuberger Berman Unconstrained Bond Fund Cl R6
3
2
1
0.001
NCGFX
New Covenant Growth Fd
3
2
1
0.001
XGFNX
New Germany Fund XNYSGF
3
2
1
0.001
GTAIX
New Path Tactical Allocation Fd Inst Cl
3
2
1
0.001
GTAAX
New Path Tactical Allocation Fd Inv Cl
3
2
1
0.001
ANWFX
New Perspective Fund, Class F-2 Shares
3
2
1
0.001
NSDWX
New Sheridan Developing World Fund, Investor Class
3
2
1
0.001
FKNCX
New York Intermediate-Term Tax Free Income Fund Class C
3
2
1
0.001
NYTXX
New York Tax-Free Money Fd
3
2
1
0.001
NYFXX
New York Tax-Free Money Fund-Tax Exempt New York Money Mkt Fd
3
2
1
0.001
NEWRX
Newmark Risk-Managed Opportunistic Fund
3
2
1
0.001
XNHFX
NexPoint Credit Strategies Fund XNYSNHF
3
2
1
0.001
NICXX
Nicholas Money Market Fd Inc.
3
2
1
0.001
NFRNX
Nile Global Frontier Fund Inst Cl
3
2
1
0.001
NSDAX
North Star Dividend Fund Cl A
3
2
1
0.001
NSDRX
North Star Dividend Fund Cl R
3
2
1
0.001
NSMEX
North Star Micro Cap Fund Cl A
3
2
1
0.001
NSMYX
North Star Micro Cap Fund Cl R
3
2
1
0.001
NOCXX
Northern Funds California Municipal Money Market Fund
3
2
1
0.001
NORXX
Northern Funds Money Market Fund
3
2
1
0.001
NOMXX
Northern Funds Municipal Money Market Fund
3
2
1
0.001
NOGXX
Northern Funds US Gorvernment Money Market Fund
3
2
1
0.001
NOSXX
Northern Funds US Government Select Money Market Fund
3
2
1
0.001
NPOXX
Northern Insti Fds, Prime Obligations Portfolio GFS Shares
3
2
1
0.001
BDAXX
Northern Institutional Diversified Assets Portfolio
3
2
1
0.001
BNGXX
Northern Institutional Government Portfolio
3
2
1
0.001
BGSXX
Northern Institutional Government Select
3
2
1
0.001
BTEXX
Northern Institutional Tax-Exempt Portfolio
3
2
1
0.001
BDDXX
Northern Institutional Fds Diversified Assets Portfolio Premier Class
3
2
1
0.001
BDCXX
Northern Institutional Fds Diversified Assets Portfolio Service Class
3
2
1
0.001
BGDXX
Northern Institutional Fds Government Portfolio Premier Class
3
2
1
0.001
BGCXX
Northern Institutional Fds Government Portfolio Service Class
3
2
1
0.001
BSDXX
Northern Institutional Fds Government Select Portfolio Premier Class
3
2
1
0.001
BSCXX
Northern Institutional Fds Government Select Portfolio Service Class
3
2
1
0.001
NMUXX
Northern Institutional Fds Municipal Money Market Fd
3
2
1
0.001
BMSXX
Northern Institutional Fds Municipal Portfolio Service Class
3
2
1
0.001
NPAXX
Northern Institutional Fds Prime Obligations Portfolio Class Shares
3
2
1
0.001
BTSXX
Northern Institutional Fds Tax Exempt Portfolio Service Class
3
2
1
0.001
WCGXX
Northern Institutional Funds Government Select Portfolio, Williams Capital Shares
3
2
1
0.001
NPCXX
Northern Institutional Funds Prime Obligations Portfolio Service Class
3
2
1
0.001
WCPXX
Northern Institutional Funds Prime Obligations Portfolio, Williams Capital Shares
3
2
1
0.001
NITXX
Northern Institutional Treasury Ptf Shs
3
2
1
0.001
SFEOX
Northern Lights Fund Trust II hundredfold Select Equity Fund
3
2
1
0.001
NPSIX
NP Strategic Municipal Fund- Investor Shares
3
2
1
0.001
XJMLX
Nuveen All Cap Energy MLP Opportunities Fund XNYSJMLP
3
2
1
0.001
XNUWX
Nuveen AMT-Free Municipal Value Fd XNYSNUW
3
2
1
0.001
XNAZX
Nuveen Arizona Premium Income Municipal Fund Inc. XNYSNAZ
3
2
1
0.001
XNBBX
Nuveen Build America Bond Fund XNYSNBB
3
2
1
0.001
XNBDX
Nuveen Build America Bond Opportunity Fund XNYSNBD
3
2
1
0.001
XNACX
Nuveen California Dividend Advantage Municipal Fd XNYSNAC
3
2
1
0.001
XNCDX
Nuveen California Dividend Advantage Municipal Fund 2 XASENVX
3
2
1
0.001
XNZHX
Nuveen California Dividend Advantage Municipal Fund 3 XASENZH
3
2
1
0.001
XNCAX
Nuveen California Municipal Value Fd Inc XNYSNCA
3
2
1
0.001
XNCBX
Nuveen California Municipal Value Fund 2 XASENCB
3
2
1
0.001
XNTCX
Nuveen Connecticut Premium Income Municipal Fd XNYSNTC
3
2
1
0.001
XJCEX
Nuveen Core Equity Alpha Fund XNYSJCE
3
2
1
0.001
XJQCX
Nuveen Credit Strategies Income Fund XNYSJQC
3
2
1
0.001
XCFDX
Nuveen Diversified Commodity Fund XASECFD
3
2
1
0.001
XJDDX
Nuveen Diversified Dividend and Income Fund XNYSJDD
3
2
1
0.001
XNADX
Nuveen Dividend Advantage Municipal Fd XNYSNAD
3
2
1
0.001
XNXZX
Nuveen Dividend Advantage Municipal Fund 2 XASENXZ
3
2
1
0.001
XNZFX
Nuveen Dividend Advantage Municipal Fund 3 XASENZF
3
2
1
0.001
XDIAX
Nuveen Dow 30 Dynamic Overwrite Fund XNYSDIAX
3
2
1
0.001
XJMFX
Nuveen Energy MLP Total Return Fund XNYSJMF
3
2
1
0.001
XNEVX
Nuveen Enhanced Municipal Value Fund XNYSNEV
3
2
1
0.001
XJLAX
Nuveen Equity Premium Advantage Fund XNYSJLA
3
2
1
0.001
XJSNX
Nuveen Equity Premium Opportunity Fund XNYSJSN
3
2
1
0.001
XJPWX
Nuveen Flexible Investment Income Fund XNYSjpw
3
2
1
0.001
XJFRX
Nuveen Floating Rate Income Fund XNYSJFR
3
2
1
0.001
XJROX
Nuveen Floating Rate Income Opportunity Fund XNYSJRO
3
2
1
0.001
XNKGX
Nuveen Georgia Dividend Advantage Municipal Fund 2 XASENKG
3
2
1
0.001
XJGVX
Nuveen Global Equity Income Fund XNYSJGV
3
2
1
0.001
XJGHX
Nuveen Global High Income Fund XNYSJGH
3
2
1
0.001
NTPAX
Nuveen Global Tactical Opportunities Plus Fd Cl A
3
2
1
0.001
NTPCX
Nuveen Global Tactical Opportunities Plus Fd Cl C
3
2
1
0.001
NTPIX
Nuveen Global Tactical Opportunities Plus Fd Cl I
3
2
1
0.001
XNXCX
Nuveen Insured California Select Tax-Free Portfolio XNYSNXC
3
2
1
0.001
XNCMX
Nuveen Insured California Tax-Free Advantage Muni Fd XASENKX
3
2
1
0.001
XNVGX
Nuveen Insured Dividend Advantage Municipal Fund XASENVG
3
2
1
0.001
XNIOX
Nuveen Insured Municipal Opportunity Fd Inc XNYSNIO
3
2
1
0.001
XNXNX
Nuveen Insured New York Select Tax-Free Portfolio XNYSNXN
3
2
1
0.001
XNRKX
Nuveen Insured New York Tax-Free Advantage Municipal Fund XASENRK
3
2
1
0.001
XNQIX
Nuveen Insured Quality Municipal Fd Inc XNYSNQI
3
2
1
0.001
XNEAX
Nuveen Insured Tax-Free Advantage Municipal Fd XASENEA
3
2
1
0.001
NIGAX
Nuveen Intelligent Risk Growth Allocation Class A
3
2
1
0.001
XNIDX
Nuveen Intermediate Duration Municipal Term Fd XNYSNID
3
2
1
0.001
XNIQX
Nuveen Intermediate Duration Quality Municipal Term Fd XNYSNIQ
3
2
1
0.001
XNQMX
Nuveen Investment Quality Municipal Fd Inc XNYSNQM
3
2
1
0.001
XCTFX
Nuveen Long/Short Commodity Total Return Fd XASECTF
3
2
1
0.001
XNMYX
Nuveen Maryland Premium Income Municipal Fd XNYSNMY
3
2
1
0.001
XNMTX
Nuveen Massachusetts Premium Income Municipal Fd XNYSNMT
3
2
1
0.001
XNUMX
Nuveen Michigan Quality Income Municipal Fd Inc XNYSNUM
3
2
1
0.001
XMNSX
Nuveen Minnesota Municipal Income Fund XNYSNMS
3
2
1
0.001
XNOMX
Nuveen Missouri Premium Income Municipal Fd XASENOM
3
2
1
0.001
XJLSX
Nuveen Mortgage Opportunity Term Fund XNYSJLS
3
2
1
0.001
XJMTX
Nuveen Mortgage Opportunity Term Fund 2 XNYSJMT
3
2
1
0.001
XJMMX
Nuveen Multi-Market Income Fund Inc XNYSJMM
3
2
1
0.001
XNMAX
Nuveen Municipal Advantage Fd Inc XNYSNMA
3
2
1
0.001
XNMZX
Nuveen Municipal High Income Opportunity Fund XASENMZ
3
2
1
0.001
XNMIX
Nuveen Municipal Income Fd Inc XNYSNMI
3
2
1
0.001
XNMOX
Nuveen Municipal Market Opportunity Fd Inc XNYSNMO
3
2
1
0.001
XNUVX
Nuveen Municipal Value Fd Inc XNYSNUV
3
2
1
0.001
XQQQX
Nuveen NASDAQ 100 Dynamic Overwrite Fund XNASQQQX
3
2
1
0.001
XNXJX
Nuveen New Jersey Dividend Advantage Municipal Fund XNYSNXJ
3
2
1
0.001
XNJVX
Nuveen New Jersey Municipal Value Fund XASENJV
3
2
1
0.001
XNANX
Nuveen New York Dividend Advantage Municipal Fd XNYSNAN
3
2
1
0.001
XNXKX
Nuveen New York Dividend Advantage Municipal Fund 2 XASENXK
3
2
1
0.001
XNNYX
Nuveen New York Municipal Value Fd Inc XNYSNNY
3
2
1
0.001
XNYVX
Nuveen New York Municipal Value Fund 2 XASENYV
3
2
1
0.001
XNNPX
Nuveen New York Performance Plus Municipal Fd Inc XNYSNNP
3
2
1
0.001
XNNCX
Nuveen North Carolina Premium Income Municipal Fd XNYSNNC
3
2
1
0.001
XNUOX
Nuveen Ohio Quality Income Municipal Fd Inc XNYSNUO
3
2
1
0.001
XNQPX
Nuveen Pennsylvania Investment Quality Municipal Fd XNYSNQP
3
2
1
0.001
XNPNX
Nuveen Pennsylvania Municipal Value Fund XASENPN
3
2
1
0.001
XNPPX
Nuveen Performance Plus Municipal Fd Inc XNYSNPP
3
2
1
0.001
XJPIX
Nuveen Preferred and Income Term Fund XNYSJPI
3
2
1
0.001
XJPCX
Nuveen Preferred Income Opportunities Fund XNYSJPC
3
2
1
0.001
NPSAX
Nuveen Preferred Securities Fund - Cl A
3
2
1
0.001
XNPFX
Nuveen Premier Municipal Income Fd Inc XNYSNPF
3
2
1
0.001
XNPMX
Nuveen Premium Income Municipal Fd 2 Inc XNYSNPM
3
2
1
0.001
XNPTX
Nuveen Premium Income Municipal Fd 4 Inc XNYSNPT
3
2
1
0.001
XNPIX
Nuveen Premium Income Municipal Fd Inc XNYSNPI
3
2
1
0.001
XNQUX
Nuveen Quality Income Municipal Fd Inc XNYSNQU
3
2
1
0.001
XJTPX
Nuveen Quality Preferred Income Fund XNYSJTP
3
2
1
0.001
XJPSX
Nuveen Quality Preferred Income Fund 2 XNYSJPS
3
2
1
0.001
XJHPX
Nuveen Quality Preferred Income Fund 3 XNYSJHP
3
2
1
0.001
XJRIX
Nuveen Real Asset Income and Growth Fund XNYSJRI
3
2
1
0.001
NRIAX
Nuveen Real Asset Income Fd Cl A
3
2
1
0.001
XJRSX
Nuveen Real Estate Income Fund XASEJRS
3
2
1
0.001
XBXMX
Nuveen S&P 500 Buy-Write Income Fund XNYSJPZ
3
2
1
0.001
XSSPX
Nuveen S&P 500 Dynamic Overwrite Fund XNYSJPG
3
2
1
0.001
XNIMX
Nuveen Select Maturities Municipal Fd XNYSNIM
3
2
1
0.001
XNQSX
Nuveen Select Quality Municipal Fd Inc XNYSNQS
3
2
1
0.001
XNXPX
Nuveen Select Tax-Free Income Portfolio XNYSNXP
3
2
1
0.001
XNXQX
Nuveen Select Tax-Free Income Portfolio 2 XNYSNXQ
3
2
1
0.001
XNXRX
Nuveen Select Tax-Free Income Portfolio 3 XNYSNXR
3
2
1
0.001
XNSLX
Nuveen Senior Income Fd XNYSNSL
3
2
1
0.001
XJSDX
Nuveen Short Duration Credit Opportunities Fund XNYSJSD
3
2
1
0.001
NSSRX
Nuveen Short Term Bond Fund Class R3
3
2
1
0.001
FAGSX
Nuveen Strategy Growth Allocation Class A
3
2
1
0.001
NSYAX
Nuveen Symphony High Yield Bond Fd Cl A
3
2
1
0.001
XJTDX
Nuveen Tax-Advantaged Dividend Growth Fund XNYSJTD
3
2
1
0.001
XJTAX
Nuveen Tax-Advantaged Total Return Strategy Fund XNYSJTA
3
2
1
0.001
XNTSX
Nuveen Texas Quality Income Municipal Fd XNYSNTX
3
2
1
0.001
NUSRX
Nuveen U.S. Infrastructure Income Fund Class R3
3
2
1
0.001
NUSSX
Nuveen U.S. Infrastructure Income Fund Class R6
3
2
1
0.001
XNPVX
Nuveen Virginia Premium Income Municipal Fd XNYSNPV
3
2
1
0.001
NWIGX
NUVEEN WINSLOW LARGE CAP GROWTH PORT A
3
2
1
0.001
NWCGX
NUVEEN WINSLOW LARGE CAP GROWTH PORT C
3
2
1
0.001
NWEGX
NUVEEN WINSLOW LARGE CAP GROWTH PORT Z
3
2
1
0.001
OAKLX
Oakmark Select Fund (The) Cl I
3
2
1
0.001
OEEIX
Oaktree Emerging Markets Equity Fund - Institutional Class
3
2
1
0.001
OSFDX
Oceanstone Fund
3
2
1
0.001
OEPSX
Oil Equipment, Distribution & Services UltraSector ProFund Serv Cl
3
2
1
0.001
ARNDX
One Choice 2015 Portfolio R6-R6 Cl
3
2
1
0.001
ARDTX
One Choice in Retirement Portfolio R6-R6 Cl
3
2
1
0.001
CRSXX
Oppenheimer Cash Reserves
3
2
1
0.001
CRBXX
Oppenheimer Cash Reserves Class B
3
2
1
0.001
CSCXX
Oppenheimer Cash Reserves Class C
3
2
1
0.001
CSNXX
Oppenheimer Cash Reserves Class R
3
2
1
0.001
OCCIX
Oppenheimer Conservative Investor Fund Class C Shs
3
2
1
0.001
OGLIX
Oppenheimer Global Fund Cl I
3
2
1
0.001
IOEXX
Oppenheimer Institutional Money Market Fund E Shares
3
2
1
0.001
IOLXX
Oppenheimer Institutional Money Market Fund L Shares
3
2
1
0.001
IOPXX
Oppenheimer Institutional Money Market Fund P Shares
3
2
1
0.001
OAMIX
Oppenheimer Moderate Investor Fund Class A Shs
3
2
1
0.001
OMBXX
Oppenheimer Money Market Fund Cl A
3
2
1
0.001
OMYXX
Oppenheimer Money Market Fund Class Y
3
2
1
0.001
OARDX
Oppenheimer Rising Dividends Fund, Inc. Class A
3
2
1
0.001
OSFNX
Oppenheimer Senior Floating Rate Plus Fund N
3
2
1
0.001
PCEXX
Pace Money Market Investments Fund Class P
3
2
1
0.001
PUMCX
Pace Small/Med Company Growth Equity Investments Fd Cl C
3
2
1
0.001
XPAIX
Pacific American Income Shares, Inc. XNYSPAI
3
2
1
0.001
FVMIX
Pacific Financial Faith & Values Based Moderate Fd Inst Cl
3
2
1
0.001
PSOIX
Palmer Square Opportunistic Income Fund
3
2
1
0.001
EITIX
Parametric Tax-Managed International Equity Fund Institutional Class
3
2
1
0.001
PWGFX
Pathway Advisors Growth & Income Fd
3
2
1
0.001
PXNIX
Pax MSCI International ESG Index Fund Institutional Class
3
2
1
0.001
PGRNX
Pax World Global Green Fd Individual Inv Cl
3
2
1
0.001
PBHXX
Payden Cash Reserves Money Market Fund
3
2
1
0.001
XPCMX
PCM Fund, Inc. XNYSPCM
3
2
1
0.001
USBNX
Pear Tree Polaris Small Cap Fund Ordinary Shares
3
2
1
0.001
PSCVX
Perimeter Small Cap Opportunities Fund
3
2
1
0.001
JDSAX
Perkins Small Cap Value Fund Class A Shares
3
2
1
0.001
JSCOX
Perkins Small Cap Value Fund Class I Shares
3
2
1
0.001
JNPSX
Perkins Small Cap Value Fund D Shares
3
2
1
0.001
JSIVX
Perkins Small Cap Value Fund L Shares
3
2
1
0.001
JDSNX
Perkins Small Cap Value Fund N Shares
3
2
1
0.001
PHSGX
Permal Hedge Strategies Fund I Institutional Shares
3
2
1
0.001
PHSFX
Permal Hedge Strategies Fund I Service Shares
3
2
1
0.001
PHSHX
Permal Hedge Strategies Fund II Broker Shs
3
2
1
0.001
PRCGX
Perritt Micro Cap Opportunities Fund.
3
2
1
0.001
LSECX
Persimmon Long/Short Fd Cl C
3
2
1
0.001
XPEOX
Petroleum & Resources Corporation XNYSPEO
3
2
1
0.001
PAAIX
PIMCO All Asset Fund Institutional Class
3
2
1
0.001
XPCQX
PIMCO California Municipal Income Fund XNYSPCQ
3
2
1
0.001
XPCKX
PIMCO California Municipal Income Fund II XNYSPCK
3
2
1
0.001
XPZCX
PIMCO California Municipal Income Fund III XNYSPZC
3
2
1
0.001
PCLPX
PIMCO CommoditiesPLUS Strategy Fund Class P
3
2
1
0.001
PCPRX
PIMCO CommoditiesPLUS Strategy Fund Class R
3
2
1
0.001
PCRDX
PIMCO Commodity Real Return Strategy Class D
3
2
1
0.001
PACNX
PIMCO Convertible Fund Class A
3
2
1
0.001
PCCNX
PIMCO Convertible Fund Class C
3
2
1
0.001
PCVDX
PIMCO Convertible Fund Class D
3
2
1
0.001
PCVPX
PIMCO Convertible Fund, P Cl
3
2
1
0.001
XPTYX
PIMCO Corporate & Income Opportunity Fund XNYSPTY
3
2
1
0.001
XPCNX
PIMCO Corporate & Income Strategy Fund XNYSPCN
3
2
1
0.001
PRCRX
PIMCO Credit Absolute Return Fd Cl R
3
2
1
0.001
PQIBX
PIMCO Dividend and Income Builder Fd Cl R
3
2
1
0.001
XPCIX
PIMCO Dynamic Credit Income Fund XNYSPCI
3
2
1
0.001
XPDIX
PIMCO Dynamic Income Fund XNYSPDI
3
2
1
0.001
PEAMX
PIMCO Emerging Multi-Asset Fd Admin Cl
3
2
1
0.001
PEAAX
PIMCO Emerging Multi-Asset Fd Cl A
3
2
1
0.001
PEACX
PIMCO Emerging Multi-Asset Fd Cl C
3
2
1
0.001
PEAEX
PIMCO Emerging Multi-Asset Fd Cl D
3
2
1
0.001
PEAQX
PIMCO Emerging Multi-Asset Fd Cl P
3
2
1
0.001
PEARX
PIMCO Emerging Multi-Asset Fd Cl R
3
2
1
0.001
PEAWX
PIMCO Emerging Multi-Asset Fd Insti Cl
3
2
1
0.001
PEQTX
PIMCO EqS Emerging Markets Fd Admin Cl
3
2
1
0.001
PEQAX
PIMCO EqS Emerging Markets Fd Cl A
3
2
1
0.001
PEQEX
PIMCO EqS Emerging Markets Fd Cl C
3
2
1
0.001
PEQDX
PIMCO EqS Emerging Markets Fd Cl D
3
2
1
0.001
PEQQX
PIMCO EqS Emerging Markets Fd Cl P
3
2
1
0.001
PEQHX
PIMCO EqS Emerging Markets Fd Cl R
3
2
1
0.001
PEQWX
PIMCO EqS Emerging Markets Fd Insti Cl
3
2
1
0.001
PTHDX
PIMCO EqS Pathfinder Fd D Cl
3
2
1
0.001
PTHWX
PIMCO EqS Pathfinder Fd Insti Cl
3
2
1
0.001
PTHPX
PIMCO EqS Pathfinder Fd P Cl
3
2
1
0.001
PATHX
PIMCO EqS Pathfinder World Fund Cl A
3
2
1
0.001
PTHCX
PIMCO EqS Pathfinder World Fund Cl C
3
2
1
0.001
PEDAX
PIMCO Extended Duration Fund Administrative
3
2
1
0.001
PFCAX
PIMCO Fds
3
2
1
0.001
PMAXX
PIMCO Fds Money Market Fd Administrative Cl
3
2
1
0.001
PCMMX
PIMCO Fds Pacific Inv Mgt Srs CA Interm Muni Bd Fd Administrative Cl
3
2
1
0.001
PFCIX
PIMCO Funds Convertible Fund Institutional Class
3
2
1
0.001
PYCXX
Pimco Funds Money Market Fund Class B
3
2
1
0.001
PMIXX
PIMCO Funds Money Market Fund Institutional Class
3
2
1
0.001
PGADX
PIMCO Global Advantage Strategy Bd Adm Cl
3
2
1
0.001
PQDRX
PIMCO Global Dividend Fund Class R
3
2
1
0.001
XPGPX
PIMCO Global StockPlus & Income Fund XNYSPGP
3
2
1
0.001
AMAXX
PIMCO Government Money Market Fund Cl A
3
2
1
0.001
AMGXX
PIMCO Government Money Market Fund Cl C
3
2
1
0.001
PGFXX
PIMCO Government Money Market Fund Cl M
3
2
1
0.001
PGPXX
PIMCO Government Money Market Fund P Class
3
2
1
0.001
XPHKX
PIMCO High Income Fund XNYSPHK
3
2
1
0.001
PONAX
PIMCO Income Fund Class A
3
2
1
0.001
PONCX
PIMCO Income Fund Class C
3
2
1
0.001
XPKOX
PIMCO Income Opportunity Fund XNYSPKO
3
2
1
0.001
XPFLX
PIMCO Income Strategy Fund XNYSPFL
3
2
1
0.001
XPFNX
PIMCO Income Strategy Fund II XNYSPFN
3
2
1
0.001
PQRMX
PIMCO Inflation Repsonse Multi-Asset Fd Cl R
3
2
1
0.001
PYAXX
PIMCO Money Market Class A
3
2
1
0.001
PKCXX
PIMCO Money Market Class C
3
2
1
0.001
PMFXX
PIMCO Money Market Fund, P Cl
3
2
1
0.001
PXALX
PIMCO Multi-Strategy Alternative Fund Administrative Class
3
2
1
0.001
PXARX
PIMCO Multi-Strategy Alternative Fund Class R
3
2
1
0.001
XPMFX
PIMCO Municipal Income Fund XNYSPMF
3
2
1
0.001
XPMLX
PIMCO Municipal Income Fund II XNYSPML
3
2
1
0.001
XPMQX
PIMCO Municipal Income Fund III XNYSPMX
3
2
1
0.001
XPNFX
PIMCO New York Municipal Income Fund XNYSPNF
3
2
1
0.001
XPNIX
PIMCO New York Municipal Income Fund II XNYSPNI
3
2
1
0.001
XPYNX
PIMCO New York Municipal Income Fund III XNYSPYN
3
2
1
0.001
PETAX
PIMCO Real Estate Real Return Strategy Cl A
3
2
1
0.001
PETBX
PIMCO Real Estate Real Return Strategy Cl B
3
2
1
0.001
PTYPX
PIMCO RealPath 2020 Fund Class P
3
2
1
0.001
PTYRX
PIMCO RealPath 2020 Fund Class R
3
2
1
0.001
PENPX
PIMCO RealPath 2025 Fund Class P
3
2
1
0.001
PENRX
PIMCO RealPath 2025 Fund Class R
3
2
1
0.001
PEHPX
PIMCO RealPath 2030 Fund Class P
3
2
1
0.001
PEHRX
PIMCO RealPath 2030 Fund Class R
3
2
1
0.001
PIVSX
PIMCO RealPath 2035 Fund Class R
3
2
1
0.001
POFPX
PIMCO RealPath 2040 Fund Class P
3
2
1
0.001
POFRX
PIMCO RealPath 2040 Fund Class R
3
2
1
0.001
PFZPX
PIMCO RealPath 2045 Fund Class P
3
2
1
0.001
PFZRX
PIMCO RealPath 2045 Fund Class R
3
2
1
0.001
PFYPX
PIMCO RealPath 2050 Fund Class P
3
2
1
0.001
PFYRX
PIMCO RealPath 2050 Fund Class R
3
2
1
0.001
PQRRX
PIMCO RealPath 2055 Fund Class R
3
2
1
0.001
PQRPX
PIMCO RealPath 2055 Fund P
3
2
1
0.001
PTNPX
PIMCO RealPath Income Fund Class P
3
2
1
0.001
PTNRX
PIMCO RealPath Income Fund Class R
3
2
1
0.001
PTNYX
PIMCO RealRetirement 2015 Fd A
3
2
1
0.001
PTNNX
PIMCO RealRetirement 2015 Fd Admin
3
2
1
0.001
PTNWX
PIMCO RealRetirement 2015 Fd C
3
2
1
0.001
PTNQX
PIMCO RealRetirement 2015 Fd Cl P
3
2
1
0.001
PTNUX
PIMCO RealRetirement 2015 Fd D
3
2
1
0.001
PTNIX
PIMCO RealRetirement 2015 Fd Inst
3
2
1
0.001
PTNSX
PIMCO RealRetirement 2015 Fd R
3
2
1
0.001
PSRMX
PIMCO Senior Floating Rate Fd Admin
3
2
1
0.001
PSRRX
PIMCO Senior Floating Rate Fd R
3
2
1
0.001
XRCSX
PIMCO Strategic Income Fund, Inc. XNYSRCS
3
2
1
0.001
PTXAX
PIMCO Tax Managed Real Return Fund Class A
3
2
1
0.001
PXMCX
PIMCO Tax Managed Real Return Fund Class C
3
2
1
0.001
PXMDX
PIMCO Tax Managed Real Return Fund Class D
3
2
1
0.001
PTMIX
PIMCO Tax Managed Real Return Fund Insti
3
2
1
0.001
PTMPX
PIMCO Tax Managed Real Return Fund P
3
2
1
0.001
PFMXX
PIMCO Treasury Money Market Fund Class M
3
2
1
0.001
PWLLX
PIMCO Worldwide Long/Short Fundamental Strategy Fund Administrative Class
3
2
1
0.001
PWLRX
PIMCO Worldwide Long/Short Fundamental Strategy Fund Class R
3
2
1
0.001
PMTXX
Pioneer Cash Reserves Fd
3
2
1
0.001
PRYXX
Pioneer Cash Reserves Fund Class Y
3
2
1
0.001
XHNWX
Pioneer Diversified High Income Trust Fund XASEHNW
3
2
1
0.001
XPHDX
Pioneer Floating Rate Trust XNYSPHD
3
2
1
0.001
XPHTX
Pioneer High Income Trust XNYSPHT
3
2
1
0.001
XILSX
Pioneer ILS Interval Fund XXXX
3
2
1
0.001
PCITX
Pioneer International Value Fund Class C
3
2
1
0.001
XPMAX
Pioneer Municipal High Income Advantage Trust XNYSMAV
3
2
1
0.001
XMHIX
Pioneer Municipal High Income Trust XNYSMHI
3
2
1
0.001
PIPGX
PIP New Generation Fund
3
2
1
0.001
PLCXX
PL Money Market Fd Cl C
3
2
1
0.001
PLBXX
PL Money Market Fund Cl B
3
2
1
0.001
PFAXX
PL Money Market Fund Class A
3
2
1
0.001
PCHFX
Plainsboro China Fund
3
2
1
0.001
PIFXX
Plan Investment Fund Government/REPO Portfolio
3
2
1
0.001
PIMXX
Plan Investment Fund Money Market Portfolio
3
2
1
0.001
PADXX
PNC Advantage Insti Government Money Market Fund Advisor Shs
3
2
1
0.001
PAVXX
PNC Advantage Insti Government Money Market Fund Insti Shs
3
2
1
0.001
PAUXX
PNC Advantage Insti Government Money Market Fund Service Shs
3
2
1
0.001
PAHXX
PNC Advantage Insti Money Market Fund Service Shs
3
2
1
0.001
PAYXX
PNC Advantage Insti Treasury Money Market Fund Advisor Shs
3
2
1
0.001
PAIXX
PNC Advantage Insti Treasury Money Market Fund Insti Shs
3
2
1
0.001
PAEXX
PNC Advantage Insti Treasury Money Market Fund Service Shs
3
2
1
0.001
PABXX
PNC Advantage Institutional Money Market Fd Institutional Shs
3
2
1
0.001
PAAXX
PNC Advantage Institutional Money Market Fund Advisor Shs
3
2
1
0.001
PGAXX
PNC Government Money Market Fund Class A
3
2
1
0.001
PKIXX
PNC Government Money Market Fund Class I
3
2
1
0.001
PGTCX
PNC Government Mortgage Fund Class C
3
2
1
0.001
PTGIX
PNC Government Mortgage Fund Class I
3
2
1
0.001
PMICX
PNC Michigan Intermediate Municipal Bond Cl C
3
2
1
0.001
PMMAX
PNC Michigan Intermediate Municipal Bond Fund Class A
3
2
1
0.001
PBFIX
PNC Michigan Intermediate Municipal Bond Fund Class I
3
2
1
0.001
PMCFX
PNC Mid Cap Index Fund - Class R5
3
2
1
0.001
PECXX
PNC Money Market Fd Cl C
3
2
1
0.001
PEAXX
PNC Money Market Fund Class A
3
2
1
0.001
PCIXX
PNC Money Market Fund Class I
3
2
1
0.001
POAXX
PNC Ohio Municipal Money Market Fd Class A
3
2
1
0.001
PYIXX
PNC Ohio Municipal Money Market Fd Class I
3
2
1
0.001
POTXX
PNC Ohio Municipal Money Market Fund Class T
3
2
1
0.001
PPMCX
PNC Pennsylvania Intermediate Municipal Bond Cl C
3
2
1
0.001
PIBIX
PNC Pennsylvania Intermediate Municipal Bond Fd Cl I
3
2
1
0.001
PPMAX
PNC Pennsylvania Intermediate Municipal Bond Fund Class A
3
2
1
0.001
PSAXX
PNC Pennsylvania Tax Exempt Money Market Fund Class A
3
2
1
0.001
PFIXX
PNC Pennsylvania Tax Exempt Money Market Fund Class I
3
2
1
0.001
PPTXX
PNC Pennsylvania Tax Exempt Money Market Fund Class T
3
2
1
0.001
PDTBX
PNC Retirement Income Fd Cl R
3
2
1
0.001
PSCFX
PNC Small Cap Index Fund - Class R5
3
2
1
0.001
PDTDX
PNC Target 2020 Fund Class R
3
2
1
0.001
PDTFX
PNC Target 2030 Fd Cl R
3
2
1
0.001
PDTHX
PNC Target 2040 Fd Cl R
3
2
1
0.001
PDTJX
PNC Target 2050 Fd Cl R
3
2
1
0.001
PXAXX
PNC Tax Exempt Money Market Class Fund A
3
2
1
0.001
PXIXX
PNC Tax Exempt Money Market Fund Class I
3
2
1
0.001
PXTXX
PNC Tax Exempt Money Market Fund Class T
3
2
1
0.001
PTVIX
PNC Total Return Advantage Fund Class I Shares
3
2
1
0.001
PDIXX
PNC Treasury Money Market Class I
3
2
1
0.001
PRAXX
PNC Treasury Money Market Fund A Class
3
2
1
0.001
PFPFX
Poplar Forest Partners Fund Class A
3
2
1
0.001
PORIX
Portfolio 21 Global Equity Fd Inst Cl
3
2
1
0.001
PRDEX
PREDEX
3
2
1
0.001
FUGXX
Premier U.S. Government Money Fd Investor Cl
3
2
1
0.001
PTFDX
Primary Trend Fd Inc. (The)
3
2
1
0.001
TPNXX
Prime Money Market Fund RBC Insti Cl 1
3
2
1
0.001
TKIXX
Prime Money Market Fund RBC Insti Class 2
3
2
1
0.001
TPMXX
Prime Money Market Fund RBC Investor Class
3
2
1
0.001
TRMXX
Prime Money Market Fund RBC Reserve Class
3
2
1
0.001
TKSXX
Prime Money Market Fund RBC Select Class
3
2
1
0.001
PRCMX
Principal Fds Inc.- Government & High Quality Bond Fund Cl R-3
3
2
1
0.001
PPCXX
Principal Fds, Inc, Money Market Fd Cl C
3
2
1
0.001
PIPIX
Principal Fds, Inc. Inflation Protection Fd Insti Cl
3
2
1
0.001
PCSXX
Principal Fds, Inc. Money Market Fd A Cl
3
2
1
0.001
PVMXX
Principal Fds, Inc. Money Market Fd Insti Cl
3
2
1
0.001
PMJXX
Principal Fds, Inc. Money Market Fd J Cl
3
2
1
0.001
PMBXX
Principal Fds, Inc. Money Market Fund Class B
3
2
1
0.001
PPNMX
Principal Fds, Inc. SmallCap Growth Fd I Cl R-3
3
2
1
0.001
SABPX
Principal Fds, Inc. Strategic Asset Mgmt Balanced Ptf Cl A
3
2
1
0.001
PCWPX
Principal Fds, Inc. Strategic Asset Mgmt Convervative Gwth Ptf Cl R-5
3
2
1
0.001
PHTCX
Principal Funds, Inc. Principal LifeTime Hybrid 2015 Fund, Class R-3
3
2
1
0.001
PHTRX
Principal Funds, Inc. Principal LifeTime Hybrid 2015 Fund, Class R-5
3
2
1
0.001
PHWIX
Principal Funds, Inc. Principal LifeTime Hybrid 2020 Fund, Class R-3
3
2
1
0.001
PHTIX
Principal Funds, Inc. Principal LifeTime Hybrid 2020 Fund, Class R-5
3
2
1
0.001
PHTPX
Principal Funds, Inc. Principal LifeTime Hybrid 2025 Fund, Class R-3
3
2
1
0.001
PHTOX
Principal Funds, Inc. Principal LifeTime Hybrid 2025 Fund, Class R-5
3
2
1
0.001
PHTLX
Principal Funds, Inc. Principal LifeTime Hybrid 2030 Fund, Class R-3
3
2
1
0.001
PHTKX
Principal Funds, Inc. Principal LifeTime Hybrid 2030 Fund, Class R-5
3
2
1
0.001
PHTHX
Principal Funds, Inc. Principal LifeTime Hybrid 2035 Fund, Class R-3
3
2
1
0.001
PHTGX
Principal Funds, Inc. Principal LifeTime Hybrid 2035 Fund, Class R-5
3
2
1
0.001
PLTGX
Principal Funds, Inc. Principal LifeTime Hybrid 2040 Fund, Class R-3
3
2
1
0.001
PHTZX
Principal Funds, Inc. Principal LifeTime Hybrid 2040 Fund, Class R-5
3
2
1
0.001
PLTQX
Principal Funds, Inc. Principal LifeTime Hybrid 2040 Fund, Institutional Class
3
2
1
0.001
PHTWX
Principal Funds, Inc. Principal LifeTime Hybrid 2045 Fund, Class R-3
3
2
1
0.001
PHTVX
Principal Funds, Inc. Principal LifeTime Hybrid 2045 Fund, Class R-5
3
2
1
0.001
PHTSX
Principal Funds, Inc. Principal LifeTime Hybrid 2050 Fund, Class R-3
3
2
1
0.001
PLRJX
Principal Funds, Inc. Principal LifeTime Hybrid 2050 Fund, Class R-5
3
2
1
0.001
PLTLX
Principal Funds, Inc. Principal LifeTime Hybrid 2055 Fund, Class R-3
3
2
1
0.001
PLTKX
Principal Funds, Inc. Principal LifeTime Hybrid 2055 Fund, Class R-5
3
2
1
0.001
PLTEX
Principal Funds, Inc. Principal LifeTime Hybrid 2060 Fund, Class R-3
3
2
1
0.001
PLTDX
Principal Funds, Inc. Principal LifeTime Hybrid 2060 Fund, Class R-5
3
2
1
0.001
PHTEX
Principal Funds, Inc. Principal LifeTime Hybrid Income Fund, Class R-3
3
2
1
0.001
PHTDX
Principal Funds, Inc. Principal LifeTime Hybrid Income Fund, Class R-5
3
2
1
0.001
PMDDX
Principal Funds, Inc. Small-MidCap Dividend Income Fd Cl C
3
2
1
0.001
PMDAX
Principal Funds, Inc. Small-MidCap Dividend Income Fund Class A
3
2
1
0.001
PMDPX
Principal Funds, Inc. Small-MidCap Dividend Income Fund Class P
3
2
1
0.001
PMDIX
Principal Funds, Inc. Small-MidCap Dividend Income Fund Institutional Class
3
2
1
0.001
PLCGX
Principal Funds, Inc.- LargeCap Growth Fund I
3
2
1
0.001
XPGZX
Principal Real Estate Income Fund XNYSPGZ
3
2
1
0.001
PRORX
Probabilities Fund Class R
3
2
1
0.001
XGHYX
Prudential Global Short Duration High Yield Fd, Inc. XNYSGHY
3
2
1
0.001
PISAX
Prudential International Value Fund Class A
3
2
1
0.001
DEIQX
Prudential International Equity Fund Class X
3
2
1
0.001
PISBX
Prudential International Value Fund Class B
3
2
1
0.001
PCISX
Prudential International Value Fund Class C
3
2
1
0.001
PISZX
Prudential International Value Fund Class Z
3
2
1
0.001
JCGRX
Prudential Jennison Conservative Growth Fund Class X
3
2
1
0.001
PJIQX
Prudential Jennison Equity Income Fund Class Q
3
2
1
0.001
AXGOX
Prudential Jennison Equity Income Fund Class X
3
2
1
0.001
PJNRX
Prudential Jennison Market Neutral Fd Cl R
3
2
1
0.001
PJNAX
Prudential Jennison Market Neutral Fund Cl A
3
2
1
0.001
XJENX
Prudential Jennison MLP Income Fund, Inc. XNYSXJENX
3
2
1
0.001
JSGGX
Prudential Jennison Select Growth Class X
3
2
1
0.001
NBVZX
Prudential Mid-Cap Value Fund Class X
3
2
1
0.001
MJAXX
Prudential MoneyMart Assets, Inc Class A
3
2
1
0.001
PBMXX
Prudential MoneyMart Assets, Inc Class D
3
2
1
0.001
PMZXX
Prudential MoneyMart Assets, Inc Class Z
3
2
1
0.001
MJBXX
Prudential MoneyMart Assets, Inc. Class B
3
2
1
0.001
MJCXX
Prudential MoneyMart Assets, Inc. Class C
3
2
1
0.001
XISDX
Prudential Short Duration High Yield Fund, Inc. XNYSISD
3
2
1
0.001
PSVQX
Prudential Small Cap Value Class Q
3
2
1
0.001
PZVAX
Prudential Small Cap Value Fund Class A
3
2
1
0.001
PZVBX
Prudential Small Cap Value Fund Class B
3
2
1
0.001
PZVCX
Prudential Small Cap Value Fund Class C
3
2
1
0.001
PSVRX
Prudential Small-Cap Value Fd Cl R
3
2
1
0.001
PSVZX
Prudential Small-Cap Value Fd Cl Z
3
2
1
0.001
CEFIX
PSP Multi-Manager Fund - Institutional Shares
3
2
1
0.001
CEFRX
PSP Multi-Manager Fund - Service Shares
3
2
1
0.001
PARVX
Putnam Absolute 100 Fd Cl R5
3
2
1
0.001
PTRLX
Putnam Absolute Return 300 Fd Cl R5
3
2
1
0.001
PJMLX
Putnam Absolute Return 500 Fd Cl R5
3
2
1
0.001
PDMDX
Putnam Absolute Return 700 Fd Cl R5
3
2
1
0.001
PDIRX
Putnam Diversified Income Class R5
3
2
1
0.001
PDRLX
Putnam Dynamic Risk Allocation Fd Cl R5
3
2
1
0.001
PGRLX
Putnam Fd for Growth & Income Cl R5
3
2
1
0.001
PGLDX
Putnam Global Equity Fd Cl R5
3
2
1
0.001
XPCFX
Putnam High Income Bond Fund XNYSPCF
3
2
1
0.001
PIGNX
Putnam International Value Class R5
3
2
1
0.001
PIGWX
Putnam International Value Class R6
3
2
1
0.001
PIVLX
Putnam Investors Fd Cl R5
3
2
1
0.001
XPMMX
Putnam Managed Municipal Trust XNYSPMM
3
2
1
0.001
XPIMX
Putnam Master Intermediate Income Trust XNYSPIM
3
2
1
0.001
PURXX
Putnam Money Market Fd Cl R Shs
3
2
1
0.001
PTBXX
Putnam Money Market Fund B Shares
3
2
1
0.001
PDDXX
Putnam Money Market Fund Class A
3
2
1
0.001
PFCXX
Putnam Money Market Fund Class C
3
2
1
0.001
PTMXX
Putnam Money Market Fund M Shares
3
2
1
0.001
PMMXX
Putnam Money Market T Share
3
2
1
0.001
XPMOX
Putnam Municipal Opportunities Trust XNYSPMO
3
2
1
0.001
XPPTX
Putnam Premier Income Trust XNYSPPT
3
2
1
0.001
PTXXX
Putnam Tax Exempt Money Market Fd
3
2
1
0.001
HDFRX
Pyxis Dividend Equitty Fund Class R
3
2
1
0.001
QCILX
QCI Balanced Fund Retail Cl
3
2
1
0.001
QXCAX
QES Credit Long/Short Strategy Fund - Class A
3
2
1
0.001
QXCCX
QES Credit Long/Short Strategy Fund - Class C
3
2
1
0.001
QXCIX
QES Credit Long/Short Strategy Fund - Class I
3
2
1
0.001
LGQUX
QS Batterymarch Global Equity Fund R1
3
2
1
0.001
LDIGX
QS BFM Man Volatility Glb Div Fund FI
3
2
1
0.001
LTIDX
QS BFM Man Volatility Intl Div Fund FI
3
2
1
0.001
LVIDX
QS BFM Man Volatility Intl Div Fund I
3
2
1
0.001
LMUPX
QS BFM U.S. Large Cap Equity Fund A
3
2
1
0.001
LMUGX
QS BFM U.S. Large Cap Equity Fund C
3
2
1
0.001
LMUOX
QS BFM U.S. Large Cap Equity Fund R
3
2
1
0.001
LMBRX
QS BFM U.S. Small Cap Equity Fund R
3
2
1
0.001
LMDRX
QS Legg Mason Dynamic Multi-Strategy Cl R
3
2
1
0.001
QDVIX
Quality Dividend Fund- Institutional Class
3
2
1
0.001
QRSVX
Queens Road Small Cap Value Fund
3
2
1
0.001
REDAX
Ramius Event Driven Equity Fund Cl A
3
2
1
0.001
REDIX
Ramius Event Driven Equity Fund Cl I
3
2
1
0.001
RDRAX
Ramius Hedged Alpha Fund Class A
3
2
1
0.001
RDRIX
Ramius Hedged Alpha Fund Class I
3
2
1
0.001
RVOAX
Ramius Strategic Volatility Fund - Class A
3
2
1
0.001
RVOIX
Ramius Strategic Volatility Fund - Class I
3
2
1
0.001
RFIIX
Ranger International Fund Institutional Class
3
2
1
0.001
RFTIX
Ranger International Fund Investor Class
3
2
1
0.001
RFIMX
Ranger Mid Cap Fund Institutional Class
3
2
1
0.001
RFTMX
Ranger Mid Cap Fund Investor Class
3
2
1
0.001
RFTSX
Ranger Small Cap Fund Investor Class
3
2
1
0.001
TMFAX
Raylor Managed Futures Strategy Fund Class A
3
2
1
0.001
TMFIX
Raylor Managed Futures Strategy Fund Class I
3
2
1
0.001
BDMXX
RBB Fund, Inc. - MM Pt Bedford Class
3
2
1
0.001
SANXX
RBB Fund, Inc. - Sansom Street Money Market Portfolio
3
2
1
0.001
MRAXX
Ready Assets Prime Money Fund
3
2
1
0.001
MLUXX
Ready Assets U.S. Treasury Money Fund
3
2
1
0.001
MGRXX
Ready Assets USA Money Fund
3
2
1
0.001
XUTGX
Reaves Utility Income Fund XASEUTG
3
2
1
0.001
RMRFX
Redmont Resolute Fd I Cl A
3
2
1
0.001
RMREX
Redmont Resolute Fd I Cl I
3
2
1
0.001
WRREX
Resource Real Estate Diversified Income Fund
3
2
1
0.001
RREDX
Resource Real Estate Diversified Income Fund - Class A
3
2
1
0.001
CRREX
Resource Real Estate Diversified Income Fund - Class C Shares
3
2
1
0.001
IRREX
Resource Real Estate Diversified Income Fund - Class I Shares
3
2
1
0.001
MRRXX
Retirement Reserves Money Fund Class 1
3
2
1
0.001
MBIXX
Retirement Reserves Money Fund Class II
3
2
1
0.001
SCATX
RidgeWorth Fds Aggressive Growth Stock Fund I Shs
3
2
1
0.001
SCBLX
RidgeWorth Total Return Bond Fund R Shares
3
2
1
0.001
RMGIX
RiverFront Global Allocation Fund Cl I
3
2
1
0.001
RGHIX
RiverPark/Gargoyle Hedged Value Fd Inst
3
2
1
0.001
RGHVX
RiverPark/Gargoyle Hedged Value Fd Retail
3
2
1
0.001
RFMIX
Riverside Frontier Markets Fund Institutional Class
3
2
1
0.001
RFMFX
Riverside Frontier Markets Fund Investor Class
3
2
1
0.001
XRIFX
RMR Real Estate Income Fund XASERAP
3
2
1
0.001
RCCQX
Rockefeller Core Equity Fund - Advisor Class
3
2
1
0.001
RCEQX
Rockefeller Core Equity Fund - Institutional Class
3
2
1
0.001
RCFAX
Rockefeller Core Taxable Bond Fund - Advisor Class
3
2
1
0.001
RACKX
Rockefeller Equity Allocation Fund - Advisor Class
3
2
1
0.001
RCTAX
Rockefeller Intermediate Tax Exempt National Bond Fund - Advisor Class
3
2
1
0.001
RCNEX
Rockefeller Intermediate Tax Exempt New York Bond Fund - Advisor Class
3
2
1
0.001
RLBIX
Rothschild U.S. Large-Cap Core Fund - Institutional
3
2
1
0.001
RLBVX
Rothschild U.S. Large-Cap Core Fund - Investor
3
2
1
0.001
RLVIX
Rothschild U.S. Large-Cap Value Fund - Institutional
3
2
1
0.001
RLVVX
Rothschild U.S. Large-Cap Value Fund - Investor
3
2
1
0.001
RCCIX
Rothschild U.S. Small-Cap Core Fund - Institutional
3
2
1
0.001
RCCVX
Rothschild U.S. Small-Cap Core Fund - Investor
3
2
1
0.001
RCGIX
Rothschild U.S. Small-Cap Growth Fund - Institutional
3
2
1
0.001
RCGVX
Rothschild U.S. Small-Cap Growth Fund - Investor
3
2
1
0.001
RCVIX
Rothschild U.S. Small-Cap Value Fund - Institutional
3
2
1
0.001
RCVVX
Rothschild U.S. Small-Cap Value Fund - Investor
3
2
1
0.001
RMDIX
Rothschild U.S. Small/Mid-Cap Core Fund - Institutional
3
2
1
0.001
RMDVX
Rothschild U.S. Small/Mid-Cap Core Fund - Investor
3
2
1
0.001
RSCIX
Roxbury/Hood River Small-Cap Growth Fd Inst Shs
3
2
1
0.001
RMSIX
Roxbury/Mar Vista Strategic Growth Fd Instl Shs
3
2
1
0.001
RCMCX
Royce Capital Fd Micro-Cap Portfolio
3
2
1
0.001
XFUNX
Royce Focus Trust, Inc. XNASFUND
3
2
1
0.001
RGVHX
Royce Global Value Fd Consultant Cl
3
2
1
0.001
RGVKX
Royce Global Value Fd K Cl
3
2
1
0.001
RGVRX
Royce Global Value Fd R Cl
3
2
1
0.001
RGVIX
Royce Global Value Fund Investment Class
3
2
1
0.001
RIVFX
Royce Global Value Fund Service Cl
3
2
1
0.001
XRGTX
Royce Global Value Trust, Inc. XNYSRGT
3
2
1
0.001
RCMSX
Royce Micro-Cap Portfolio Service Class
3
2
1
0.001
XOTCX
Royce Micro-Cap Trust, Inc. XNYSRMT
3
2
1
0.001
RCSSX
Royce Small-Cap Portfolio Service Class
3
2
1
0.001
RCPFX
Royce Small-Cap Portfolio, a series of the Royce Capital Fund
3
2
1
0.001
RSEFX
Royce Special Equity Fd Service Class
3
2
1
0.001
RSQCX
Royce Special Equity Fund - Consultant Class
3
2
1
0.001
RSEIX
Royce Special Equity Fund Institutional Class
3
2
1
0.001
RYSEX
Royce Special Equity Fund Investment Class
3
2
1
0.001
RVFCX
Royce Value Fund Consultant Class
3
2
1
0.001
RVFIX
Royce Value Fund Institutional Class
3
2
1
0.001
RVVHX
Royce Value Fund Investment Class
3
2
1
0.001
RVFKX
Royce Value Fund K Class
3
2
1
0.001
RVVRX
Royce Value Fund R Class
3
2
1
0.001
RYVFX
Royce Value Fund Service Class
3
2
1
0.001
XRVTX
Royce Value Trust, Inc. XNYSRVT
3
2
1
0.001
RCHKX
RS China Fund - Class K
3
2
1
0.001
GUSFX
RS Core Equity VIP Series
3
2
1
0.001
GUBFX
RS Investment Quality Bond VIP Series
3
2
1
0.001
GUCXX
RS Money Market VIP Fund
3
2
1
0.001
RPACX
RS Partners Fund Class C
3
2
1
0.001
RIFBX
Russell Aggressive Equity Fund
3
2
1
0.001
RIFHX
Russell Balanced Strategy Fund
3
2
1
0.001
RBLVX
Russell Balanced Strategy Fund - Class R5
3
2
1
0.001
RIFDX
Russell Core Bond Fund
3
2
1
0.001
RIFJX
Russell Equity Growth Strategy Fund
3
2
1
0.001
RGEAX
Russell Global Equity Class A
3
2
1
0.001
RGCIX
Russell Global Infrastructure Fd Cl C
3
2
1
0.001
RIFSX
Russell Global Real Estate Securities Fund
3
2
1
0.001
RIFIX
Russell Growth Strategy Fund
3
2
1
0.001
RKLVX
Russell Investment Company 2015 Strategy - Class R5
3
2
1
0.001
RIFGX
Russell Moderate Strategy Fund
3
2
1
0.001
RMLVX
Russell Moderate Strategy Fund - Class R5
3
2
1
0.001
RIFAX
Russell Multi-Style Equity Fd
3
2
1
0.001
RIFCX
Russell Non-U.S. Fund
3
2
1
0.001
ROWAX
Russell Strategic Call Overwriting Fund Class A
3
2
1
0.001
ROWCX
Russell Strategic Call Overwriting Fund Class C
3
2
1
0.001
ROWEX
Russell Strategic Call Overwriting Fund Class E
3
2
1
0.001
REQSX
Russell U.S. Core Equity Fund Class C
3
2
1
0.001
REQEX
Russell U.S. Defensive Equity Fund Class E
3
2
1
0.001
FMDNX
Rx Dividend Income Fd Adv Cl
3
2
1
0.001
FMDVX
Rx Dividend Income Fd Inst Cl
3
2
1
0.001
FMTCX
Rx Dynamic Total Return Fd Advisor Cl
3
2
1
0.001
FMTRX
Rx Dynamic Total Return Fd Inst Cl
3
2
1
0.001
FMFDX
Rx Fundamental Growth Fund Advisor Class
3
2
1
0.001
FMFGX
Rx Fundamental Growth Fund Institutional Class
3
2
1
0.001
FMHIX
Rx High Income Fd Adv Cl
3
2
1
0.001
FMHRX
Rx High Income Fd Inst Cl
3
2
1
0.001
FMNTX
Rx Non Traditional Fd Adv Cl
3
2
1
0.001
FMNRX
Rx Non Traditional Fd Inst Cl
3
2
1
0.001
FMAPX
Rx Premier Managers Fd Adv Cl
3
2
1
0.001
FMPMX
Rx Premier Managers Fd Inst Cl
3
2
1
0.001
FMSQX
Rx Tradisional Equity Fd Inst Cl
3
2
1
0.001
FMTSX
Rx Traditional Equity Fd Adv Cl
3
2
1
0.001
FMFSX
Rx Traditional Fixed Income Fd Adv Cl
3
2
1
0.001
FMFRX
Rx Traditional Fixed Income Fd Inst Cl
3
2
1
0.001
RYBCX
Rydex Basic Materials Fund - C Class
3
2
1
0.001
RYAXX
Rydex Fds, U.S. Government Money Market Fund A Class
3
2
1
0.001
RYADX
Rydex Series Fds, Government Long Bond 1.2x Strategy Fd Advisor Cl
3
2
1
0.001
RYJAX
Rydex Series Fds, Inverse Government Long Bond Strategy Fd Advisor Cl
3
2
1
0.001
RYAAX
Rydex Series Fds, Inverse Nasdaq-100 Strategy Fd Advisor Cl
3
2
1
0.001
RYUAX
Rydex Series Fds, Inverse S&P 500 Strategy Fund Advisor Cl
3
2
1
0.001
RYIFX
Rydex Series Fds, Managed Futures Strategy Fd I Cl
3
2
1
0.001
RYYMX
Rydex Series Fds, Managed Futures Strategy Fd Y Cl
3
2
1
0.001
RYAZX
Rydex Series Fds, S&P Small Cap 600 Pure Value Fund H Class
3
2
1
0.001
RYMVX
Rydex Series Fds, S&P Mid-Cap 400 Pure Value Fund Class A
3
2
1
0.001
RYMMX
Rydex Series Fds, S&P Mid-Cap 400 Pure Value Fund Class C
3
2
1
0.001
RYSVX
Rydex Series Fds, Small-Cap 600 Pure Value A Class
3
2
1
0.001
RYAVX
Rydex Series Funds, S&P Mid-Cap 400 Pure Value H Class
3
2
1
0.001
RYYCX
Rydex Series Funds, S&P Small-Cap 600 Pure Value Fund C Class
3
2
1
0.001
RYMXX
Rydex Series Trust - US Government Money Market Fund
3
2
1
0.001
RYAOX
Rydex Series Trust Nasdaq-100 Fund Advisor Class
3
2
1
0.001
RYNAX
Rydex Series Trust Nova Fund Advisor Class
3
2
1
0.001
RYCXX
Rydex Series US Govt Money Mkt Fd Cl C Shs
3
2
1
0.001
RYIXX
Rydex Srs Fd, U.S. Government Money Market Fund Investor 2 Class
3
2
1
0.001
RYFXX
Rydex U.S. Government money Market Fund Money Market Class
3
2
1
0.001
XBQYX
S&P Quality Rankings Global Equity Managed Trust, Inc. XASEBQY
3
2
1
0.001
SONRX
S1 Fd R Shs
3
2
1
0.001
SABAX
Salient Alternative Beta Fd Cl A
3
2
1
0.001
SABCX
Salient Alternative Beta Fd Cl C
3
2
1
0.001
SABFX
Salient Alternative Beta Fd Cl I
3
2
1
0.001
SGEAX
Salient Global Equity Fd Cl A
3
2
1
0.001
SGECX
Salient Global Equity Fd Cl C
3
2
1
0.001
SGEIX
Salient Global Equity Fd Cl I
3
2
1
0.001
XSMMX
Salient Midstream & MLP Fund XNYSSMM
3
2
1
0.001
XSMFX
Salient MLP & Energy Infrastructure Fund XNYSSMF
3
2
1
0.001
SMLPX
Salient MLP & Energy Infrastructure Fund II Class I
3
2
1
0.001
SCRFX
Samson STRONG Nations Currency Fd Inv Cl
3
2
1
0.001
SAOTX
Sanford C Bernstein Fd, Inc - Overlay A Port - Cl 2 Shs
3
2
1
0.001
SAOOX
Sanford C Bernstein Fd, Inc - Overlay A Port- Cl 1 Shs
3
2
1
0.001
SBOOX
Sanford C. Bernstein Fd, Inc. - Overlay B Port - Cl 1 Shs
3
2
1
0.001
SBOTX
Sanford C. Bernstein Fd, Inc. - Overlay B Port - Cl 2 Shs
3
2
1
0.001
SATOX
Sanford C. Bernstein Fd, Inc. - Tax-Aware Overlay A Port - Cl 1 Shs
3
2
1
0.001
SATTX
Sanford C. Bernstein Fd, Inc. - Tax-Aware Overlay A Port - Cl 2 Shs
3
2
1
0.001
SBTOX
Sanford C. Bernstein Fd, Inc. - Tax-Aware Overlay B Port - Cl 1 Shs
3
2
1
0.001
SBTTX
Sanford C. Bernstein Fd, Inc. - Tax-Aware Overlay B Port - Cl 2 Shs
3
2
1
0.001
SCTOX
Sanford C. Bernstein Fd, Inc. - Tax-Aware Overlay C Port - Cl 1 Shs
3
2
1
0.001
SCTTX
Sanford C. Bernstein Fd, Inc. - Tax-Aware Overlay C Port - Cl 2 Shs
3
2
1
0.001
SNTOX
Sanford C. Bernstein Fd, Inc. - Tax-Aware Overlay N Port - Cl 1 Shs
3
2
1
0.001
SNTTX
Sanford C. Bernstein Fd, Inc. - Tax-Aware Overlay N Port - Cl 2 Shs
3
2
1
0.001
SZCXX
Saratoga Advantage Trust U.S. Govt Money Market Portfolio Class C Sha
3
2
1
0.001
SGMXX
Saratoga U.S. Government Money Market Portfolio
3
2
1
0.001
SGAXX
Saratoga U.S.Government Money Market Class A
3
2
1
0.001
SAIMX
Satuit Capital U.S. Emerging Companies Fund Cl I
3
2
1
0.001
SAILX
Satuit Capital U.S. Small Cap Fund Cl I
3
2
1
0.001
SAIDX
Satuit Capital U.S. SMID Cap Fund Cl I
3
2
1
0.001
SATDX
Satuit Capital US SMID Cap Fund
3
2
1
0.001
SQQVX
Schroder Global Multi-Cap Equity Fund Advisor Shares
3
2
1
0.001
SQQJX
Schroder Global Multi-Cap Equity Fund- Investor Shares
3
2
1
0.001
SQQIX
Schroder Global Multi-Cap Equity Fund-R6 Shares
3
2
1
0.001
SNAVX
Schroder North American Equity Fund Advisor Class
3
2
1
0.001
SWZXX
Schwab Advisor Cash Reserves Premier Sweep Shares
3
2
1
0.001
SWQXX
Schwab Advisor Cash Reserves Sweep Shares
3
2
1
0.001
SWFXX
Schwab AMT Tax-Free Money Fund
3
2
1
0.001
SWWXX
Schwab AMT Tax-Free Money Fund Value Advantage Shs
3
2
1
0.001
SWKXX
Schwab California Tax Exempt Money Fund Value Advantage Shares
3
2
1
0.001
SWCXX
Schwab California Tax-Free Money Fund Sweep Shares
3
2
1
0.001
SWSXX
Schwab Cash Reserves
3
2
1
0.001
SWGXX
Schwab Gov Securities Fd
3
2
1
0.001
SNVXX
Schwab Government Money Fund- Purchased Shares
3
2
1
0.001
SWIIX
Schwab Intermediate-Term Bond Fd Inst Shs
3
2
1
0.001
SWRXX
Schwab Investor Money Fund
3
2
1
0.001
SWHGX
Schwab MarketTrack Growth Portfolio
3
2
1
0.001
SWDXX
Schwab Massachusetts AMT Tax-Free Money Fd Sweep Shs
3
2
1
0.001
SWMXX
Schwab Money Market Fd
3
2
1
0.001
SWOXX
Schwab Municipal Money Fund Insti Shs
3
2
1
0.001
SWLXX
Schwab Municipal Money Fund Select Shs
3
2
1
0.001
SWJXX
Schwab New Jersey AMT Tax-Free Money Fd Sweep Shs
3
2
1
0.001
SWNXX
Schwab NY AMT Tax Free Money Fd Sweep Shares
3
2
1
0.001
SWYXX
Schwab NY AMT Tax-Free Money Fd-Value Advantage Shs
3
2
1
0.001
SWEXX
Schwab Pennsylvania Municipal Money Fund Sweep Shs
3
2
1
0.001
SWIXX
Schwab Retirement Advantage Money Fund
3
2
1
0.001
SWTXX
Schwab Tax Exempt Money Fund Value Advantage Shares
3
2
1
0.001
SWXXX
Schwab Tax-Exempt Money Fund Sweep Shares
3
2
1
0.001
SNTXX
Schwab Treasury Obligations Money Fd Sweep Shs
3
2
1
0.001
SNOXX
Schwab Treasury Obligations Money Fd Value Advantage Shs
3
2
1
0.001
SWUXX
Schwab U.S. Treasury Money Fund
3
2
1
0.001
SWVXX
Schwab Value Advantage Money Fund
3
2
1
0.001
SWBXX
Schwab Value Advantage Money Fund - Select Shares
3
2
1
0.001
SNAXX
Schwab Value Advantage Money Fund Insti Prime Shs
3
2
1
0.001
SWAXX
Schwab Value Advantage Money Fund Institutional Shares
3
2
1
0.001
DWUHX
Scotia Dynamic U.S. Growth Fund Class II Shares
3
2
1
0.001
DWUIX
Scotia Dynamic U.S. Growth Fund Institutional Shares
3
2
1
0.001
SUBFX
Scout Unconstrained Bond Fund Inst Cl
3
2
1
0.001
CEEAX
Security Capital U.S. Core Real Estate Securities Fund Class A
3
2
1
0.001
CEETX
Security Capital U.S. Core Real Estate Securities Fund R2
3
2
1
0.001
SCMSX
SEI Asset Allocation Trust Core Market Strategy Fund Class I
3
2
1
0.001
SRSDX
SEI Core Market Strategy Fd Cl D
3
2
1
0.001
SVBXX
SEI Daily Income Tr, Government II Class B
3
2
1
0.001
SKBXX
SEI Daily Income Tr, Money Market Class B
3
2
1
0.001
SPBXX
SEI Daily Income Trust - Prime Obligations Class B Portfoli
3
2
1
0.001
SEVXX
SEI Daily Income Trust Government Portfolio Cl B
3
2
1
0.001
TCGXX
SEI Daily Income Trust Government II Portfolio A
3
2
1
0.001
SEOXX
SEI Daily Income Trust Government Portfolio A
3
2
1
0.001
SGOXX
SEI Daily Income Trust Govt Cl C
3
2
1
0.001
SGTXX
SEI Daily Income Trust Govt II Cl C
3
2
1
0.001
SGWXX
SEI Daily Income Trust Govt Sweep Cl
3
2
1
0.001
TCPGX
SEI Daily Income Trust Intermediate Duration Government Class A
3
2
1
0.001
SICXX
SEI Daily Income Trust Money Market Class C
3
2
1
0.001
TCMXX
SEI Daily Income Trust Money Market Pt. A
3
2
1
0.001
SISXX
SEI Daily Income Trust Money Mkt Sweep Cl
3
2
1
0.001
SPHXX
SEI Daily Income Trust Prime Obligation Class H
3
2
1
0.001
TCPXX
SEI Daily Income Trust Prime Obligation Pt. A
3
2
1
0.001
SOLXX
SEI Daily Income Trust Prime Obligations Cl C
3
2
1
0.001
SPWXX
SEI Daily Income Trust Prime Obligations Sweep Cl
3
2
1
0.001
STYXX
SEI Daily Income Trust Treasury Cl B
3
2
1
0.001
SDCXX
SEI Daily Income Trust Treasury Class C
3
2
1
0.001
STWXX
SEI Daily Income Trust Treasury II Cl C
3
2
1
0.001
SCPXX
SEI Daily Income Trust Treasury II Class A Portfolio
3
2
1
0.001
STBXX
SEI Daily Income Trust Treasury II Class B Portfolio
3
2
1
0.001
SEPXX
SEI Daily Income Trust Treasury Ptfl
3
2
1
0.001
SSWXX
SEI Daily Income Trust Treasury Sweep Cl
3
2
1
0.001
SDSDX
SEI Defensive Strategy Fd Cl D
3
2
1
0.001
SPIIX
SEI Index Fd, S&P 500 Index Fund Class I
3
2
1
0.001
WEUSX
SEI Inst Inv Tr, World Equity Ex-US Fund Cl A
3
2
1
0.001
SCOAX
SEI Insti Inv Tr, Core Fixed Income Fund Cl A
3
2
1
0.001
STMYX
SEI Insti Mgd Tr, Tax Managed Large Cap Class T
3
2
1
0.001
SSRIX
SEI Institutional Managed Tr, Real Return Fd Cl I
3
2
1
0.001
SUFIX
SEI Institutional Managed Tr, U.S. Fixed Income Fd Cl I
3
2
1
0.001
SESVX
SEI Institutional Managed Trust Small Cap Value Class A
3
2
1
0.001
TPRXX
SEI Liquid Asset Trust Prime Obligations Port
3
2
1
0.001
SFCXX
SEI Tax Exempt Trust Inst Tax Free Cl C
3
2
1
0.001
SITXX
SEI Tax Exempt Trust Institutional Tax Free Class B
3
2
1
0.001
TXWXX
SEI Tax Exempt Trust Institutional TF Portfolio Cl A
3
2
1
0.001
SEIPX
SEI Tax Exempt Trust Pennsylvania Municipal Portfolio Class A
3
2
1
0.001
TXEXX
SEI Tax Exempt Trust Tax Free Portfolio Class A
3
2
1
0.001
SVCMX
SEI VP Balanced Strategy Fund Cl III
3
2
1
0.001
SVCSX
SEI VP Conservative Strategy Fund Cl III
3
2
1
0.001
SVPDX
SEI VP Defensive Strategy Fund Cl III
3
2
1
0.001
SVPGX
SEI VP Market Growth Strategy Fund Cl III
3
2
1
0.001
SVPAX
SEI VP Market Plus Strategy Fund Cl III
3
2
1
0.001
SVPMX
SEI VP Moderate Strategy Fund Cl III
3
2
1
0.001
RTIAX
Select International Equity Fund - Class A
3
2
1
0.001
RTICX
Select International Equity Fund - Class C
3
2
1
0.001
RTIEX
Select International Equity Fund - Class E
3
2
1
0.001
RTDAX
Select U.S. Equity Fund - Class A
3
2
1
0.001
RTDCX
Select U.S. Equity Fund - Class C
3
2
1
0.001
RTDEX
Select U.S. Equity Fund - Class E
3
2
1
0.001
SYGIX
Sentinel Georgia Municipal Bond Fund Institutional Shares
3
2
1
0.001
SMGCX
Sentinel Mid Cap Fd Cl C
3
2
1
0.001
SIMGX
Sentinel Mid Cap Fd Cl I
3
2
1
0.001
SNTNX
Sentinel Mid Cap Fund Class A
3
2
1
0.001
WAEGX
Sentinel Sustainable Mid Cap Opportunities Fd Cl A
3
2
1
0.001
CEGIX
Sentinel Sustainable Mid Cap OpportunitiesFd Cl I
3
2
1
0.001
PRIVX
Sharespost 100 Fund
3
2
1
0.001
SIRYX
Sierra Core Retirement Fd Cl Y
3
2
1
0.001
SFDAX
Sirios Focus Fund Cl A
3
2
1
0.001
SFDCX
Sirios Focus Fund Cl C
3
2
1
0.001
SFDIX
Sirios Focus Fund Institutional Cl
3
2
1
0.001
SFDRX
Sirios Focus Fund Retail Cl
3
2
1
0.001
SRTEX
SMA Relationship Trust Fund Srs A
3
2
1
0.001
SRTMX
SMA Relationship Trust Series M
3
2
1
0.001
SRTTX
SMA Relationship Trust Series T
3
2
1
0.001
SRTGX
SMA Relationship Trust Srs G
3
2
1
0.001
SRTSX
SMA Relationship Trust Srs S
3
2
1
0.001
SVPIX
Small-Cap Value ProFund, Investor Class
3
2
1
0.001
SVPSX
Small-Cap Value ProFund, Service Class
3
2
1
0.001
CSPFX
SMALLCAP World Fund, Inc., Class 529-F-1 Shs
3
2
1
0.001
SVFCX
Smead Value Fund - Class C
3
2
1
0.001
SVFIX
Smead Value Fund - Class I2
3
2
1
0.001
SVFRX
Smead Value Fund - Class R3
3
2
1
0.001
SVFLX
Smead Value Fund - Class R4
3
2
1
0.001
SGSNX
Smith Group Small Cap Focused Growth Fund, Institutional Class
3
2
1
0.001
SGSVX
Smith Group Small Cap Focused Growth Fund, Investor Class
3
2
1
0.001
XSORX
Source Capital, Inc. XNYSSOR
3
2
1
0.001
FSTPX
Spartan Mid Cap Index Fd Insti Cl
3
2
1
0.001
SVASX
SPECTRUM LOW VOLATILITY FUND ADVISOR CLASS
3
2
1
0.001
SEMSX
SSGA Fds, Emerging Markets Fund Select Class
3
2
1
0.001
SIAMX
SSGA IAM Shares Fund
3
2
1
0.001
SSMXX
SSGA Money Market Fd Cl A
3
2
1
0.001
SVPXX
SSGA Prime MM Fund
3
2
1
0.001
SSMNX
SSGA SSARIS Managed Futures Strategy Fund Cl N
3
2
1
0.001
SSMYX
SSGA SSARIS Managed Futures Strategy Fund Cl Y
3
2
1
0.001
SSMFX
SSGA SSARIS Managed Futures Strategy Fund Inst Cl
3
2
1
0.001
SSGXX
SSGA U.S. Gvt MM Cl A
3
2
1
0.001
SVTXX
SSGA U.S. Treas MM Fd
3
2
1
0.001
SRBHX
State Farm Bond Fund Class R-3 Shs
3
2
1
0.001
NFSBX
State Farm International Index Fund Class B Shares
3
2
1
0.001
RAVRX
State Farm LifePath 2050 Fund Class R-1 Shs
3
2
1
0.001
RLROX
State Farm LifePath Retirement Fund Class R-1 Shs
3
2
1
0.001
MNAXX
State Farm Money Market Fund Class A Shares
3
2
1
0.001
MNBXX
State Farm Money Market Fund Class B Shares
3
2
1
0.001
SFIXX
State Farm Money Market Fund Class R-1 Shs
3
2
1
0.001
SFWXX
State Farm Money Market Fund Class R-2 Shs
3
2
1
0.001
SFEXX
State Farm Money Market Fund Class R-3 Shs
3
2
1
0.001
SAIXX
State Farm Money Market Fund Institutional Shares
3
2
1
0.001
SAAXX
State Farm Money Market Fund Legacy Class A Shares
3
2
1
0.001
SABXX
State Farm Money Market Fund Legacy Class B Shares
3
2
1
0.001
RSEOX
State Farm Small Mid Cap Equity Fund Class R-1 Shs
3
2
1
0.001
TYSXX
State Street Insti Treasury Money Market Fd Service Class
3
2
1
0.001
SSITX
State Street Clarion Global Infra & MLP Fund Class C
3
2
1
0.001
SSIVX
State Street Clarion Global Infra and MLP Fund Class K
3
2
1
0.001
SSRNX
State Street Clarion Global Real Estate Income Fund Class C
3
2
1
0.001
SSRTX
State Street Clarion Global Real Estate Income Fund Class K
3
2
1
0.001
STBIX
State Street Equity 500 Index Fund - Class B
3
2
1
0.001
SSSYX
State Street Equity 500 Index Fund Class K
3
2
1
0.001
SSGGX
State Street Global Managed Volatility Fund Class A
3
2
1
0.001
SSGCX
State Street Global Managed Volatility Fund Class C
3
2
1
0.001
SSGKX
State Street Global Managed Volatility Fund Class K
3
2
1
0.001
SSHAX
State Street Global Managed Volatility Portfolio
3
2
1
0.001
TASXX
State Street Inst Tax Free Money Market Fd Service Class
3
2
1
0.001
LRSXX
State Street Insti Liquid Reserves Fd Service Class
3
2
1
0.001
SSVXX
State Street Insti Liquid Reserves Fund Investment Class
3
2
1
0.001
TFVXX
State Street Insti Tax Free Money Market Fd Investment Class
3
2
1
0.001
STFLX
State Street Insti Tax-Free Limited Duration Bond Fund
3
2
1
0.001
SSTXX
State Street Insti Tax-Free Money Market Fund
3
2
1
0.001
TRIXX
State Street Insti Treasury Fd Insti Class
3
2
1
0.001
TPVXX
State Street Insti Treasury Plus Fd Investment Class
3
2
1
0.001
TPIXX
State Street Insti Treasury Plus Fund Institutional Class
3
2
1
0.001
TPSXX
State Street Insti Treasury Plus Money Market Fd Service Class
3
2
1
0.001
GVSXX
State Street Insti U.S. Government Money Market Fd Service Class
3
2
1
0.001
GVMXX
State Street Insti U.S. Govt Money Market Fd Insti Class
3
2
1
0.001
GVVXX
State Street Insti U.S. Govt Money Market Fd Investment Class
3
2
1
0.001
SSLXX
State Street Institutional Liquid Reserves Fd Cl M Shs
3
2
1
0.001
SSIXX
State Street Institutional Liquid Reserves Fund
3
2
1
0.001
SSYXX
State Street Institutional Liquid Reserves Fund Administration Class
3
2
1
0.001
SSHXX
State Street Institutional Liquid Reserves Fund Institutional Class
3
2
1
0.001
SSZXX
State Street Institutional Liquid Reserves Fund Investor Class
3
2
1
0.001
SSFXX
State Street Institutional Tax Free Money Market Fund Administration Class
3
2
1
0.001
SSAXX
State Street Institutional Tax Free Money Market Fund Institutional Class
3
2
1
0.001
TFNXX
State Street Institutional Tax Free Money Market Fund Investor Class
3
2
1
0.001
TRVXX
State Street Institutional Treasury Fd Investment Class
3
2
1
0.001
SSKXX
State Street Institutional Treasury Money Market Fund Administration Class
3
2
1
0.001
SSJXX
State Street Institutional Treasury Money Market Fund Institutional Class
3
2
1
0.001
SSNXX
State Street Institutional Treasury Money Market Fund Investor Class
3
2
1
0.001
SSQXX
State Street Institutional Treasury Plus Money Market Fund Administration Class
3
2
1
0.001
SAJXX
State Street Institutional Treasury Plus Money Market Fund Institutional Class
3
2
1
0.001
SAEXX
State Street Institutional Treasury Plus Money Market Fund Investor Class
3
2
1
0.001
SALXX
State Street Institutional U.S. Government Money Market Fund Administration Class
3
2
1
0.001
SSOXX
State Street Institutional U.S. Government Money Market Fund Class G
3
2
1
0.001
SAHXX
State Street Institutional U.S. Government Money Market Fund Institutional Class
3
2
1
0.001
SAMXX
State Street Institutional U.S. Government Money Market Fund Investor Class
3
2
1
0.001
SSOAX
State Street Opportunistic Emerging Markets Fund Class A
3
2
1
0.001
SSOCX
State Street Opportunistic Emerging Markets Fund Class C
3
2
1
0.001
SSOIX
State Street Opportunistic Emerging Markets Fund Class I
3
2
1
0.001
SSOKX
State Street Opportunistic Emerging Markets Fund Class K
3
2
1
0.001
SSEEX
State Street Small Cap Emerging Markets Equity Fund Class A
3
2
1
0.001
SSEHX
State Street Small Cap Emerging Markets Equity Fund Class C
3
2
1
0.001
SSEJX
State Street Small Cap Emerging Markets Equity Fund Class I
3
2
1
0.001
SSEKX
State Street Small Cap Emerging Markets Equity Fund Class K
3
2
1
0.001
SSRFX
State Street Strategic Real Return Fund Class A
3
2
1
0.001
SSRHX
State Street Strategic Real Return Fund Class C
3
2
1
0.001
SSRJX
State Street Strategic Real Return Fund Class I
3
2
1
0.001
SSRKX
State Street Strategic Real Return Fund Class K
3
2
1
0.001
SSBEX
State Street Target Retirement 2015 Fund Class C
3
2
1
0.001
SSDOX
State Street Target Retirement 2055 Fund Class I
3
2
1
0.001
STMAX
Steinberg Select Fund Investor Shs
3
2
1
0.001
BKCAX
Sterling Capital Kentucky Intermediate Tax-Free Fd Cl C
3
2
1
0.001
BBNCX
Sterling Capital North Carolina Intermediate Tax-Free Fd Cl C
3
2
1
0.001
LPVXX
STIT Liquid Assets Portfolio Private Investment Class
3
2
1
0.001
SPVXX
STIT STIC Prime Portfolio Private Investment Class
3
2
1
0.001
AGCXX
STIT Government & Agency Portfolio Corp Cl
3
2
1
0.001
GPVXX
STIT Government & Agency Portfolio Private Investment Class
3
2
1
0.001
TXPXX
STIT Government Tax-Advantage Portfolio Private Investment Class
3
2
1
0.001
TACXX
STIT Government TaxAdvantage Portfolio Corp Cl
3
2
1
0.001
LPCXX
STIT Liquid Assets Portfolio Corp Cl
3
2
1
0.001
SSCXX
STIT STIC Prime Portfolio Corp Cl
3
2
1
0.001
TFOXX
STIT Tax-Free Cash Reserve Corp Cl
3
2
1
0.001
TRCXX
STIT Tax-Free Cash Reserve Portfolio Private Investment Class
3
2
1
0.001
TYCXX
STIT Treasury Portfolio Corp Cl
3
2
1
0.001
TPFXX
STIT Treasury Portfolio Private Investment Class
3
2
1
0.001
SHBLX
Stone Harbor Emerging Markets Debt Blend Fund, Institutional Class
3
2
1
0.001
XEDFX
Stone Harbor Emerging Markets Income Fd XNYSEDF
3
2
1
0.001
XEDIX
Stone Harbor Emerging Markets Total Income Fd XNYSEDI
3
2
1
0.001
VRMIX
Stone Ridge Emerging Markets Variance Risk Premium Fund - Class I
3
2
1
0.001
VRMMX
Stone Ridge Emerging Markets Variance Risk Premium Fund - Class M
3
2
1
0.001
VRGIX
Stone Ridge Global Equity Variance Risk Premium Master Fund - Class I
3
2
1
0.001
VRGMX
Stone Ridge Global Equity Variance Risk Premium Master Fund - Class M
3
2
1
0.001
SHRIX
Stone Ridge High Yield Reinsurance Risk Premium Fd Cl I
3
2
1
0.001
SHRMX
Stone Ridge High Yield Reinsurance Risk Premium Fd Cl M
3
2
1
0.001
VRFIX
Stone Ridge International Developed Markets Variance Risk Premium Fund - Class I
3
2
1
0.001
VRFMX
Stone Ridge International Developed Markets Variance Risk Premium Fund - Class M
3
2
1
0.001
VRIIX
Stone Ridge International Master Variance Risk Premium Fund - Class I
3
2
1
0.001
VRIMX
Stone Ridge International Master Variance Risk Premium Fund - Class M
3
2
1
0.001
SREIX
Stone Ridge Reinsurance Risk Premium Fd Cl I
3
2
1
0.001
SREMX
Stone Ridge Reinsurance Risk Premium Fd Cl M
3
2
1
0.001
SRRIX
Stone Ridge Reinsurance Risk Premium Interval Fund
3
2
1
0.001
VRPIX
Stone Ridge U.S. Master Variance Risk Premium Fd Cl I
3
2
1
0.001
VRPMX
Stone Ridge U.S. Master Variance Risk Premium Fd Cl M
3
2
1
0.001
VRSIX
Stone Ridge U.S. Small Cap Variance Risk Premium Fd Cl I
3
2
1
0.001
VRSMX
Stone Ridge U.S. Small Cap Variance Risk Premium Fd Cl M
3
2
1
0.001
VRLIX
Stone Ridge U.S. Variance Risk Premium Fd Cl I
3
2
1
0.001
VRLMX
Stone Ridge U.S. Variance Risk Premium Fd Cl M
3
2
1
0.001
STMKX
Stone Toro Market Neutral Fund - Class A
3
2
1
0.001
STMTX
Stone Toro Market Neutral Fund - Class C
3
2
1
0.001
XSGLX
Strategic Global income Fund, Inc. XNYSSGL
3
2
1
0.001
SGLVX
Summit Global Investments U.S. Low Volatility Equity Fd Retail Shs
3
2
1
0.001
SSIBX
SunAmerica Eq Fds, SunAmerica International Equity Fd Cl B
3
2
1
0.001
SHNBX
SunAmerica Flexible Credit Fund Class B
3
2
1
0.001
GNMAX
SunAmerica GNMA Fund, Class A Shares
3
2
1
0.001
GNMBX
SunAmerica GNMA Fund, Class B Shares
3
2
1
0.001
GNMTX
SunAmerica Income Funds-SunAmerica GNMA Fd, Cl C
3
2
1
0.001
SMAXX
SunAmerica Money Market Fund Class A
3
2
1
0.001
SFDBX
SunAmerica Style Select Series Inc., Focused Multi-Cap Value Ptf Cl B
3
2
1
0.001
SGTBX
SunAmerica U.S. Government Securities Fund Class B
3
2
1
0.001
SUPFX
Superfund Managed Futures Strategy Fd Cl C
3
2
1
0.001
XSWZX
Swiss Helvetia Fund, Inc. XNYSSWZ
3
2
1
0.001
RPGMX
T. Rowe Price Institutional Global Multi-Sector Bond Fund
3
2
1
0.001
PRCIX
T. Rowe Price New Income Fd
3
2
1
0.001
PRRXX
T. Rowe Price Prime Reserve Fd
3
2
1
0.001
TSCXX
T. Rowe Price Summit Cash Reserves Fund
3
2
1
0.001
TRSXX
T. Rowe Price Summit Municepal Money Market Fund
3
2
1
0.001
TRRUX
T. Rowe Price Target Retirement 2020 Fund
3
2
1
0.001
PAHHX
T. Rowe Price Target Retirement 2040 Fund Adv Cl
3
2
1
0.001
PTEXX
T. Rowe Price Tax-Exempt Money Fd
3
2
1
0.001
PRTUX
T. Rowe Price Tax-Free Ultra Short-Term Bond Fd
3
2
1
0.001
PRTXX
T. Rowe Price U.S. Treasury Money Fd
3
2
1
0.001
RRTVX
T.Rowe Price 2055 Retirement Fund R Class
3
2
1
0.001
TCOEX
Tactical Offensive Equity Fd
3
2
1
0.001
TCOFX
Tactical Offensive Fixed Income Fd
3
2
1
0.001
TALGX
TARGET Large Capitalization Growth Portfolio
3
2
1
0.001
TLCRX
TARGET Large Capitalization Growth Ptf Class R
3
2
1
0.001
TALVX
TARGET Large Capitalization Value Portfolio
3
2
1
0.001
TLVRX
TARGET Large Capitalization Value Ptf Class R
3
2
1
0.001
TASGX
TARGET Small Capitalization Growth Portfolio
3
2
1
0.001
TSCRX
TARGET Small Capitalization Growth Portfolio Class R
3
2
1
0.001
TTBRX
TARGET Total Return Bond Class R
3
2
1
0.001
TATBX
TARGET Total Return Bond Portfolio
3
2
1
0.001
TXIXX
Tax-Exempt California Money Market Fund Institutional
3
2
1
0.001
TXCXX
Tax-Exempt California Money Market Fund Premier
3
2
1
0.001
UTAIX
Tax-Free Fund For Utah Class I Shares
3
2
1
0.001
COTIX
Tax-Free Fund of Colorado Class I Shares
3
2
1
0.001
TFSXX
Tax-Free Money Market Fd-Svc Shs
3
2
1
0.001
TMIXX
Tax-Free Money Market Fund RBC Inst Class 2
3
2
1
0.001
TTEXX
Tax-Free Money Market Fund RBC Insti Cl 1
3
2
1
0.001
TREXX
Tax-Free Money Market Fund RBC Investor Class
3
2
1
0.001
TMRXX
Tax-Free Money Market Fund RBC Reserve Class
3
2
1
0.001
TMKXX
Tax-Free Money Market Fund RBC Select Class
3
2
1
0.001
TFIXX
Tax-Free Money Market Investment Shares
3
2
1
0.001
AZTIX
Tax-Free Trust of Arizona Class I Shares
3
2
1
0.001
ORTIX
Tax-Free Trust of Oregon Class I Shares
3
2
1
0.001
CRIXX
TCG Cash Reserve Government Money Market Fund - Institutional Shares
3
2
1
0.001
DLIXX
TCG Daily Liquidity Government Money Market Fund - Institutional Shares
3
2
1
0.001
LSIXX
TCG Liquid Assets Government Money Market Fund - Institutional Shares
3
2
1
0.001
LPIXX
TCG Liquidity Plus Government Money Market Fund - Institutional Shares
3
2
1
0.001
GAIXX
TCG US Government Advantage Money Market Fund - Institutional Shares
3
2
1
0.001
GXIXX
TCG US Government Max Money Market Fund - Institutional Shares
3
2
1
0.001
GRIXX
TCG US Government Premier Money Market Fund - Institutional Shares
3
2
1
0.001
GQIXX
TCG US Government Primary Liquidity Money Market Fund - Institutional Shares
3
2
1
0.001
GLIXX
TCG US Government Select Money Market Fund - Institutional Shares
3
2
1
0.001
GUIXX
TCG US Government Ultra Money Market Fund - Institutional Shares
3
2
1
0.001
TGREX
TCW Global Real Estate Fund Class I
3
2
1
0.001
WCAXX
TDAM California Municipal Money Market Portfolio
3
2
1
0.001
TDCXX
TDAM California Municipal Money Market Portfolio Class A
3
2
1
0.001
TDHXX
TDAM Insti U.S. Government Fund Insti Serv Cl
3
2
1
0.001
TDMXX
TDAM Insti Money Market Fd Insti Cl
3
2
1
0.001
TDNXX
TDAM Insti Money Market Fund Insti Serv Cl
3
2
1
0.001
TDGXX
TDAM Insti U.S. Government Fund Insti Cl
3
2
1
0.001
TCCXX
TDAM Institutional Money Market Fund Commercial Class
3
2
1
0.001
TMUXX
TDAM Institutional Municipal Money Market Fund Insti Service Cl
3
2
1
0.001
TICXX
TDAM Institutional Municipal Money Market Fund Institutional Class
3
2
1
0.001
TTCXX
TDAM Institutional Treasury Obligations Fd Commercial Class
3
2
1
0.001
TDVXX
TDAM Institutional Treasury Obligations Fd Insti Service Cl
3
2
1
0.001
TGCXX
TDAM Institutional U.S. Government Fd Commercial Class
3
2
1
0.001
TDAXX
TDAM Money Market Portfolio Class A
3
2
1
0.001
WTOXX
TDAM Money Market Portfolio Investor Class
3
2
1
0.001
NPLXX
TDAM Money Market Portfolio Premium Class
3
2
1
0.001
TDSXX
TDAM Money Market Portfolio Select Class
3
2
1
0.001
WTMXX
TDAM Municipal Portfolio
3
2
1
0.001
TDIXX
TDAM Municipal Portfolio Class A
3
2
1
0.001
WNYXX
TDAM New York Municipal Money Market Portfolio
3
2
1
0.001
TDYXX
TDAM New York Municipal Money Market Portfolio Class A
3
2
1
0.001
TDOPX
TDAM Tactical Opportunities Fund- TDAM Tactical Opportunities Fund
3
2
1
0.001
WTUXX
TDAM U.S. Government Portfolio
3
2
1
0.001
TDUXX
TDAM U.S. Government Portfolio Class A
3
2
1
0.001
LEFAX
Tea Leaf Long/Short Deep Value Fund- Class A
3
2
1
0.001
LEAFX
Tea Leaf Long/Short Deep Value Fund- Class C
3
2
1
0.001
LEFIX
Tea Leaf Long/Short Deep Value Fund- Class I
3
2
1
0.001
XTHQX
Tekla Healthcare Opportunities Fund XNYSTHQ
3
2
1
0.001
TACWX
Templeton China World Fund, Advisor Class
3
2
1
0.001
XTDFX
Templeton Dragon Fund, Inc. XNYSTDF
3
2
1
0.001
XEMFX
Templeton Emerging Markets Fund Inc. XNYSEMF
3
2
1
0.001
XTEIX
Templeton Emerging Markets Income Fund Inc. XNYSTEI
3
2
1
0.001
FFRZX
Templeton Frontier Markets Fund Class Advisor
3
2
1
0.001
TGLAX
TEMPLETON GLOBAL BOND 529 PORT A
3
2
1
0.001
TGLCX
TEMPLETON GLOBAL BOND 529 PORT C
3
2
1
0.001
TGLOX
TEMPLETON GLOBAL BOND 529 PORT Z
3
2
1
0.001
XGIMX
Templeton Global Income Fund Inc. XNYSGIM
3
2
1
0.001
TBOAX
Templeton International Bond Fund Class A
3
2
1
0.001
FTSAX
Templeton International Smaller Companies Cl A1
3
2
1
0.001
FTSMX
Templeton International Smaller Companies Cl A2
3
2
1
0.001
XTRFX
Templeton Russia and East European Fund Inc. XNYSTRF
3
2
1
0.001
XBBBX
Test Closed End Mutual Fund - BBHC
3
2
1
0.001
XBARX
Test Closed End Mutual Fund - BKNY
3
2
1
0.001
XJJJX
Test Closed End Mutual Fund - JFSS
3
2
1
0.001
XDFSX
Test Closed End Mutual Fund - QEDF
3
2
1
0.001
XYYYX
Test Closed End Mutual Fund - STST
3
2
1
0.001
DDDXX
Test Money Market Fund - AEFA
3
2
1
0.001
OPPXX
Test Money Market Fund - BBHC
3
2
1
0.001
GGGXX
Test Money Market Fund - CTIF
3
2
1
0.001
DEGXX
Test Money Market Fund - DSTS
3
2
1
0.001
EEEXX
Test Money Market Fund - FWTC
3
2
1
0.001
TESXX
Test Money Market Fund - MFSC
3
2
1
0.001
POCXX
Test Money Market Fund - PICE
3
2
1
0.001
PXCXX
Test Money Market Fund - PIMC
3
2
1
0.001
IILXX
Test Money Market Fund - PION
3
2
1
0.001
TAIXX
Test Money Market Fund - SEIC
3
2
1
0.001
AAHXX
Test Money Market Fund - UFSI
3
2
1
0.001
HHHXX
Test Money Market Fund 2 - CTIF
3
2
1
0.001
DEHXX
Test Money Market Fund 2 - DSTS
3
2
1
0.001
HHNXX
Test Money Market Fund Govt - BKNY
3
2
1
0.001
SGRXX
Test Money Market Fund Govt - BSYS
3
2
1
0.001
AAAXX
Test Money Market Fund Govt - JFSS
3
2
1
0.001
BSYXX
Test Money Market Fund GP - BKNY
3
2
1
0.001
BXBXX
Test Money Market Fund GP - BSYS
3
2
1
0.001
BYYXX
Test Money Market Fund TE - JFSS
3
2
1
0.001
SHHHX
Test Mutual Fund - ACMI
3
2
1
0.001
SFARX
Test Mutual Fund - ADTA
3
2
1
0.001
NNNOX
Test Mutual Fund - AEFA
3
2
1
0.001
ZCAPX
Test Mutual Fund - AMFG
3
2
1
0.001
OPPOX
Test Mutual Fund - BBHC
3
2
1
0.001
BHBHX
Test Mutual Fund - BKNY
3
2
1
0.001
BSBBX
Test Mutual Fund - BSYS
3
2
1
0.001
BBBGX
Test Mutual Fund - CTIF
3
2
1
0.001
DNNNX
Test Mutual Fund - DRFS
3
2
1
0.001
DSTSX
Test Mutual Fund - DSTS
3
2
1
0.001
UFSIX
Test Mutual Fund - FIDC
3
2
1
0.001
DDMMX
Test Mutual Fund - FWTC
3
2
1
0.001
WWWWX
Test Mutual Fund - JANU
3
2
1
0.001
DAAAX
Test Mutual Fund - JFSS
3
2
1
0.001
MTTTX
Test Mutual Fund - MFSC
3
2
1
0.001
MMMEX
Test Mutual Fund - MOFA
3
2
1
0.001
PGGGX
Test Mutual Fund - PFSM
3
2
1
0.001
PHHFX
Test Mutual Fund - PICE
3
2
1
0.001
PNNNX
Test Mutual Fund - PIMC
3
2
1
0.001
NOTTX
Test Mutual Fund - PION
3
2
1
0.001
SPPPX
Test Mutual Fund - RYDX
3
2
1
0.001
SGGGX
Test Mutual Fund - SEIC
3
2
1
0.001
SFSFX
Test Mutual Fund - SFIM
3
2
1
0.001
STSTX
Test Mutual Fund - STST
3
2
1
0.001
MMIMX
Test Mutual Fund - UFSI
3
2
1
0.001
VVVDX
Test Mutual Fund - VANG
3
2
1
0.001
ZQACX
Test Mutual Fund 10 - PICE
3
2
1
0.001
ZQADX
Test Mutual Fund 11 - PICE
3
2
1
0.001
ZQAEX
Test Mutual Fund 12 - PICE
3
2
1
0.001
ZQAFX
Test Mutual Fund 13 - PICE
3
2
1
0.001
ZQAGX
Test Mutual Fund 14 - PICE
3
2
1
0.001
ZQAHX
Test Mutual Fund 15 - PICE
3
2
1
0.001
ZQAIX
Test Mutual Fund 16 - PICE
3
2
1
0.001
ZQAJX
Test Mutual Fund 17 - PICE
3
2
1
0.001
ZQAKX
Test Mutual Fund 18 - PICE
3
2
1
0.001
ZQALX
Test Mutual Fund 19 - PICE
3
2
1
0.001
SKKKX
Test Mutual Fund 2 - ACMI
3
2
1
0.001
SSSSX
Test Mutual Fund 2 - BBHC
3
2
1
0.001
MFMAX
Test Mutual Fund 2 - BKNY
3
2
1
0.001
BSBCX
Test Mutual Fund 2 - BSYS
3
2
1
0.001
DHHHX
Test Mutual Fund 2 - CTIF
3
2
1
0.001
NNOOX
Test Mutual Fund 2 - FWTC
3
2
1
0.001
YYYYX
Test Mutual Fund 2 - JANU
3
2
1
0.001
DRRRX
Test Mutual Fund 2 - JFSS
3
2
1
0.001
PPAAX
Test Mutual Fund 2 - PICE
3
2
1
0.001
PNNUX
Test Mutual Fund 2 - PIMC
3
2
1
0.001
SLLLX
Test Mutual Fund 2 - SEIC
3
2
1
0.001
STTTX
Test Mutual Fund 2 - STST
3
2
1
0.001
MFMFX
Test Mutual Fund 3 - BKNY
3
2
1
0.001
BSBEX
Test Mutual Fund 3 - BSYS
3
2
1
0.001
DLLLX
Test Mutual Fund 3 - CTIF
3
2
1
0.001
SEEEX
Test Mutual Fund 3 - JFSS
3
2
1
0.001
PXCAX
Test Mutual Fund 3 - PICE
3
2
1
0.001
PQQQX
Test Mutual Fund 3 - PIMC
3
2
1
0.001
SNNNX
Test Mutual Fund 3 - SEIC
3
2
1
0.001
MMMCX
Test Mutual Fund 4 - BKNY
3
2
1
0.001
BSBGX
Test Mutual Fund 4 - BSYS
3
2
1
0.001
SJJJX
Test Mutual Fund 4 - JFSS
3
2
1
0.001
TESTX
Test Mutual Fund 4 - PICE
3
2
1
0.001
PVVVX
Test Mutual Fund 4 - PIMC
3
2
1
0.001
SUNGX
Test Mutual Fund 4 - SEIC
3
2
1
0.001
MMMFX
Test Mutual Fund 5 - BKNY
3
2
1
0.001
BSBJX
Test Mutual Fund 5 - BSYS
3
2
1
0.001
SOOOX
Test Mutual Fund 5 - JFSS
3
2
1
0.001
TPBSX
Test Mutual Fund 5 - PICE
3
2
1
0.001
UUUNX
Test Mutual Fund 5 - SEIC
3
2
1
0.001
BSBKX
Test Mutual Fund 6 - BSYS
3
2
1
0.001
TRPEX
Test Mutual Fund 6 - PICE
3
2
1
0.001
KIMDX
Test Mutual Fund 7 - BSYS
3
2
1
0.001
TYDDX
Test Mutual Fund 7 - PICE
3
2
1
0.001
ZQAAX
Test Mutual Fund 8 - PICE
3
2
1
0.001
ZQABX
Test Mutual Fund 9 - PICE
3
2
1
0.001
TTNVX
Teton Valley Fund - Class I
3
2
1
0.001
XPNNX
The 504 Fund XXXX
3
2
1
0.001
ABWBX
The AB Portfolios - AB Balanced Wealth Strategy - Class B
3
2
1
0.001
ABWIX
The AB Portfolios - AB Balanced Wealth Strategy - Class I
3
2
1
0.001
ACICX
The AB Portfolios - AB Tax-Managed Conservative Wealth Strategy - Class C
3
2
1
0.001
XADEX
The Adams Express Company XNYSADX
3
2
1
0.001
XGRRX
The Asia Tigers Fund, Inc. XNYS
3
2
1
0.001
NBDCX
The BDC Income Fund- C Shares
3
2
1
0.001
XCEEX
The Central Europe Russia & Turkey Fund, Inc. XNYSCEE
3
2
1
0.001
TCBCX
The Covered Bridge Fund Class C
3
2
1
0.001
XMLPX
The Cushing MLP Infrastructure Fund XXXX
3
2
1
0.001
XSRVX
The Cushing MLP Total Return Fund XNYSSRV
3
2
1
0.001
XSZCX
The Cushing Renaissance Fund XNYSSZC
3
2
1
0.001
DMBXX
The Dreyfus/Laurel Fds, Inc-Dreyfus Muni Reserves Cl B
3
2
1
0.001
DLRXX
The Dreyfus/Laurel Fds, Inc.- Dreyfus Muni Reserves Basic Shares
3
2
1
0.001
XEEAX
The European Equity Fund, Inc. XNYSEEA
3
2
1
0.001
XGDVX
The Gabelli Dividend and Income Trust XNYSGDV
3
2
1
0.001
XGABX
The Gabelli Equity Trust Inc. XNYSGAB
3
2
1
0.001
XGGZX
The Gabelli Global Small and Mid Cap Value Trust XNYSGGZ
3
2
1
0.001
XGLUX
The Gabelli Global Utility & Income Trust XASEGLU
3
2
1
0.001
XXGRX
The Gabelli Healthcare & Wellness RX Trust XNYSGRX
3
2
1
0.001
XGDLX
The GDL Fund XNYSGDL
3
2
1
0.001
GDAAX
The Giralda Fund Cl A
3
2
1
0.001
QGLAX
The Gold Bullion Strategy Fund Class A
3
2
1
0.001
QGLCX
The Gold Bullion Strategy Fund Class C
3
2
1
0.001
XGCHX
The Greater China Fund, Inc. XNYSGCH
3
2
1
0.001
RGAAX
The Growth Fund of America Class R-1 Shares
3
2
1
0.001
IHAYX
The Hartford Balanced Fund Class Y
3
2
1
0.001
HBLBX
The Hartford Balanced Income Fund Class B
3
2
1
0.001
HSMRX
The Hartford Small/Mid Cap Equity Fd Cl R3
3
2
1
0.001
HWDTX
The Hartford World Bond Fd Cl R5
3
2
1
0.001
XIFNX
The India Fund, Inc. XNYSIFN
3
2
1
0.001
XKFDX
The Korea Fund, Inc. XNYSKF
3
2
1
0.001
XLDFX
The Latin American Discovery Fund, Inc. XNYSLDF
3
2
1
0.001
MERVX
The Merger Fund VL
3
2
1
0.001
XMXEX
The Mexico Equity and Income Fund, Inc. XNYSMXE
3
2
1
0.001
MSFDX
The Multi-Strategy Growth & Income Fund Class A
3
2
1
0.001
MCFDX
The Multi-Strategy Growth & Income Fund Class C
3
2
1
0.001
MSFIX
The Multi-Strategy Growth & Income Fund Class I
3
2
1
0.001
MSFYX
The Multi-Strategy Growth & Income Fund Class L
3
2
1
0.001
XTTFX
The Thai Fund, Inc. XNYSTTF
3
2
1
0.001
XTKFX
The Turkish Investment Fund, Inc. XNYSTKF
3
2
1
0.001
HCXAX
The U.S. Corporate Fixed Income Securities Port HC Advisors Shs
3
2
1
0.001
HCXSX
The U.S. Corporate Fixed Income Securities Port HC Strat Shs
3
2
1
0.001
HCUAX
The U.S. Government Fixed Income Securities Port HC Advisors Shs
3
2
1
0.001
HCUSX
The U.S. Government Fixed Income Securities Port Strat Shs
3
2
1
0.001
HCAAX
The U.S. Mortgage/Asset Backed Fixed Income Sec Port HC Adv Shs
3
2
1
0.001
HCASX
The U.S. Mortgage/Asset Backed Fixed Income Sec Port HC Strat Shs
3
2
1
0.001
UPGIX
The Universal Institutional Funds, Inc. Global Infrastructure Port Cl I
3
2
1
0.001
UPIIX
The Universal Institutional Funds, Inc. Global Infrastructure Port Cl II
3
2
1
0.001
XZFGX
The Zweig Fund Inc. XNYSZF
3
2
1
0.001
XTSLX
THL Credit Senior Loan Fund XNYSTSLF
3
2
1
0.001
TGVRX
Thornburg International Value Fund Class R3 Shs
3
2
1
0.001
THIFX
Thornburg Limited Term Income Fund A
3
2
1
0.001
TSSAX
Thornburg Strategic Municipal Income Fund Class A
3
2
1
0.001
TAAAX
Thrivent Aggressive Allocation Fund Class A
3
2
1
0.001
LBMGX
Thrivent Mid Cap Growth Fund Class A
3
2
1
0.001
AMMXX
Thrivent Money Market Fund Class A
3
2
1
0.001
AALXX
Thrivent Money Market Fund Institutional Class
3
2
1
0.001
TLBAX
TIAA-CREF Life Balanced Fund
3
2
1
0.001
TLBDX
TIAA-CREF Life Bond Fund
3
2
1
0.001
TLGWX
TIAA-CREF Life Growth & Income Fund
3
2
1
0.001
TLGQX
TIAA-CREF Life Growth Equity Fund
3
2
1
0.001
TLINX
TIAA-CREF Life International Equity Fund
3
2
1
0.001
TLLVX
TIAA-CREF Life Large-Cap Value Fund
3
2
1
0.001
TLMXX
TIAA-CREF Life Money Market Fund
3
2
1
0.001
TLRSX
TIAA-CREF Life Real Estate Securities Fund
3
2
1
0.001
TLEQX
TIAA-CREF Life Small-Cap Equity Fund
3
2
1
0.001
TLCHX
TIAA-CREF Life Social Choice Equity Fund
3
2
1
0.001
TLSTX
TIAA-CREF Life Stock Index Fund
3
2
1
0.001
TLHPX
TIAA-CREF Lifecycle Index 2030 Fund Premier
3
2
1
0.001
TIEXX
TIAA-CREF Money Market Fd Retirement
3
2
1
0.001
TCIXX
TIAA-CREF Money Market Fund Inst Cl
3
2
1
0.001
TPPXX
TIAA-CREF Money Market Fund Prem
3
2
1
0.001
TIRXX
TIAA-CREF Money Market Fund Retail Class
3
2
1
0.001
TIICX
Timothy Plan Conservative Growth Fund - Class I
3
2
1
0.001
TISGX
Timothy Plan Strategic Growth Fund - Class I
3
2
1
0.001
THCMX
Toews Hedged Commodities Fund
3
2
1
0.001
XNDPX
Tortoise Energy Independence Fd, Inc XNYSNDP
3
2
1
0.001
XTYGX
Tortoise Energy Infrastructure Corporation XNYSTYG
3
2
1
0.001
XNTGX
Tortoise MLP Fund, Inc. XNYSNTG
3
2
1
0.001
XTTPX
Tortoise Pipeline & Energy Fund, Inc. XNYSTTP
3
2
1
0.001
XTPZX
Tortoise Power and Energy Infrastructure Fund, Inc. XNYSTPZ
3
2
1
0.001
TVPIX
Tortoise VIP MLP & Pipeline Portfolio Class I
3
2
1
0.001
TIPRX
Total Income + Real Estate Fund Class A
3
2
1
0.001
TIPPX
Total Income + Real Estate Fund Class C
3
2
1
0.001
TIPWX
Total Income + Real Estate Fund Class I
3
2
1
0.001
TSCGX
Touchstone Capital Growth Fd Cl A
3
2
1
0.001
TCGYX
Touchstone Capital Growth Fd Cl Y
3
2
1
0.001
TCGNX
Touchstone Capital Growth Fd Inst Cl
3
2
1
0.001
TSAAX
Touchstone Conservative Allocation Fd Cl A
3
2
1
0.001
TGAAX
Touchstone Global Real Estate Fund Class A
3
2
1
0.001
TGACX
Touchstone Global Real Estate Fund Class C
3
2
1
0.001
TRFIX
Touchstone Global Real Estate Fund Class Institutional
3
2
1
0.001
TRFYX
Touchstone Global Real Estate Fund Class Y
3
2
1
0.001
TINXX
Touchstone Institutional Money Market Fund
3
2
1
0.001
TMSXX
Touchstone Investment Trust Money Market Fund - S Class
3
2
1
0.001
TMOCX
Touchstone Mid Cap Value Opportunities Fd Cl C
3
2
1
0.001
TMMXX
Touchstone Money Market Fund
3
2
1
0.001
TOHXX
Touchstone Ohio Tax-Free Money Market Fd Cl A
3
2
1
0.001
TIOXX
Touchstone Ohio Tax-Free Money Market Fund Institutional Shares
3
2
1
0.001
MXCAX
Touchstone Small Cap Growth Fund Class A
3
2
1
0.001
TVOAX
Touchstone Small Cap Value Fd Cl A
3
2
1
0.001
TVOCX
Touchstone Small Cap Value Fd Cl C
3
2
1
0.001
TVOYX
Touchstone Small Cap Value Fd Cl Y
3
2
1
0.001
TVOIX
Touchstone Small Cap Value Fd Insti Cl
3
2
1
0.001
TTFXX
Touchstone Tax-Free Money Market Fund
3
2
1
0.001
TTSXX
Touchstone Tax-Free Trust Tax-Free Money Market Fund - S Class
3
2
1
0.001
TDVFX
Towle Deep Value Fund
3
2
1
0.001
DVASX
Transamerica Asset Allocation Intermediate/Long Horizon
3
2
1
0.001
TIMUX
Transamerica Enhanced Muni Class I
3
2
1
0.001
XTAIX
Transamerica Income Shares, Inc XNYSTAI
3
2
1
0.001
LCGAX
Transamerica Large Cap Growth Class A
3
2
1
0.001
LCGCX
Transamerica Large Cap Growth Class C
3
2
1
0.001
LCGIX
Transamerica Large Cap Growth Class I
3
2
1
0.001
IATXX
Transamerica Money Market Class A
3
2
1
0.001
IBTXX
Transamerica Money Market Class B
3
2
1
0.001
IMLXX
Transamerica Money Market Class C
3
2
1
0.001
TAMXX
Transamerica Money Market Class I
3
2
1
0.001
DFINX
Transamerica Partners Institutional Money Market Fund
3
2
1
0.001
DVMKX
Transamerica Partners Money Market
3
2
1
0.001
TUNAX
Transamerica Unconstrained Bond Class A
3
2
1
0.001
TUNBX
Transamerica Unconstrained Bond Class C
3
2
1
0.001
TVGIX
Transparent Value Large-Cap Growth Fund, Class I
3
2
1
0.001
TVKAX
Transparent Value SMID-Cap Directional Allocation Fund Class A
3
2
1
0.001
TVKCX
Transparent Value SMID-Cap Directional Allocation Fund Class C
3
2
1
0.001
TVKFX
Transparent Value SMID-Cap Directional Allocation Fund Class F-1
3
2
1
0.001
TVKIX
Transparent Value SMID-Cap Directional Allocation Fund Class I
3
2
1
0.001
XTYCX
Tri-Continental Corp. XNYSTY
3
2
1
0.001
TCUXX
Trust for Credit Unions Money Market Port
3
2
1
0.001
TCVXX
Trust for Credit Unions Money Market Port Inv Shs
3
2
1
0.001
TCGFX
Turner Large Growth Fund Inv Cl
3
2
1
0.001
TTLCX
Turner Titan Fd Cl C
3
2
1
0.001
TTLEX
Turner Titan Fd Insti Cl
3
2
1
0.001
TTLFX
Turner Titan Fd Inv Cl
3
2
1
0.001
EURIX
U. S. Global Investors Emerging Europe Fund Inst Cl
3
2
1
0.001
USEIX
U. S. Global Investors Gold and Precious Metals Fund Inst Cl
3
2
1
0.001
SCEQX
U.S. Aggressive Equity Individual Fund Option Class A
3
2
1
0.001
SCERX
U.S. Aggressive Equity Individual Fund Option Class C
3
2
1
0.001
SCESX
U.S. Aggressive Equity Individual Fund Option Class O
3
2
1
0.001
SCELX
U.S. Core Equity Individual Fund Option Class A
3
2
1
0.001
SCENX
U.S. Core Equity Individual Fund Option Class C
3
2
1
0.001
SCEPX
U.S. Core Equity Individual Fund Option Class O
3
2
1
0.001
EUROX
U.S. Global Investors Funds, Eastern European Fund
3
2
1
0.001
TUGXX
U.S. Government Money Market Fund RBC Insti Cl 1
3
2
1
0.001
SCEUX
U.S. Small Cap Equity Individual Fund Option Class A
3
2
1
0.001
SCEVX
U.S. Small Cap Equity Individual Fund Option Class C
3
2
1
0.001
SCEWX
U.S. Small Cap Equity Individual Fund Option Class O
3
2
1
0.001
EMFYX
UBS Emerging Markets Debt Fd Cl P
3
2
1
0.001
BMNAX
UBS Equity Long-Short Multi-Strategy Fd Cl A
3
2
1
0.001
BMNCX
UBS Equity Long-Short Multi-Strategy Fd Cl C
3
2
1
0.001
BMNYX
UBS Equity Long-Short Multi-Strategy Fd Cl P
3
2
1
0.001
MAIAX
UBS Multi-Asset Income Fund Cl A
3
2
1
0.001
PWRXX
UBS Retirement Money Fd
3
2
1
0.001
RCAXX
UBS RMA California Municipal Money Fd
3
2
1
0.001
RMAXX
UBS RMA Money Market Pt.
3
2
1
0.001
RNYXX
UBS RMA New York Municipal Money Fd
3
2
1
0.001
RTFXX
UBS RMA Tax-Free Fd Inc.
3
2
1
0.001
RUSXX
UBS RMA U.S. Govt Ptf.
3
2
1
0.001
SPCXX
UBS Select Prime Capital Fund
3
2
1
0.001
SELXX
UBS Select Prime Institutional Fund
3
2
1
0.001
SPIXX
UBS Select Prime Investor Fd
3
2
1
0.001
SPPXX
UBS Select Prime Preferred Fd
3
2
1
0.001
STEXX
UBS Select Tax-Free Capital Fund
3
2
1
0.001
STFXX
UBS Select Tax-Free Institutional Fd
3
2
1
0.001
SFRXX
UBS Select Tax-Free Investor Fd
3
2
1
0.001
SFPXX
UBS Select Tax-Free Preferred Fd
3
2
1
0.001
STCXX
UBS Select Treasury Capital Fund
3
2
1
0.001
SETXX
UBS Select Treasury Institutional Fund
3
2
1
0.001
STRXX
UBS Select Treasury Investor Fd
3
2
1
0.001
STPXX
UBS Select Treasury Preferred Fd
3
2
1
0.001
UGTPX
UIF Global Tactical Asset Allocation Port Cl II
3
2
1
0.001
UBVAX
Undiscovered Managers Behavioral Value A
3
2
1
0.001
UBVBX
Undiscovered Managers Behavioral Value B
3
2
1
0.001
UBVCX
Undiscovered Managers Behavioral Value C
3
2
1
0.001
UBVLX
Undiscovered Managers Behavioral Value Fd Institutional
3
2
1
0.001
UBVRX
Undiscovered Managers Behavioral Value Fund - R2
3
2
1
0.001
UBVFX
Undiscovered Managers Behavioral Value Fund - R6
3
2
1
0.001
UBVSX
Undiscovered Managers Behavioral Value Fund - Select
3
2
1
0.001
UTKXX
United States Treasury Trust Class K
3
2
1
0.001
UTSXX
United States Treasury Trust Class S
3
2
1
0.001
UCFIX
Universal Insti Fds Core Plus Fixed Income Cl II
3
2
1
0.001
UGETX
Universal Insti Fdss, Global Real Estate Ptf Class II Shs
3
2
1
0.001
UEDBX
Universal Institutional Emerging Markets Debt - Class II
3
2
1
0.001
UEMBX
Universal Institutional Emerging Markets Equity - Class II
3
2
1
0.001
UFIPX
Universal Institutional Fd Core Plus Fixed Income Portf Class I Shs
3
2
1
0.001
UEMDX
Universal Institutional Fd Emerging Mkts Debt Portfolio Class I Shs
3
2
1
0.001
UEMEX
Universal Institutional Fd Emerging Mkts Equity Portfolio Class I Shs
3
2
1
0.001
UIMPX
Universal Institutional Fd Intl Magnum Portfolio
3
2
1
0.001
UMGPX
Universal Institutional Fd Mid Cap Growth Portfolio Class I Shs
3
2
1
0.001
UUSRX
Universal Institutional Fd U.S. Real Estate Portfolio Class I Shs
3
2
1
0.001
UGIIX
Universal Institutional Fund - Global Franchise Class II
3
2
1
0.001
USIIX
Universal Institutional Fund - Small Company Growth Class II
3
2
1
0.001
USRBX
Universal Institutional US Real Estate - Class II
3
2
1
0.001
UEGIX
Universial Insti Fds, Inc. Capital Growth Ptf Class I
3
2
1
0.001
UMGTX
Universial Insti Fds, Inc. Mid Cap Growth Class II Shares
3
2
1
0.001
UEGTX
Universial Insti Fds,Inc. Capital Growth Class II Shares
3
2
1
0.001
TUSXX
US Government Money Market Fund RBC Class Select
3
2
1
0.001
TIMXX
US Government Money Market Fund RBC Insti Class 2
3
2
1
0.001
TUIXX
US Government Money Market Fund RBC Investor Class
3
2
1
0.001
TURXX
US Government Money Market Fund RBC Reserve Class
3
2
1
0.001
UCAXX
USAA Mutual Fds Tr California Money Market Fund
3
2
1
0.001
USISX
USAA Mutual Fds Tr Income Stock Fd
3
2
1
0.001
USAXX
USAA Mutual Fds Tr Money Market Fund
3
2
1
0.001
UNYXX
USAA Mutual Fds Tr New York Money Market Fund
3
2
1
0.001
USEXX
USAA Mutual Fds Tr Tax Exempt Money Market Fund
3
2
1
0.001
UATXX
USAA Mutual Fds Tr Treasury Money Market Trust
3
2
1
0.001
UVAXX
USAA Mutual Fds Tr Virginia Money Market Fund
3
2
1
0.001
VVHIX
V2 Hedged Equity Fund - Institutional Class
3
2
1
0.001
VVHEX
V2 Hedged Equity Fund - Investor Class
3
2
1
0.001
DGSVX
V2000 SmallCap Value Fund Class C Shares
3
2
1
0.001
VCIXX
VALIC Company I Money Market I Fund
3
2
1
0.001
VSSVX
VALIC Company I Small Cap Special Values Fund
3
2
1
0.001
VSTIX
VALIC Company I Stock Index Fund
3
2
1
0.001
VIIXX
VALIC Company II Money Market II Fund
3
2
1
0.001
LFCAX
Van Eck Long/Flat Commodity Index Fd Class A
3
2
1
0.001
LFCIX
Van Eck Long/Flat Commodity Index Fd Class I
3
2
1
0.001
LFCYX
Van Eck Long/Flat Commodity Index Fd Class Y
3
2
1
0.001
VMSCX
Van Eck Multi-Manager Alternatives Fd Cl C
3
2
1
0.001
VMAAX
Van Eck Multi-Manager Alternatives Fund A
3
2
1
0.001
VMAYX
Van Eck Multi-Manager Alternatives Fund Cl Y
3
2
1
0.001
VMAIX
Van Eck Multi-Manager Alternatives Fund I
3
2
1
0.001
VUSXX
Vanguard Admiral Fund Treasury Money Market Fund
3
2
1
0.001
VCTXX
Vanguard California Tax-Exempt Money Market Fund
3
2
1
0.001
VFTNX
Vanguard FTSE Social Index Fund Institutional Shs
3
2
1
0.001
VMNFX
Vanguard Market Neutral Fund Investor Shs
3
2
1
0.001
VMFXX
Vanguard Money Market Reserves Federal Money Market Fund
3
2
1
0.001
VMMXX
Vanguard Money Market Reserves Prime Money Market Fund
3
2
1
0.001
VNJXX
Vanguard New Jersey Tax-Exempt Money Market Fund
3
2
1
0.001
VYFXX
Vanguard New York Tax-Exempt Money Market Fund
3
2
1
0.001
VOHXX
Vanguard Ohio Tax-Exempt Money Market Fund
3
2
1
0.001
VPAPX
Vanguard Pacific Stock Index Fund Insti Plus
3
2
1
0.001
VPTXX
Vanguard Pennsylvania Tax-Exempt Money Market Fund
3
2
1
0.001
VMRXX
Vanguard Reserve Prime Money Market Fund Instl Shrs
3
2
1
0.001
VSPGX
Vanguard S&P 500 Growth Index Fd Insti Cl
3
2
1
0.001
VSGNX
Vanguard S&P SmallCap 600 Growth Index Fd Insti Cl
3
2
1
0.001
VSMVX
Vanguard S&P SmallCap 600 Value Index Fd Insti Cl
3
2
1
0.001
VGSTX
Vanguard STAR Fund
3
2
1
0.001
VTXVX
Vanguard Target Retirement 2015 Fund
3
2
1
0.001
VMSXX
Vanguard Tax-Exempt Money Market Fund
3
2
1
0.001
VQCGX
Vantagepoint Model Port Conservative Growth Fd TM Shs
3
2
1
0.001
NEJBX
Vaughan Nelson Small Cap Value Fund Class B
3
2
1
0.001
VCMRX
Versus Capital Multi-Manager Real Estate Income Fd LLC
3
2
1
0.001
VCMAX
Versus Capital Multi-Manager Real Estate Income Fund LLC Class A
3
2
1
0.001
VCMIX
Versus Capital Multi-Manager Real Estate Income Fund LLC Class I Shares
3
2
1
0.001
VCDRX
Vertical Capital Defined Risk Fund Advisor Class
3
2
1
0.001
VDRIX
Vertical Capital Defined Risk Fund Institutional Class
3
2
1
0.001
VCAPX
Vertical Capital Income Fund
3
2
1
0.001
VYEMX
Victory Emerging Markets Small Cap Fund Class Y
3
2
1
0.001
EMNAX
Virtus Dynamic AlphaSector Fund Class A
3
2
1
0.001
EMNCX
Virtus Dynamic AlphaSector Fund Class C
3
2
1
0.001
VIMNX
Virtus Dynamic AlphaSector Fund Class I
3
2
1
0.001
VDARX
Virtus Dynamic AlphaSector Fund Class R6
3
2
1
0.001
VGCAX
Virtus Global Commodities Stock Fd Cl A
3
2
1
0.001
VGCCX
Virtus Global Commodities Stock Fd Cl C
3
2
1
0.001
VGCIX
Virtus Global Commodities Stock Fd Cl I
3
2
1
0.001
XVGIX
Virtus Global Multi-Sector Income Fund XNYSVGI
3
2
1
0.001
VGSAX
Virtus Global Real Estate Securities Fd Cl A
3
2
1
0.001
NBMFX
Virtus Multi-Sector Intermediate Bond Fd Cl B
3
2
1
0.001
PHRCX
Virtus Real Estate Securities Fund Class C
3
2
1
0.001
XDCAX
Virtus Total Return Fund XNYSDCA
3
2
1
0.001
XIAEX
Voya Asia Pacific High Dividend Equity Income Fund XNYSIAE
3
2
1
0.001
IAIAX
Voya Australia Index Portfolio Adviser
3
2
1
0.001
ICERX
Voya Core Equity Research Fund Class R
3
2
1
0.001
VEMCX
Voya Emerging Markets Corporate Debt Fund Class I
3
2
1
0.001
VEMHX
Voya Emerging Markets Hard Currency Debt Fund Class I
3
2
1
0.001
XIHDX
Voya Emerging Markets High Dividend Equity Fund XNYSIHD
3
2
1
0.001
IEPAX
Voya Emerging Markets Index Portfolio Adviser
3
2
1
0.001
IEPTX
Voya Emerging Markets Index Portfolio S2
3
2
1
0.001
VEMLX
Voya Emerging Markets Local Currency Debt Fund Class I
3
2
1
0.001
XIGAX
Voya Global Advantage and Premium Opportunity Fund XNYSIGA
3
2
1
0.001
XIGDX
Voya Global Equity Dividend and Premium Opportunity Fund XNYSIGD
3
2
1
0.001
LEXMX
Voya Global Natural Resources Fund Class A
3
2
1
0.001
IRGNX
Voya Global Natural Resources Fund Class I
3
2
1
0.001
IGNWX
Voya Global Natural Resources Fund Class W
3
2
1
0.001
IGLAX
Voya Global Real Estate Fund Class A
3
2
1
0.001
IPMIX
Voya Index Plus MidCap Portfolio Initial
3
2
1
0.001
XIDEX
Voya Infrastructure, Industrials and Materials Fund XNYSIDE
3
2
1
0.001
XIIDX
Voya International High Dividend Equity Income Fund XNYSIID
3
2
1
0.001
VIGTX
Voya Investment Grade Credit Fund - R6
3
2
1
0.001
ILCAX
Voya Large Cap Growth Fund Class A
3
2
1
0.001
ILCCX
Voya Large Cap Growth Fund Class C
3
2
1
0.001
ILCIX
Voya Large Cap Growth Fund Class I
3
2
1
0.001
ILCRX
Voya Large Cap Growth Fund Class R
3
2
1
0.001
ILCZX
Voya Large Cap Growth Fund Class R6
3
2
1
0.001
ILCWX
Voya Large Cap Growth Fund Class W
3
2
1
0.001
IPLXX
Voya Liquid Assets Portfolio Initial
3
2
1
0.001
ITLXX
Voya Liquid Assets Portfolio S2
3
2
1
0.001
ISPXX
Voya Liquid Assets Portfolio Service
3
2
1
0.001
IMOWX
Voya MidCap Opportunities Fund Class W
3
2
1
0.001
AEMXX
Voya Money Market Fund Class A
3
2
1
0.001
ATBXX
Voya Money Market Fund Class B
3
2
1
0.001
IMCXX
Voya Money Market Fund Class C
3
2
1
0.001
ATNXX
Voya Money Market Fund Class I
3
2
1
0.001
AMCXX
Voya Money Market Fund Class L
3
2
1
0.001
IDMXX
Voya Money Market Fund Class O
3
2
1
0.001
IMWXX
Voya Money Market Fund Class W
3
2
1
0.001
IVMXX
Voya Money Market Portfolio Initial
3
2
1
0.001
IMSXX
Voya Money Market Portfolio Service
3
2
1
0.001
ISCWX
Voya Multi-Manager International SmallCap Fund Class W
3
2
1
0.001
XIRRX
Voya Natural Resources Equity Income Fund XNYSIRR
3
2
1
0.001
XPPRX
Voya Prime Rate Trust XNYSPPR
3
2
1
0.001
IRGAX
Voya Russell Mid Cap Growth Index Portfolio Adviser
3
2
1
0.001
XSIAX
Voya Senior Income Fund Class A XXXX
3
2
1
0.001
XSIBX
Voya Senior Income Fund Class B XXXX
3
2
1
0.001
XSICX
Voya Senior Income Fund Class C XXXX
3
2
1
0.001
XSIIX
Voya Senior Income Fund Class I XXXX
3
2
1
0.001
XSIWX
Voya Senior Income Fund Class W XXXX
3
2
1
0.001
IASCX
Voya Small Company Portfolio Adviser
3
2
1
0.001
ISMLX
Voya Small Company Portfolio S2
3
2
1
0.001
ISOTX
Voya Solution 2015 Portfolio T
3
2
1
0.001
ISNEX
Voya Solution 2020 Portfolio T
3
2
1
0.001
ISNSX
Voya Solution 2050 Portfolio S2
3
2
1
0.001
ICGTX
Voya Solution Conservative Portfolio S2
3
2
1
0.001
IIMDX
Voya Strategic Allocation Moderate Portfolio Initial
3
2
1
0.001
SVPUX
VP Balanced Strategy Fd Cl II
3
2
1
0.001
AVCWX
VP Capital Appreciation Fund Class II
3
2
1
0.001
SVPTX
VP Conservative Strategy Fd Cl II
3
2
1
0.001
SVPNX
VP Defensive Strategy Fd Cl II
3
2
1
0.001
SVPRX
VP MKT Growth Strategy Fd Cl II
3
2
1
0.001
SVPPX
VP MKT Plus Strategy Fd Cl II
3
2
1
0.001
SVPYX
VP Moderate Strategy Fd Cl II
3
2
1
0.001
VPCAX
VY Fidelity VIP Contrafund Portfolio Adviser
3
2
1
0.001
VPCSX
VY Fidelity VIP Contrafund Portfolio Service
3
2
1
0.001
VPEAX
VY Fidelity VIP Equity-Income Portfolio Adviser
3
2
1
0.001
VPESX
VY Fidelity VIP Equity-Income Portfolio Service
3
2
1
0.001
VPFSX
VY Fidelity VIP Mid Cap Portfolio Service
3
2
1
0.001
VPFAX
VY Fidelity VIP Mid Cap Portfolio Adviser
3
2
1
0.001
IFVMX
VY Fidelity VIP Mid Cap Portfolio S2
3
2
1
0.001
UNCXX
Waddell & Reed Advisors Cash Management Class A
3
2
1
0.001
WCBXX
Waddell & Reed Advisors Cash Mgmt Cl B
3
2
1
0.001
WCCXX
Waddell & Reed Advisors Cash Mgmt Cl C
3
2
1
0.001
WYMBX
Waddell & Reed Advisors Municipal Bond Cl Y
3
2
1
0.001
WTEAX
Waddell & Reed Advisors Tax-Managed Equity Fd Cl A
3
2
1
0.001
WKFCX
Wakefield Managed Futures Strategy Fd Cl
3
2
1
0.001
WALLX
Wall Street Fund
3
2
1
0.001
WAFFX
Wanger Advisors Trust - Wanger International Select
3
2
1
0.001
WATWX
Wanger Advisors Trust - Wanger Select
3
2
1
0.001
WSCAX
Wanger International
3
2
1
0.001
WUSAX
Wanger USA
3
2
1
0.001
WAESX
Wasatch Emerging Markets Select Fd Inv Cl
3
2
1
0.001
WAHGX
Wasatch Heritage Growth Fund
3
2
1
0.001
RWMBX
Washington Mutual Investors Fund Class R-2 Shares
3
2
1
0.001
WCERX
WCM ALTERNATIVES
3
2
1
0.001
WGMXX
Weitz Fds, Government Money Market Fund
3
2
1
0.001
WFCTX
Wells Fargo Adv Dow Jones Target Date 2010 Fd Investor Cl
3
2
1
0.001
WFDTX
Wells Fargo Adv Dow Jones Target Date 2020 Fd Investor Cl
3
2
1
0.001
WFETX
Wells Fargo Adv Dow Jones Target Date 2030 Fd Investor Cl
3
2
1
0.001
WFFTX
Wells Fargo Adv Dow Jones Target Date 2040 Fd Investor Cl
3
2
1
0.001
WFBTX
Wells Fargo Adv Dow Jones Target Date Today Fd Investor
3
2
1
0.001
WFGTX
Wells Fargo Adv Emerging Growth Fd Investor Cl
3
2
1
0.001
WCTXX
Wells Fargo Adv Fd, California Municipal Money Market Fd Cl I
3
2
1
0.001
WFVAX
Wells Fargo Adv Fd, Small/Mid Cap Value Class A
3
2
1
0.001
WTPXX
Wells Fargo Adv Fd, Treasury Plus Money Market Admin
3
2
1
0.001
SASPX
Wells Fargo Advantage Asia Pacific Fund Investor
3
2
1
0.001
STDIX
Wells Fargo Advantage Discovery Fd Inc. Investor Cl
3
2
1
0.001
NVDEX
Wells Fargo Advantage Diversified Equity Fund Admin Cl
3
2
1
0.001
STHYX
Wells Fargo Advantage High Income Fund Investor Class
3
2
1
0.001
SXFIX
Wells Fargo Advantage Municipal Bond Fund Investor Class
3
2
1
0.001
SOPFX
Wells Fargo Advantage Opportunity Fund Investor Class
3
2
1
0.001
SMMVX
Wells Fargo Advantage Small/Mid Cap Value Fund
3
2
1
0.001
STADX
Wells Fargo Advantage Ultra Short-Term Income Fund - Investor Class
3
2
1
0.001
WTRXX
Wells Fargo Advantage 100% Treasurey Money Market Admin Cl
3
2
1
0.001
WFTXX
Wells Fargo Advantage 100% Treasury Money Market A Shares
3
2
1
0.001
NWTXX
Wells Fargo Advantage 100% Treasury Money Market Fund Cl S
3
2
1
0.001
CBEQX
Wells Fargo Advantage C&B Large Cap Value Fund Investor Class
3
2
1
0.001
CBMDX
Wells Fargo Advantage C&B Mid Cap Value Fund Investor Class
3
2
1
0.001
SCTIX
Wells Fargo Advantage California Limited Term Tax-Free Fd Admin Cl
3
2
1
0.001
WCMXX
Wells Fargo Advantage California Municipal Money Market Admin Cl
3
2
1
0.001
SGCXX
Wells Fargo Advantage California Municipal Money Market Fd Cl A
3
2
1
0.001
WFCXX
Wells Fargo Advantage California Municipal Money Market Fd Cl Svc
3
2
1
0.001
SLGIX
Wells Fargo Advantage Capital Growth Fund Investor Class
3
2
1
0.001
WFIXX
Wells Fargo Advantage Cash Investment Fund Class Institutional
3
2
1
0.001
WFQXX
Wells Fargo Advantage Cash Investment MMF - Select
3
2
1
0.001
WFAXX
Wells Fargo Advantage Cash Investment Money Market Fd Administrator Cl
3
2
1
0.001
NWIXX
Wells Fargo Advantage Cash Investment Money Market Fund Cl S
3
2
1
0.001
NWCBX
Wells Fargo Advantage Colorado Tax-Free Fund B Shares
3
2
1
0.001
STCSX
Wells Fargo Advantage Common Stock Fund Investor Class
3
2
1
0.001
NVDAX
Wells Fargo Advantage Diversified Equity Fund Class A
3
2
1
0.001
WIEVX
Wells Fargo Advantage Diversified International Fund Investor Class
3
2
1
0.001
WFQEX
Wells Fargo Advantage Dow Jones Raget 2015- Investor
3
2
1
0.001
WFGYX
Wells Fargo Advantage Dow Jones Target 2025 - Investor
3
2
1
0.001
WFQTX
Wells Fargo Advantage Dow Jones Target 2035- Investor
3
2
1
0.001
WFQSX
Wells Fargo Advantage Dow Jones Target 2045 - Investor
3
2
1
0.001
WFQGX
Wells Fargo Advantage Dow Jones Target 2050 - Investor
3
2
1
0.001
WFQHX
Wells Fargo Advantage Dow Jones Target Date 2055 Fd Inv Cl
3
2
1
0.001
SENTX
Wells Fargo Advantage Enterprise Fund Investor Class
3
2
1
0.001
WIPNX
Wells Fargo Advantage Fd Income Plus Investor Class
3
2
1
0.001
SIMBX
Wells Fargo Advantage Fd, Intermediate Tax/AMT-Free Investor Cl
3
2
1
0.001
XEODX
Wells Fargo Advantage Global Dividend Opportunity Fund XNYSEOD
3
2
1
0.001
WFGXX
Wells Fargo Advantage Government Money Market Class A
3
2
1
0.001
GVIXX
Wells Fargo Advantage Government Money Market Class I
3
2
1
0.001
WGAXX
Wells Fargo Advantage Government Money Market Fd Administrator Cl
3
2
1
0.001
NWGXX
Wells Fargo Advantage Government Money Market Fund Cl S
3
2
1
0.001
STVSX
Wells Fargo Advantage Government Securities Fund, Inc. Investor Class
3
2
1
0.001
SGROX
Wells Fargo Advantage Growth Fund Investor Class.
3
2
1
0.001
WFJXX
Wells Fargo Advantage Heritage MMF - Select
3
2
1
0.001
SHIXX
Wells Fargo Advantage Heritage Money Fd Inst Cl
3
2
1
0.001
SHMXX
Wells Fargo Advantage Heritage Money Fund Admin Cl
3
2
1
0.001
WHTXX
Wells Fargo Advantage Heritage Money Market Service Cl
3
2
1
0.001
XEADX
Wells Fargo Advantage Income Opportunities Fund XASEEAD
3
2
1
0.001
WFIRX
Wells Fargo Advantage Index Fund Inv Cl
3
2
1
0.001
WFLNX
Wells Fargo Advantage Large Cap Core Fund Inv Cl
3
2
1
0.001
STRFX
Wells Fargo Advantage Large Cap Growth Fund Investor
3
2
1
0.001
SDVIX
Wells Fargo Advantage Large Company Fund Investor Series
3
2
1
0.001
STGXX
Wells Fargo Advantage Money Market Fund Class A
3
2
1
0.001
WMMXX
Wells Fargo Advantage Money Market Fund Investor Class
3
2
1
0.001
WMOXX
Wells Fargo Advantage Money Market Service Cl
3
2
1
0.001
XERCX
Wells Fargo Advantage Multi-Sector Income Fund XASEERC
3
2
1
0.001
WUCXX
Wells Fargo Advantage Municipal Cash Mgmt Money Market Admin Cl
3
2
1
0.001
WMUXX
Wells Fargo Advantage Municipal Money Market Cl A
3
2
1
0.001
WMTXX
Wells Fargo Advantage Municipal Money Market Insti
3
2
1
0.001
WMVXX
Wells Fargo Advantage Municipal Money Market Inv Cl
3
2
1
0.001
WMSXX
Wells Fargo Advantage Municipal Money Market Service Cl
3
2
1
0.001
WFNXX
Wells Fargo Advantage National Tax Free Money Market Class I
3
2
1
0.001
WNTXX
Wells Fargo Advantage National Tax-Free Money Market Fund Admin Cl
3
2
1
0.001
NWMXX
Wells Fargo Advantage National TF Money Market Cl A
3
2
1
0.001
IPBBX
Wells Fargo Advantage Real Return Fund - Class B
3
2
1
0.001
SSTBX
Wells Fargo Advantage Short-Term Bond Fund, Inc. Investor Class
3
2
1
0.001
STHBX
Wells Fargo Advantage Short-Term High Yield Bond Fund Investor Class
3
2
1
0.001
STSMX
Wells Fargo Advantage Short-Term Municipal Bond Fund, Investor Class.
3
2
1
0.001
SSMVX
Wells Fargo Advantage Small Cap Value Fund Investor Class
3
2
1
0.001
WFSBX
Wells Fargo Advantage Small Company Growth Class B
3
2
1
0.001
SCVBX
Wells Fargo Advantage Small Company Value Fund Class B
3
2
1
0.001
WFTZX
Wells Fargo Advantage Specialized Technology Fund Investor Class
3
2
1
0.001
PISXX
Wells Fargo Advantage Treasury Plus Money Market Class I
3
2
1
0.001
SMUAX
Wells Fargo Advantage Ultra Short-Term Municipal Income Fund Investor
3
2
1
0.001
XERHX
Wells Fargo Advantage Utilities and High Income Fund XASEERH
3
2
1
0.001
WBCAX
Wells Fargo Advantage WealthBuilder Conservative Allocation Ptf
3
2
1
0.001
SWFRX
Wells Fargo Advantage Wisconsin Tax-Free Fund-Investor Class
3
2
1
0.001
PRVXX
Wells Fargo AdvantageTreasury Plus Money Market Class Service
3
2
1
0.001
PIVXX
Wells Fargo AdvantageTreasury Plus Money Market Fd Class A
3
2
1
0.001
MMIXX
Wells Fargo National Tax Free Money Market Class Service
3
2
1
0.001
WFPNX
Wells Fargo Premier Large Company Growth Fund Inv Cl
3
2
1
0.001
WGTIX
Welton Global Trend Fund - Class I
3
2
1
0.001
WMKMX
WesMark West Virginia Municipal Bond Fund
3
2
1
0.001
WISVX
Westcore Small-Cap Value Dividend Fund, Institutional Class
3
2
1
0.001
SMDYX
Western Asset Short Duration Municipal Income Fund Class I
3
2
1
0.001
LWAAX
Western Asset Asian Opportunities Fd Cl FI
3
2
1
0.001
LWAOX
Western Asset Asian Opportunities Fd Cl I
3
2
1
0.001
LWOPX
Western Asset Asian Opportunities Fd Cl IS
3
2
1
0.001
LOAXX
Western Asset CA Tax Free Money Market Fd Cl A
3
2
1
0.001
CFAXX
Western Asset CA Tax Free Money Market Fund Class N
3
2
1
0.001
LFSXX
Western Asset CA Tax Free Money Market Service Shs
3
2
1
0.001
CCYXX
Western Asset Connecticut Municipal Money Market Fund Cl I
3
2
1
0.001
CNNXX
Western Asset Connecticut Municipal Money Market Fund Class A
3
2
1
0.001
LCBPX
Western Asset Corporate Bond Fund Class P
3
2
1
0.001
LTNXX
Western Asset CT Muni Money Market Service Shs
3
2
1
0.001
CFNXX
Western Asset CT Municipal Money Market Fund Class N
3
2
1
0.001
WAERX
Western Asset Emerging Market Debt Fund Class R
3
2
1
0.001
XGDOX
Western Asset Global Corp Defined Opportunity Inc. XNYSGDO
3
2
1
0.001
WAOSX
Western Asset Global Government Bond Fund Class IS
3
2
1
0.001
LGSXX
Western Asset Government Reserve Fund Service Class
3
2
1
0.001
SMGXX
Western Asset Government Reserve Fund Class A
3
2
1
0.001
LGMXX
Western Asset Government Reserve Fund Class N
3
2
1
0.001
XHIOX
Western Asset High Income Opportunity Fund Inc. XNYSHIO
3
2
1
0.001
XMHYX
Western Asset High Income Portfolio Inc. XNYSMHY
3
2
1
0.001
XHYIX
Western Asset High Yield Defined Opportunity Fund XNYSHYI
3
2
1
0.001
LWPXX
Western Asset insititutional Govt Money Market Fd Premium Shs
3
2
1
0.001
LMAXX
Western Asset Insti AMT Free Muni Money Market Admin Shs
3
2
1
0.001
LCAXX
Western Asset Insti Cash Reserves Admin Shs
3
2
1
0.001
LCRXX
Western Asset Insti Cash Reserves Invs Shs
3
2
1
0.001
LGAXX
Western Asset Insti Govt Reserves Admin Shs
3
2
1
0.001
LLRXX
Western Asset Insti Liquid Reserves Invs Shs
3
2
1
0.001
LTFXX
Western Asset Insti Tax Free Reserves Inv Shs
3
2
1
0.001
LTAXX
Western Asset Insti U.S. Treasury Reserves Admin Shs
3
2
1
0.001
LTRXX
Western Asset Insti US Treasury Reserves Inv Shs
3
2
1
0.001
LATXX
Western Asset Instit AMT Free Muni Money Market Inv Shs
3
2
1
0.001
INMXX
Western Asset Institutional AMT Fds Free Mun Money Market Fd Insti Shs
3
2
1
0.001
WAPXX
Western Asset Institutional AMT Free Muni MMKT Premium Shares
3
2
1
0.001
CFRXX
Western Asset Institutional Cash Reserves Class L
3
2
1
0.001
CFSXX
Western Asset Institutional Cash Reserves Class S
3
2
1
0.001
SVLXX
Western Asset Institutional Cash Reserves Class SVB
3
2
1
0.001
CARXX
Western Asset Institutional Cash Reserves Institutional Shares
3
2
1
0.001
INGXX
Western Asset Institutional Government Reserves Institutional Shares
3
2
1
0.001
LRAXX
Western Asset Institutional Liquid Reserves Admin Shs
3
2
1
0.001
CILXX
Western Asset Institutional Liquid Reserves Institutional Shares
3
2
1
0.001
SVIXX
Western Asset Institutional Liquid Reserves SVB I
3
2
1
0.001
SVSXX
Western Asset Institutional Liquid Reserves SVB L
3
2
1
0.001
LFAXX
Western Asset Institutional Tax Free Reserves Admin Shs
3
2
1
0.001
CIFXX
Western Asset Institutional Tax Free Reserves Institutional Shares
3
2
1
0.001
CIIXX
Western Asset Institutional US Treasury Reserves Institutional Shares
3
2
1
0.001
WATCX
Western Asset Intermediate Bond Fund Class C
3
2
1
0.001
XSBIX
Western Asset Intermediate Municipal Fund Inc. XASESBI
3
2
1
0.001
XIGIX
Western Asset Investment Grade Defined Opportunity Trust Inc. XNYSIGI
3
2
1
0.001
LWCXX
Western Asset Liquid Reserves Cl C
3
2
1
0.001
LLAXX
Western Asset Liquid Reserves Class A
3
2
1
0.001
LLBXX
Western Asset Liquid Reserves Class B
3
2
1
0.001
CIRXX
Western Asset Liquid Reserves Class N
3
2
1
0.001
LQSXX
Western Asset Liquid Reserves Service Shs
3
2
1
0.001
LAAAX
Western Asset Macro Opportunities Fund A
3
2
1
0.001
XMMUX
Western Asset Managed Municipals Fund Inc. XNYSMMU
3
2
1
0.001
XWMFX
Western Asset Middle Markets Income Fund, Inc. XXXX
3
2
1
0.001
XWAMX
Western Asset Middle Mkt Debt Fd Inc. XXXXWAM
3
2
1
0.001
XDMOX
Western Asset Mortgage Defined Opportunities Fund Inc. XNYSDMO
3
2
1
0.001
XMTTX
Western Asset Municipal Defined Opportunity XNYSMTT
3
2
1
0.001
XMHFX
Western Asset Municipal High Income Fund Inc. XNYSMHF
3
2
1
0.001
CIYXX
Western Asset New York Tax Free Money Market Fund Class N
3
2
1
0.001
LNAXX
Western Asset NY Tax Free Money Market Fd Cl A
3
2
1
0.001
LNSXX
Western Asset NY Tax Free Money Market Service Shs
3
2
1
0.001
XWEAX
Western Asset Premier Bond Fund XNYSWEA
3
2
1
0.001
CIPXX
Western Asset Premium Liquid Reserves
3
2
1
0.001
LPTXX
Western Asset Premium Tax Free Reserves
3
2
1
0.001
CIMXX
Western Asset Premium U.S. Treasury Reserves
3
2
1
0.001
WTYIX
Western Asset Short Term Yield Class I
3
2
1
0.001
LGSYX
Western Asset Short-Term Yield Fund FI
3
2
1
0.001
LMLCX
Western Asset SMASh Series C Fund
3
2
1
0.001
LMECX
Western Asset SMASh Series EC Fund
3
2
1
0.001
LMSMX
Western Asset SMASh Series M Fund
3
2
1
0.001
SLDSX
Western Asset Strategic Income Fund Class B
3
2
1
0.001
LWAXX
Western Asset Tax Free Reserves Cl A
3
2
1
0.001
LTBXX
Western Asset Tax Free Reserves Cl B
3
2
1
0.001
LTCXX
Western Asset Tax Free Reserves Cl C
3
2
1
0.001
CIXXX
Western Asset Tax Free Reserves Class N
3
2
1
0.001
LXSXX
Western Asset Tax Free Reserves Service Shs
3
2
1
0.001
WAURX
Western Asset Total Return Unconstrained Fund Class R
3
2
1
0.001
LAOXX
Western Asset U.S. Treasury Obligations Money Market Fd Administrative
3
2
1
0.001
LUIXX
Western Asset U.S. Treasury Obligations Money Market Fd Inst
3
2
1
0.001
LAIXX
Western Asset U.S. Treasury Obligations Money Market Fd Investor Shs
3
2
1
0.001
CISXX
Western Asset U.S. Treasury Reserves Class N
3
2
1
0.001
LTSXX
Western Asset US Treasury Reserves Service Shs
3
2
1
0.001
XWIWX
Western Asset/Claymore Inflation-Linked Opportunity & Income Fund XNYSWIW
3
2
1
0.001
XWIAX
Western Asset/Claymore Inflation-Linked Securities & Income Fund XNYSWIA
3
2
1
0.001
XESDX
Western Assets Emerging Markets Debt Fund Inc. XNYSESD
3
2
1
0.001
XEMDX
Western Assets Emerging Markets Income Fund Inc. XNYSEMD
3
2
1
0.001
XEHIX
Western Assets Global High Income Fund, Inc. XNYSEHI
3
2
1
0.001
XGDFX
Western Assets Global Partners Income Fund Inc. XNYSGDF
3
2
1
0.001
XHGIX
Western Assets High Income Fund II XNYSHIX
3
2
1
0.001
XMNPX
Western Assets Municipal Partners Fund Inc. XNYSMNP
3
2
1
0.001
XGFYX
Western Assets Variable Rate Strategic Fund Inc. XNYSGFY
3
2
1
0.001
XSBWX
Western Assets World Wide Income Fund XNYSSBW
3
2
1
0.001
WPFRX
Westport Fd Cl R
3
2
1
0.001
EAIFX
WFA Asset Allocation Fund Admin Class
3
2
1
0.001
ESPAX
WFA Special Small Cap Value Fund Class A
3
2
1
0.001
WOTXX
WFA 100% Treasury Money Mkt -Institutional
3
2
1
0.001
WARDX
WFA Absolute Return Fd Admin Cl
3
2
1
0.001
EAAIX
WFA Asset Allocation Inst
3
2
1
0.001
WTRZX
WFA Core Bond Fd Inv Cl
3
2
1
0.001
EVSAX
WFA Disciplined U.S. Core Fund Class A
3
2
1
0.001
SCOVX
WFA Intrinsic Small Cap Value Fund Investor Class
3
2
1
0.001
EMMXX
WFA Municipal Cash Management Money Market Fund Insti
3
2
1
0.001
EISXX
WFA Municipal Cash Management Money Market Fund Svc
3
2
1
0.001
SMCDX
WFA Special Mid CapValue Fund Investor Class
3
2
1
0.001
ESPIX
WFA Special Small Cap Value Fund Admin Class
3
2
1
0.001
ESPBX
WFA Special Small Cap Value Fund Class B
3
2
1
0.001
ESPCX
WFA Special Small Cap Value Fund Class C
3
2
1
0.001
ESPNX
WFA Special Small Cap Value Fund Institutional Class
3
2
1
0.001
ESPRX
WFA Special Small Cap Value-R6
3
2
1
0.001
EGWCX
WFA Traditional Small Cap Growth Fund Class C
3
2
1
0.001
WVEAX
WHV/EAM Emerging Markets Small Cap Equity Fund- Class A Shares
3
2
1
0.001
WVEIX
WHV/EAM Emerging Markets Small Cap Equity Fund- Class I Shares
3
2
1
0.001
WHSAX
WHV/EAM International Small Cap Equity Fund- Class A Shares
3
2
1
0.001
WHSIX
WHV/EAM International Small Cap Equity Fund- Class I Shares
3
2
1
0.001
WVSCX
WHV/Seizert Small Cap Value Equity Fund Cl C Shs
3
2
1
0.001
WESFX
Wildermuth Endowment Strategy Fund
3
2
1
0.001
WBELX
William Blair Emerging Markets Leaders Growth Fund Class I
3
2
1
0.001
BGSJX
William Blair Global Small Cap Growth Fund Class Institutional
3
2
1
0.001
WBRXX
William Blair Mutual Funds, Inc. Ready Reserves Fund Class N
3
2
1
0.001
WLAXX
Williams Capital Liquid Assets Fund Institutional Shares
3
2
1
0.001
AIIXX
Wilmington U.S. Government Money Market Fund Administrative Cl
3
2
1
0.001
ARMXX
Wilmington U.S. Treasury Money Market Fund Administrative Cl
3
2
1
0.001
AKIXX
Wilmington Prime Money Market Fund Administrative Cl
3
2
1
0.001
VSMXX
Wilmington Prime Money Market Fund Select Cl
3
2
1
0.001
VSIXX
Wilmington Prime Money Market Fund Service Cl
3
2
1
0.001
WPSXX
Wilmington Prime Money Market Fund Institutional Class
3
2
1
0.001
AFIXX
Wilmington Tax-Exempt Money Market Fund Administrative Cl
3
2
1
0.001
AKXXX
Wilmington Tax-Exempt Money Market Fund Select Cl
3
2
1
0.001
ATFXX
Wilmington Tax-Exempt Money Market Fund Service Cl
3
2
1
0.001
AKGXX
Wilmington U.S. Government Money Market Fund Select Cl
3
2
1
0.001
AGAXX
Wilmington U.S. Government Money Market Fund Service Cl
3
2
1
0.001
VSTXX
Wilmington U.S. Treasury Money Market Fund Select Cl
3
2
1
0.001
VTSXX
Wilmington U.S. Treasury Money Market Fund Service Cl
3
2
1
0.001
WGOXX
Wilmington US Government Money Market Fund Institutional Class
3
2
1
0.001
WGRIX
Wintergreen Fund, Inc. Instl Cl
3
2
1
0.001
CTACX
Witherspoon Managed Futures Strategy Fd Cl C
3
2
1
0.001
CTANX
Witherspoon Managed Futures Strategy Fd Cl N
3
2
1
0.001
WCOMX
WorldCommodity Fund
3
2
1
0.001
WAMIX
WST Asset Manager - U.S. Bond Fund - Institutional Shares
3
2
1
0.001
YCGEX
YCG Enhanced Fund
3
2
1
0.001
SCBZX
YTE Option
3
2
1
0.001
SCCOX
3
2
1
0.001
SCCQX
3
2
1
0.001
SCCWX
3
2
1
0.001
SCCZX
3
2
1
0.001
SCDCX
3
2
1
0.001
SCDDX
3
2
1
0.001
SCDEX
3
2
1
0.001
SCDHX
3
2
1
0.001
SCDJX
3
2
1
0.001
SCDKX
3
2
1
0.001
SCDLX
3
2
1
0.001
SCDMX
3
2
1
0.001
SCDNX
3
2
1
0.001
SCDOX
3
2
1
0.001
SCDPX
3
2
1
0.001
SCDQX
3
2
1
0.001
SCEHX
3
2
1
0.001
SCEJX
3
2
1
0.001
SCEKX
3
2
1
0.001
ZLSCX
Ziegler Strategic Income Fd Investor Cl
3
2
1
0.001
XZTRX
Zweig Total Return Fund Inc.
3
2
1
0.001