Active
Alternative Strategies
C.HAC
Horizons Seasonal Rotation ETF
4
2
2
0.001
C.HAC.A
Horizons Seasonal Rotation ETF
4
2
2
0.001
C.HAF
Horizons Active Global Fixed Income ETF
4
2
2
0.001
C.HAF.A
Horizons Active Global Fixed Income ETF
4
2
2
0.001
C.PEU
Purpose Enhanced US Equity Fund
4
2
2
0.001
C.PEU.B
Purpose Enhanced US Equity Fund
4
2
2
0.001
C.PHE
Purpose Tactical Hedged Equity Fund
4
2
2
0.001
C.PHE.B
Purpose Tactical Hedged Equity Fund
4
2
2
0.001
C.PHW
Purpose International Tactical Hedged Equity Fund
4
2
2
0.001
C.PMM
Purpose Multi-Strategy Market Neutral Fund
4
2
2
0.001
C.ZPW
BMO US Put Write ETF
4
2
2
0.001
C.ZPW.U
BMO US Put Write ETF (US Dollar Units)
4
2
2
0.001
Canadian Dividend And Income Equity
C.FDV
First Asset Active Canadian Dividend ETF
4
2
2
0.001
C.FDV.A
First Asset Active Canadian Dividend ETF
4
2
2
0.001
C.FDY
First Trust AlphaDEX Canadian Dividend Plus ETF
4
2
2
0.001
C.FDY.A
First Trust AlphaDEX Canadian Dividend Plus ETF
4
2
2
0.001
C.HAL
Horizons Active Cdn Dividend ETF
4
2
2
0.001
C.HAL.A
Horizons Active Cdn Dividend ETF
4
2
2
0.001
C.RCD
RBC Quant Canadian Dividend Leaders ETF
4
2
2
0.001
C.ZDV
BMO Canadian Dividend ETF
4
2
2
0.001
Canadian Equity
C.CED
First Asset Core Canadian Equity ETF
4
2
2
0.001
C.CED.A
First Asset Core Canadian Equity ETF
4
2
2
0.001
C.CSY
First Asset Core Canadian Equity Income ETF
4
2
2
0.001
C.HEX
Horizons Enhanced Income Equity ETF
4
2
2
0.001
C.HEX.A
Horizons Enhanced Income Equity ETF
4
2
2
0.001
C.HUT
Horizons Cdn Equity Managed Risk ETF
4
2
2
0.001
C.HUT.A
Horizons Cdn Equity Managed Risk ETF
4
2
2
0.001
C.RCE
RBC Quant Canadian Equity Leaders ETF
4
2
2
0.001
C.ZLB
BMO Low Volatility Canadian Equity ETF
4
2
2
0.001
Canadian Equity Balanced
C.CBB
First Asset Core Balanced ETF
4
2
2
0.001
C.CBB.A
First Asset Core Balanced ETF
4
2
2
0.001
C.FIE
iShares Canadian Financial Monthly Income Fund
4
2
2
0.001
C.FIE.A
iShares Canadian Financial Monthly Income Fund
4
2
2
0.001
Canadian Fixed Income
C.HAB
Horizons Active Corporate Bond ETF
4
2
2
0.001
C.HAB.A
Horizons Active Corporate Bond ETF
4
2
2
0.001
C.HAD
Horizons Active Cdn Bond ETF
4
2
2
0.001
C.HAD.A
Horizons Active Cdn Bond ETF
4
2
2
0.001
C.HMP
Horizons Active Cdn Municipal Bond ETF
4
2
2
0.001
C.HMP.A
Horizons Active Cdn Municipal Bond ETF
4
2
2
0.001
C.PTB
PowerShares Tactical Bond ETF
4
2
2
0.001
Canadian Fixed Income Balanced
C.PIN
Purpose Monthly Income Fund
4
2
2
0.001
C.QCP
Questrade Fixed Income Core Plus ETF
4
2
2
0.001
Canadian Focused Small/Mid Cap Equity
C.FAI
First Asset Active Utility & Infrastructure ETF
4
2
2
0.001
C.FAI.A
First Asset Active Utility & Infrastructure ETF
4
2
2
0.001
Canadian Money Market
C.PSA
Purpose High Interest Savings ETF
4
2
2
0.001
Canadian Neutral Balanced
C.ZMI
BMO Monthly Income ETF
4
2
2
0.001
Canadian Short Term Fixed Income
C.HFR
Horizons Active Floating Rate Bond ETF
4
2
2
0.001
C.HFR.A
Horizons Active Floating Rate Bond ETF
4
2
2
0.001
C.XSI
iShares Short Term Strategic Fixed Income ETF
4
2
2
0.001
Commodity
C.HGY
Horizons Gold Yield ETF
4
2
2
0.001
C.HGY.A
Horizons Gold Yield ETF
4
2
2
0.001
C.HNY
Horizons Natural Gas Yield ETF
4
2
2
0.001
C.HNY.A
Horizons Natural Gas Yield ETF
4
2
2
0.001
Emerging Markets Equity
C.FDE
First Trust AlphaDEX Emerging Market Dividend ETF (CAD-Hedged)
4
2
2
0.001
C.FDE.A
First Trust AlphaDEX Emerging Market Dividend ETF (CAD-Hedged)
4
2
2
0.001
C.HAJ
Horizons Active Emerging Market Dividend ETF
4
2
2
0.001
C.HAJ.A
Horizons Active Emerging Market Dividend ETF
4
2
2
0.001
C.RXD
RBC Quant Emerging Markets Dividend Leaders ETF
4
2
2
0.001
C.RXD.U
RBC Quant Emerging Markets Dividend Leaders ETF
4
2
2
0.001
Energy Equity
C.HEE
Horizons Enhanced Income Energy ETF
4
2
2
0.001
C.HEE.A
Horizons Enhanced Income Energy ETF
4
2
2
0.001
C.NXF
First Asset Energy Giants Covered Call ETF
4
2
2
0.001
C.NXF.A
First Asset Energy Giants Covered Call ETF
4
2
2
0.001
C.NXF.B
First Asset Energy Giants Covered Call ETF
4
2
2
0.001
C.NXF.D
First Asset Energy Giants Covered Call ETF
4
2
2
0.001
C.OXF
First Asset Can-Energy Covered Call ETF
4
2
2
0.001
C.OXF.A
First Asset Can-Energy Covered Call ETF
4
2
2
0.001
European Equity
C.RHP
RBC Quant European Dividend Leaders (CAD Hedged) ETF
4
2
2
0.001
C.RPD
RBC Quant European Dividend Leaders ETF
4
2
2
0.001
C.RPD.U
RBC Quant European Dividend Leaders ETF
4
2
2
0.001
C.ZDH
BMO International Dividend Hedged to CAD ETF
4
2
2
0.001
Financial Services Equity
C.CIC
First Asset CanBanc Income ETF
4
2
2
0.001
C.FHB
First Asset Hamilton Capital European Bank ETF
4
2
2
0.001
C.FHB.A
First Asset Hamilton Capital European Bank ETF
4
2
2
0.001
C.HEF
Horizons Enhanced Income Financials ETF
4
2
2
0.001
C.HEF.A
Horizons Enhanced Income Financials ETF
4
2
2
0.001
C.ZWB
BMO Covered Call Canadian Banks ETF
4
2
2
0.001
Floating Rate Loan
C.HSL
Horizons Active Floating Rate Senior Loan ETF
4
2
2
0.001
C.HSL.A
Horizons Active Floating Rate Senior Loan ETF
4
2
2
0.001
C.ZFH
BMO Floating Rate High Yield ETF
4
2
2
0.001
Global Equity
C.HAZ
Horizons Active Global Dividend ETF
4
2
2
0.001
C.HAZ.A
Horizons Active Global Dividend ETF
4
2
2
0.001
C.PSY
PowerShares Global Shareholder Yield ETF - CAD
4
2
2
0.001
C.QGE
Questrade Global Total Equity ETF
4
2
2
0.001
Global Equity Balanced
C.PLV
PowerShares Low Volatility Portfolio ETF
4
2
2
0.001
Global Fixed Income
C.BND
Purpose Tactical Investment Grade Bond Fund
4
2
2
0.001
C.XSC
iShares Conservative Short Term Strategic Fixed Income ETF
4
2
2
0.001
C.XSE
iShares Conservative Strategic Fixed Income ETF
4
2
2
0.001
Global Fixed Income Balanced
C.XCR
iShares Conservative Core Portfolio Builder Fund
4
2
2
0.001
Global Neutral Balanced
C.HAA
Horizons Active Diversified Income ETF
4
2
2
0.001
C.HAA.A
Horizons Active Diversified Income ETF
4
2
2
0.001
C.XGR
iShares Growth Core Portfolio Builder Fund
4
2
2
0.001
High Yield Fixed Income
C.CSD
iShares Advantaged Short Duration High Income Fund
4
2
2
0.001
C.CSD.A
iShares Advantaged Short Duration High Income Fund
4
2
2
0.001
C.CXF
First Asset Canadian Convertible Bond ETF
4
2
2
0.001
C.CXF.A
First Asset Canadian Convertible Bond ETF
4
2
2
0.001
C.FAO
First Asset Active Credit ETF
4
2
2
0.001
C.FAO.A
First Asset Active Credit ETF
4
2
2
0.001
C.FAO.U
First Asset Active Credit ETF
4
2
2
0.001
C.FAO.V
First Asset Active Credit ETF
4
2
2
0.001
C.FHY
First Trust Short Duration High Yield Bond ETF
4
2
2
0.001
C.FHY.A
First Trust Short Duration High Yield Bond ETF
4
2
2
0.001
C.HYI
Horizons Active High Yield Bond ETF
4
2
2
0.001
C.HYI.A
Horizons Active High Yield Bond ETF
4
2
2
0.001
C.PBD
Purpose Total Return Bond Fund
4
2
2
0.001
International Equity
C.HEJ
Horizons Enhanced Income International Equity ETF
4
2
2
0.001
C.HEJ.A
Horizons Enhanced Income International Equity ETF
4
2
2
0.001
C.PID
Purpose International Dividend Fund
4
2
2
0.001
C.RHF
RBC Quant EAFE Equity Leaders (CAD Hedged) ETF
4
2
2
0.001
C.RHI
RBC Quant EAFE Dividend Leaders (CAD Hedged) ETF
4
2
2
0.001
C.RID
RBC Quant EAFE Dividend Leaders ETF
4
2
2
0.001
C.RID.U
RBC Quant EAFE Dividend Leaders ETF
4
2
2
0.001
C.RIE
RBC Quant EAFE Equity Leaders ETF
4
2
2
0.001
C.RIE.U
RBC Quant EAFE Equity Leaders ETF (USD Units)
4
2
2
0.001
C.ZLI
BMO Low Volatility International Equity ETF
4
2
2
0.001
C.ZWE
BMO Europe High Dividend Covered Call Hedged to CAD ETF
4
2
2
0.001
Miscellaneous - Income & Real Property
C.FSL
First Trust Senior Loan ETF (CAD-Hedged)
4
2
2
0.001
C.FSL.A
First Trust Senior Loan ETF (CAD-Hedged)
4
2
2
0.001
C.HUF.U
Horizons Active US Floating Rate Bond (USD) ETF
4
2
2
0.001
C.HUF.V
Horizons Active US Floating Rate Bond (USD) ETF
4
2
2
0.001
C.PRA
Purpose Diversified Real Asset Fund
4
2
2
0.001
Miscellaneous - Other
C.XAL
iShares Alternatives Completion Portfolio Builder Fund
4
2
2
0.001
C.XGC
iShares Global Completion Portfolio Builder Fund
4
2
2
0.001
Natural Resources Equity
C.MXF
First Asset Can-Materials Covered Call ETF
4
2
2
0.001
C.MXF.A
First Asset Can-Materials Covered Call ETF
4
2
2
0.001
North American Equity
C.PBI
Purpose Best Ideas Fund
4
2
2
0.001
C.PBI.B
Purpose Best Ideas Fund
4
2
2
0.001
C.PDF
Purpose Core Dividend Fund
4
2
2
0.001
Precious Metals Equity
C.HEP
Horizons Enhanced Income Gold Producers ETF
4
2
2
0.001
C.HEP.A
Horizons Enhanced Income Gold Producers ETF
4
2
2
0.001
Preferred Share Fixed Income
C.HFP
Horizons Active Floating Rate Preferred Share ETF
4
2
2
0.001
C.HFP.A
Horizons Active Floating Rate Preferred Share ETF
4
2
2
0.001
C.HPR
Horizons Active Preferred Share ETF
4
2
2
0.001
C.HPR.A
Horizons Active Preferred Share ETF
4
2
2
0.001
C.PR
Lysander-Slater Preferred Share ActivETF
4
2
2
0.001
Real Estate Equity
C.PHR
Purpose Duration Hedged Real Estate Fund
4
2
2
0.001
C.RIT
First Asset Canadian REIT ETF
4
2
2
0.001
C.RIT.A
First Asset Canadian REIT ETF
4
2
2
0.001
Sector Equity
C.TXF
First Asset Tech Giants Covered Call ETF
4
2
2
0.001
C.TXF.A
First Asset Tech Giants Covered Call ETF
4
2
2
0.001
C.ZWU
BMO Covered Call Utilities ETF
4
2
2
0.001
Tactical Balanced
C.HGM
Horizons Managed Global Opportunities ETF
4
2
2
0.001
C.HGM.A
Horizons Managed Global Opportunities ETF
4
2
2
0.001
C.HMA
Horizons Managed Multi-Asset Momentum ETF
4
2
2
0.001
C.HMA.A
Horizons Managed Multi-Asset Momentum ETF
4
2
2
0.001
U.S. Equity
C.CES
First Asset Core U.S. Equity ETF
4
2
2
0.001
C.CES.A
First Asset Core U.S. Equity ETF
4
2
2
0.001
C.CES.B
First Asset Core U.S. Equity ETF
4
2
2
0.001
C.CES.D
First Asset Core U.S. Equity ETF
4
2
2
0.001
C.CES.U
First Asset Core U.S. Equity ETF
4
2
2
0.001
C.CES.V
First Asset Core U.S. Equity ETF
4
2
2
0.001
C.FUD
First Trust AlphaDEX U.S. Dividend Plus ETF (CAD-Hedged)
4
2
2
0.001
C.FUD.A
First Trust AlphaDEX U.S. Dividend Plus ETF (CAD-Hedged)
4
2
2
0.001
C.HAU
Horizons Active US Dividend ETF
4
2
2
0.001
C.HAU.A
Horizons Active US Dividend ETF
4
2
2
0.001
C.HEA.U
Horizons Enhanced Income U.S. Equity ETF
4
2
2
0.001
C.HEA.V
Horizons Enhanced Income U.S. Equity ETF
4
2
2
0.001
C.HUS.U
Horizons US Equity Managed Risk ETF
4
2
2
0.001
C.HUS.V
Horizons US Equity Managed Risk ETF
4
2
2
0.001
C.PUD
Purpose US Dividend Fund
4
2
2
0.001
C.PUD.B
Purpose US Dividend Fund
4
2
2
0.001
C.RHS
RBC Quant U.S. Equity Leaders (CAD Hedged) ETF
4
2
2
0.001
C.RHU
RBC Quant U.S. Dividend Leaders (CAD Hedged) ETF
4
2
2
0.001
C.RUD
RBC Quant U.S. Dividend Leaders ETF
4
2
2
0.001
C.RUD.U
RBC Quant U.S. Dividend Leaders ETF
4
2
2
0.001
C.RUE
RBC Quant U.S. Equity Leaders ETF
4
2
2
0.001
C.RUE.U
RBC Quant U.S. Equity Leaders ETF (USD Units)
4
2
2
0.001
C.ZDY
BMO U.S. Dividend ETF
4
2
2
0.001
C.ZDY.U
BMO U.S. Dividend ETF
4
2
2
0.001
C.ZLU
BMO Low Volatility U.S. Equity ETF
4
2
2
0.001
C.ZLU.U
BMO Low Volatility U.S. Equity ETF
4
2
2
0.001
C.ZUD
BMO U.S. Dividend Hedged to CAD ETF
4
2
2
0.001
C.ZWA
BMO Covered Call Dow Jones Industrial Average Hedged to CAD ETF
4
2
2
0.001
C.ZWH
BMO US High Dividend Covered Call ETF
4
2
2
0.001
C.ZWH.U
BMO US High Dividend Covered Call ETF
4
2
2
0.001